CAPITALA FIN CORP - COM (CPTA)

CUSIP: 14054R106

Q4 2013 13F Holders as of 31 Dec 2013

Type / Class
Equity / COM
Total 13F shares
1,133,665
Share change
0
Total reported value
$20,687,737
Price per share
$19.90
Number of holders
23

Quarterly Holders Quick Answers

What is CUSIP 14054R106?
CUSIP 14054R106 identifies CPTA - CAPITALA FIN CORP - COM in SEC institutional holdings data.

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Institutional Holders of CAPITALA FIN CORP - COM (CPTA) as of Q4 2013

As of 31 Dec 2013, CAPITALA FIN CORP - COM (CPTA) was held by 23 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 1,133,665 shares. The largest 10 holders included Yorktown Management & Research Co Inc, KEMPER Corp, UBS AG, DIALECTIC CAPITAL MANAGEMENT, LLC, Regent Investment Management LLC, BB&T SECURITIES, LLC, NORTHERN TRUST CORP, MORGAN STANLEY, State Street Corp, and STEPHENS INC /AR/. This page lists 23 institutional shareholders reporting positions in this security for the Q4 2013 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.