Security key
140501107
- Security type / class
- Equity / COM
- Total 13F shares
- 5,969,365
- Total 13F value
- $132,320,753
- Share change
- -110,134
- Put/Call ratio
- 54%
- SEC-reported price per share
- $22.16
- Number of holders
- 76
- Value change
- -$2,153,154
- Number of buys
- 34
- Number of sells
- 37
Open additional details 1 more signal available
Report period
Q1 2021
Institutions
76
Top holders
10
CSWC full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2021
Previous quarter: Q4 2020
CAPITAL SOUTHWEST CORP SEC filings
CAPITAL SOUTHWEST CORP company facts
Broader feeds
Reporting periods
Holder history for CUSIP 140501107
Recent filing periods:
Ownership snapshot
Top reported holders of CSWC - CAPITAL SOUTHWEST CORP - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
PUNCH & ASSOCIATES INVEST...
Disclosed value leader
PUNCH & ASSOCIATES INVEST...
Comparable rows
0/15
Latest evidence
31 Dec 2020
13F
Highest disclosed value: $15,702,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. has the largest disclosed position value at $15.7M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.'s linked filing trail.
Disclosed position value
Top 5
PUNCH & ASSOCIATES INVESTMENT MAN...
$15.7M
SANDERS MORRIS HARRIS LLC
$15.37M
Zuckerman Investment Group, LLC
$15.02M
FIRST MANHATTAN CO. LLC.
$8.39M
VAN ECK ASSOCIATES CORP
$4.94M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
Company
|
—
class O/S missing
|
$15,702,000
884,617 shares
|
— | 31 Dec 2020 |
| SANDERS MORRIS HARRIS LLC |
13F
Company
|
—
class O/S missing
|
$15,366,000
865,717 shares
|
— | 31 Dec 2020 |
| Zuckerman Investment Group, LLC |
13F
Company
|
—
class O/S missing
|
$15,023,000
846,388 shares
|
— | 31 Dec 2020 |
| FIRST MANHATTAN CO. LLC. |
13F
Company
|
—
class O/S missing
|
$8,392,000
472,790 shares
|
— | 31 Dec 2020 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$4,941,000
278,376 shares
|
— | 31 Dec 2020 |
| ARES MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$4,574,000
257,710 shares
|
— | 31 Dec 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
76
Shares
5,969,365
Rows available
76
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
70
Q1 2021 holders
76
Holder diff
6
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 value | Q1 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend