Security key
140501107
- Security type / class
- Equity / COM
- Total 13F shares
- 5,932,619
- Total 13F value
- $105,295,945
- Share change
- +93,427
- Put/Call ratio
- 96%
- SEC-reported price per share
- $17.75
- Number of holders
- 70
- Value change
- +$2,073,672
- Number of buys
- 39
- Number of sells
- 23
Open additional details 1 more signal available
Report period
Q4 2020
Institutions
70
Top holders
10
CSWC full security history
Ownership snapshot
Full 13F holder table
CAPITAL SOUTHWEST CORP SEC filings
CAPITAL SOUTHWEST CORP company facts
Broader feeds
Ownership snapshot
Top reported holders of CSWC - CAPITAL SOUTHWEST CORP - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
PUNCH & ASSOCIATES INVEST...
Disclosed value leader
PUNCH & ASSOCIATES INVEST...
Comparable rows
0/15
Latest evidence
30 Sep 2020
13F
Highest disclosed value: $15,659,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. has the largest disclosed position value at $15.66M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.'s linked filing trail.
Disclosed position value
Top 5
PUNCH & ASSOCIATES INVESTMENT MAN...
$15.66M
Zuckerman Investment Group, LLC
$12.11M
SANDERS MORRIS HARRIS LLC
$11.82M
FIRST MANHATTAN CO. LLC.
$6.88M
ARES MANAGEMENT LLC
$3.5M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
Company
|
—
class O/S missing
|
$15,659,000
1,114,516 shares
|
— | 30 Sep 2020 |
| Zuckerman Investment Group, LLC |
13F
Company
|
—
class O/S missing
|
$12,111,000
862,020 shares
|
— | 30 Sep 2020 |
| SANDERS MORRIS HARRIS LLC |
13F
Company
|
—
class O/S missing
|
$11,817,000
841,068 shares
|
— | 30 Sep 2020 |
| FIRST MANHATTAN CO. LLC. |
13F
Company
|
—
class O/S missing
|
$6,881,000
489,764 shares
|
— | 30 Sep 2020 |
| ARES MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$3,504,000
249,416 shares
|
— | 30 Sep 2020 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$3,237,000
230,417 shares
|
— | 30 Sep 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
70
Shares
5,932,619
Rows available
70
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
59
Q4 2020 holders
70
Holder diff
11
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 value | Q4 2020 value | Value change | Value Chg % |
|---|