What does CUSIP 14040H105 represent in this 13F holders report?

CUSIP 14040H105 is the security identifier for COF - CAPITAL ONE FINANCIAL CORP - COM used to aggregate holder disclosures.

How many institutions held COF - CAPITAL ONE FINANCIAL CORP - COM in Q4 2013?

733 institutional investors reported COF - CAPITAL ONE FINANCIAL CORP - COM for Q4 2013. Use the holders table for investor-level position and value details.

CAPITAL ONE FINANCIAL CORP - COM (COF)

CUSIP: 14040H105

Q4 2013 13F Holders as of 31 Dec 2013

Type / Class: Equity / COM
Total 13F shares: 508,759,971
Share change: -1,493,476
Total reported value: $38,954,490,800
Put/Call ratio: 100%
Price per share: $76.61
Number of holders: 733
Value change: -$114,400,520
Number of buys: 13
Number of sells: 14

Security key

14040H105

Report period

Q4 2013

Institutions

733

Top holders

COF full security history Newer quarter: Q1 2014 Previous quarter: Q3 2013 CAPITAL ONE FINANCIAL CORP SEC filings CAPITAL ONE FINANCIAL CORP company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 14040H105

Newer quarter: Q1 2014 Previous quarter: Q3 2013

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of COF - CAPITAL ONE FINANCIAL CORP - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
INSTITUTIONAL CAPITAL LLC	13F	Company	— class O/S missing	10,276,485	$706,406,000	—	30 Sep 2013	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	3,117,336	$214,287,000	—	30 Sep 2013	13F
VICTORY CAPITAL MANAGEMENT INC	13F	Company	— class O/S missing	2,163,694	$148,731,000	—	30 Sep 2013	13F
BANK OF MONTREAL /CAN/	13F	Company	— class O/S missing	1,851,480	$127,271,000	—	30 Sep 2013	13F
CITADEL ADVISORS LLC	13F	Company	— class O/S missing	884,986	$60,834,000	—	30 Sep 2013	13F
Retirement Systems of Alabama	13F	Company	— class O/S missing	768,318	$52,814,000	—	30 Sep 2013	13F
PineBridge Investments, L.P.	13F	Company	— class O/S missing	318,801	$21,915,000	—	30 Sep 2013	13F
SYSTEMATIC FINANCIAL MANAGEMENT LP	13F	Company	— class O/S missing	230,300	$15,830,000	—	30 Sep 2013	13F
HARTFORD INVESTMENT MANAGEMENT CO	13F	Company	— class O/S missing	174,645	$12,005,000	—	30 Sep 2013	13F
Zurcher Kantonalbank (Zurich Cantonalbank)	13F	Company	— class O/S missing	120,429	$8,278,000	—	30 Sep 2013	13F
Asset Management One Co., Ltd.	13F	Company	— class O/S missing	118,137	$8,138,000	—	30 Sep 2013	13F
State of Tennessee, Department of Treasury	13F	Company	— class O/S missing	104,032	$7,151,000	—	30 Sep 2013	13F
LAZARD ASSET MANAGEMENT LLC	13F	Company	— class O/S missing	92,898	$6,384,000	—	30 Sep 2013	13F
Veritable, L.P.	13F	Company	— class O/S missing	88,162	$6,060,000	—	30 Sep 2013	13F
B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund	13F	Company	— class O/S missing	56,425	$3,879,000	—	30 Sep 2013	13F
Citizens Business Bank	13F	Company	— class O/S missing	55,567	$3,820,000	—	30 Sep 2013	13F
SECURIAN ASSET MANAGEMENT, INC	13F	Company	— class O/S missing	52,859	$3,634,000	—	30 Sep 2013	13F
SPX Gestao de Recursos Ltda	13F	Company	— class O/S missing	44,100	$3,031,000	—	30 Sep 2013	13F
HUNTINGTON NATIONAL BANK	13F	Company	— class O/S missing	35,142	$2,415,000	—	30 Sep 2013	13F
E. Ohman J:or Asset Management AB	13F	Company	— class O/S missing	15,400	$1,058,596	—	30 Sep 2013	13F
Harbour Capital Advisors, LLC	13F	Company	— class O/S missing	10,391	$714,000	—	30 Sep 2013	13F
Rehmann Capital Advisory Group	13F	Company	— class O/S missing	8,851	$608,000	—	30 Sep 2013	13F
MUFG Americas Holdings Corp	13F	Company	— class O/S missing	6,822	$469,000	—	30 Sep 2013	13F
Joel Isaacson & Co., LLC	13F	Company	— class O/S missing	1,392	$96,000	—	30 Sep 2013	13F
RATIONAL ADVISORS, INC.	13F	Company	— class O/S missing	368	$25,000	—	30 Sep 2013	13F

Institutional Holders of CAPITAL ONE FINANCIAL CORP - COM (COF) as of Q4 2013

As of 31 Dec 2013, CAPITAL ONE FINANCIAL CORP - COM (COF) was held by 733 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 508,759,971 shares. The largest 10 holders included Dodge & Cox, FMR LLC, VANGUARD GROUP INC, State Street Corp, BARROW HANLEY MEWHINNEY & STRAUSS LLC, Capital World Investors, BlackRock Institutional Trust Company, N.A., JPMORGAN CHASE & CO, VIKING GLOBAL INVESTORS LP, and Capital Research Global Investors. This page lists 733 institutional shareholders reporting positions in this security for the Q4 2013 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2013 vs Q3 2013 Across Filers

Q3 2013 holders

Q4 2013 holders

733

Holder diff

707

Investor	Q3 2013 Shares	Q4 2013 Shares	Share Diff	Share Chg %	Q3 2013 Value $	Q4 2013 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.