What does CUSIP 14040H105 represent in this 13F holders report?

CUSIP 14040H105 is the security identifier for COF - CAPITAL ONE FINANCIAL CORP - COM used to aggregate holder disclosures.

How many institutions held COF - CAPITAL ONE FINANCIAL CORP - COM in Q3 2013?

26 institutional investors reported COF - CAPITAL ONE FINANCIAL CORP - COM for Q3 2013. Use the holders table for investor-level position and value details.

CAPITAL ONE FINANCIAL CORP - COM (COF)

CUSIP: 14040H105

Q3 2013 13F Holders as of 30 Sep 2013

Type / Class: Equity / COM
Total 13F shares: 20,915,821
Share change: +306,436
Total reported value: $1,437,768,596
Put/Call ratio: 150%
Price per share: $68.74
Number of holders: 26
Value change: +$21,470,266
Number of buys: 10
Number of sells: 8

Security key

14040H105

Report period

Q3 2013

Institutions

Top holders

COF full security history Newer quarter: Q4 2013 Previous quarter: Q2 2013 CAPITAL ONE FINANCIAL CORP SEC filings CAPITAL ONE FINANCIAL CORP company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 14040H105

Newer quarter: Q4 2013 Previous quarter: Q2 2013

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of COF - CAPITAL ONE FINANCIAL CORP - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	3,017,209	$189,510,000	—	30 Jun 2013	13F
Retirement Systems of Alabama	13F	Company	— class O/S missing	764,114	$47,994,000	—	30 Jun 2013	13F
CITADEL ADVISORS LLC	13F	Company	— class O/S missing	598,988	$37,622,000	—	30 Jun 2013	13F
HARTFORD INVESTMENT MANAGEMENT CO	13F	Company	— class O/S missing	180,616	$11,344,000	—	30 Jun 2013	13F
Zurcher Kantonalbank (Zurich Cantonalbank)	13F	Company	— class O/S missing	133,371	$8,377,000	—	30 Jun 2013	13F
Asset Management One Co., Ltd.	13F	Company	— class O/S missing	115,165	$7,221,000	—	30 Jun 2013	13F
PDT Partners, LLC	13F	Company	— class O/S missing	68,190	$4,283,000	—	30 Jun 2013	13F
MUFG Americas Holdings Corp	13F	Company	— class O/S missing	63,610	$3,996,000	—	30 Jun 2013	13F
B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund	13F	Company	— class O/S missing	60,000	$3,769,000	—	30 Jun 2013	13F
SPX Gestao de Recursos Ltda	13F	Company	— class O/S missing	58,700	$3,687,000	—	30 Jun 2013	13F
Veritable, L.P.	13F	Company	— class O/S missing	56,070	$3,522,000	—	30 Jun 2013	13F
SECURIAN ASSET MANAGEMENT, INC	13F	Company	— class O/S missing	52,474	$3,296,000	—	30 Jun 2013	13F
NEVILLE RODIE & SHAW INC	13F	Company	— class O/S missing	35,908	$2,256,000	—	30 Jun 2013	13F
HUNTINGTON NATIONAL BANK	13F	Company	— class O/S missing	33,418	$2,099,000	—	30 Jun 2013	13F
Citizens Business Bank	13F	Company	— class O/S missing	15,895	$998,000	—	30 Jun 2013	13F
E. Ohman J:or Asset Management AB	13F	Company	— class O/S missing	15,400	$967,274	—	30 Jun 2013	13F
Harbour Capital Advisors, LLC	13F	Company	— class O/S missing	9,566	$601,000	—	30 Jun 2013	13F
Rehmann Capital Advisory Group	13F	Company	— class O/S missing	9,418	$592,000	—	30 Jun 2013	13F
First Horizon Advisors, Inc.	13F	Company	— class O/S missing	1,200	$75,000	—	30 Jun 2013	13F
RATIONAL ADVISORS, INC.	13F	Company	— class O/S missing	368	$23,000	—	30 Jun 2013	13F
Joel Isaacson & Co., LLC	13F	Company	— class O/S missing	207	$13,000	—	30 Jun 2013	13F
Tortoise Investment Management, LLC	13F	Company	— class O/S missing	115	$7,000	—	30 Jun 2013	13F

Institutional Holders of CAPITAL ONE FINANCIAL CORP - COM (COF) as of Q3 2013

As of 30 Sep 2013, CAPITAL ONE FINANCIAL CORP - COM (COF) was held by 26 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 20,915,821 shares. The largest 10 holders included INSTITUTIONAL CAPITAL LLC, WELLS FARGO & COMPANY/MN, VICTORY CAPITAL MANAGEMENT INC, BANK OF MONTREAL /CAN/, Citadel Advisors LLC, Retirement Systems of Alabama, PineBridge Investments, L.P., PineBridge Investments, L.P., SYSTEMATIC FINANCIAL MANAGEMENT LP, and HARTFORD INVESTMENT MANAGEMENT CO. This page lists 26 institutional shareholders reporting positions in this security for the Q3 2013 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2013 vs Q2 2013 Across Filers

Q2 2013 holders

Q3 2013 holders

Holder diff

Investor	Q2 2013 Shares	Q3 2013 Shares	Share Diff	Share Chg %	Q2 2013 Value $	Q3 2013 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.