Security key
128117108
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT (CHI)
CUSIP: 128117108
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / SH BEN INT
- Total 13F shares
- 11,686,596
- Share change
- +468,301
- Total reported value
- $121,690,170
- Price per share
- $10.41
- Number of holders
- 85
- Value change
- +$4,866,086
- Number of buys
- 51
- Number of sells
- 28
Report period
Q3 2019
Institutions
85
Top holders
10
CHI full security history
Newer quarter: Q4 2019
Previous quarter: Q2 2019
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 128117108
Recent filing periods:
Top shareholders of CHI - CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,191,094
|
$12,512,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,071,934
|
$11,261,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
869,148
|
$9,130,000 | — | 30 Jun 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
865,545
|
$9,097,000 | — | 30 Jun 2019 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
760,929
|
$7,994,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
729,982
|
$7,668,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
671,438
|
$7,053,000 | — | 30 Jun 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
607,322
|
$6,379,000 | — | 30 Jun 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
396,067
|
$4,161,000 | — | 30 Jun 2019 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
375,224
|
$3,944,000 | — | 30 Jun 2019 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
360,335
|
$3,785,000 | — | 30 Jun 2019 | |
| Reitz Capital Advisors LLC |
13F
|
Company |
—
class O/S missing
|
302,813
|
$3,181,000 | — | 30 Jun 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
261,777
|
$2,750,000 | — | 30 Jun 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
175,397
|
$1,843,000 | — | 30 Jun 2019 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
146,652
|
$1,541,000 | — | 30 Jun 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
130,876
|
$1,372,000 | — | 30 Jun 2019 | |
| WealthPLAN Partners, LLC |
13F
|
Company |
—
class O/S missing
|
127,445
|
$1,337,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
125,230
|
$1,315,000 | — | 30 Jun 2019 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
120,497
|
$1,266,000 | — | 30 Jun 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
117,258
|
$1,232,000 | — | 30 Jun 2019 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
94,911
|
$997,000 | — | 30 Jun 2019 | |
| Mutual Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
93,262
|
$980,000 | — | 30 Jun 2019 | |
| Texas Yale Capital Corp. |
13F
|
Company |
—
class O/S missing
|
88,657
|
$931,000 | — | 30 Jun 2019 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
85,752
|
$901,000 | — | 30 Jun 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
81,454
|
$856,000 | — | 30 Jun 2019 | |
| CENTRAL TRUST Co |
13F
|
Company |
—
class O/S missing
|
79,228
|
$850,000 | — | 30 Jun 2019 | |
| Shorepoint Capital Partners LLC |
13F
|
Company |
—
class O/S missing
|
80,000
|
$840,000 | — | 30 Jun 2019 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
77,791
|
$814,000 | — | 30 Jun 2019 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
76,472
|
$803,000 | — | 30 Jun 2019 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
—
class O/S missing
|
71,959
|
$756,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
61,491
|
$646,000 | — | 30 Jun 2019 | |
| E&G Advisors, LP |
13F
|
Company |
—
class O/S missing
|
57,950
|
$609,000 | — | 30 Jun 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
55,632
|
$584,000 | — | 30 Jun 2019 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
55,421
|
$582,000 | — | 30 Jun 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
50,914
|
$535,000 | — | 30 Jun 2019 | |
| PINNACLE ASSOCIATES LTD |
13F
|
Company |
—
class O/S missing
|
47,600
|
$500,000 | — | 30 Jun 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
37,451
|
$393,000 | — | 30 Jun 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
36,600
|
$384,000 | — | 30 Jun 2019 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
32,288
|
$339,000 | — | 30 Jun 2019 | |
| TFG Advisers LLC |
13F
|
Company |
—
class O/S missing
|
31,967
|
$335,000 | — | 30 Jun 2019 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
30,193
|
$317,000 | — | 30 Jun 2019 | |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
27,865
|
$293,000 | — | 30 Jun 2019 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
26,492
|
$278,000 | — | 30 Jun 2019 | |
| Claraphi Advisory Network, LLC |
13F
|
Company |
—
class O/S missing
|
24,729
|
$260,000 | — | 30 Jun 2019 | |
| Formidable Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
23,250
|
$244,000 | — | 30 Jun 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
23,193
|
$242,000 | — | 30 Jun 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
22,583
|
$237,000 | — | 30 Jun 2019 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
22,426
|
$236,000 | — | 30 Jun 2019 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
21,690
|
$228,000 | — | 30 Jun 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
20,396
|
$214,000 | — | 30 Jun 2019 |
Institutional Holders of CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT (CHI) as of Q3 2019
As of 30 Sep 2019,
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT (CHI) was held by
85 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
11,686,596 shares.
The largest 10 holders included
MORGAN STANLEY, WELLS FARGO & COMPANY/MN, BANK OF AMERICA CORP /DE/, GUGGENHEIM CAPITAL LLC, UBS Group AG, Advisors Asset Management, Inc., ROYAL BANK OF CANADA, COMMONWEALTH EQUITY SERVICES, LLC, COHEN & STEERS, INC., and D.A. DAVIDSON & CO..
This page lists
85
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
85
Q3 2019 holders
85
Holder diff
0
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.