Security key
127537207
CADIZ INC - Common Stock, par value $0.01 per share (CDZI)
CUSIP: 127537207
Q1 2020 13F Holders as of 31 Mar 2020
- Type / Class
- Equity / Common Stock, par value $0.01 per share
- Shares outstanding
- 75,000,000
- Total 13F shares
- 6,273,383
- Share change
- -738,085
- Total reported value
- $73,193,628
- Put/Call ratio
- 35%
- Price per share
- $11.67
- Number of holders
- 62
- Value change
- -$7,778,968
- Number of buys
- 30
- Number of sells
- 31
Report period
Q1 2020
Institutions
62
Top holders
10
CDZI full security history
Newer quarter: Q2 2020
Previous quarter: Q4 2019
CADIZ INC SEC filings
CADIZ INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 127537207
Recent filing periods:
Top shareholders of CDZI - CADIZ INC - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC |
13F
|
Company |
1.7%
|
1,288,982
|
$14,205,000 | — | 31 Dec 2019 | |
| BlackRock Finance, Inc. |
13F
|
Company |
1.5%
|
1,113,178
|
$12,268,000 | — | 31 Dec 2019 | |
| Odey Asset Management Group Ltd |
13F
|
Company |
0.95%
|
712,009
|
$7,846,000 | — | 31 Dec 2019 | |
| Water Asset Management LLC |
13F
|
Company |
0.93%
|
695,576
|
$7,665,000 | — | 31 Dec 2019 | |
| Nokomis Capital, L.L.C. |
13F
|
Company |
0.83%
|
619,386
|
$6,826,000 | — | 31 Dec 2019 | |
| STATE STREET CORP |
13F
|
Company |
0.49%
|
369,285
|
$4,070,000 | — | 31 Dec 2019 | |
| KBC Group NV |
13F
|
Company |
0.44%
|
329,144
|
$3,627,000 | — | 31 Dec 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.36%
|
273,746
|
$3,016,000 | — | 31 Dec 2019 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.35%
|
264,098
|
$2,910,000 | — | 31 Dec 2019 | |
| ELKHORN PARTNERS LIMITED PARTNERSHIP |
13F
|
Company |
0.35%
|
262,000
|
$2,887,000 | — | 31 Dec 2019 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.28%
|
210,084
|
$2,315,000 | — | 31 Dec 2019 | |
| Atom Investors LP |
13F
|
Company |
0.22%
|
165,116
|
$1,820,000 | — | 31 Dec 2019 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.2%
|
149,836
|
$1,651,000 | — | 31 Dec 2019 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.19%
|
143,764
|
$1,584,000 | — | 31 Dec 2019 | |
| Waverton Investment Management Ltd |
13F
|
Company |
0.14%
|
107,718
|
$1,187,000 | — | 31 Dec 2019 | |
| INGALLS & SNYDER LLC |
13F
|
Company |
0.09%
|
69,949
|
$771,000 | — | 31 Dec 2019 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.08%
|
60,551
|
$667,000 | — | 31 Dec 2019 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.08%
|
59,400
|
$655,000 | — | 31 Dec 2019 | |
| UBS Group AG |
13F
|
Company |
0.08%
|
56,273
|
$620,000 | — | 31 Dec 2019 | |
| WELD CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.07%
|
54,964
|
$606,000 | — | 31 Dec 2019 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.07%
|
52,542
|
$579,000 | — | 31 Dec 2019 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.07%
|
50,543
|
$557,000 | — | 31 Dec 2019 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.06%
|
48,449
|
$534,000 | — | 31 Dec 2019 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.05%
|
39,978
|
$441,000 | — | 31 Dec 2019 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.04%
|
31,981
|
$352,000 | — | 31 Dec 2019 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.04%
|
31,500
|
$347,000 | — | 31 Dec 2019 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.04%
|
28,208
|
$311,000 | — | 31 Dec 2019 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.03%
|
26,236
|
$289,000 | — | 31 Dec 2019 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
0.03%
|
24,616
|
$271,000 | — | 31 Dec 2019 | |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM |
13F
|
Company |
0.03%
|
21,073
|
$232,000 | — | 31 Dec 2019 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.03%
|
20,494
|
$226,000 | — | 31 Dec 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.03%
|
18,829
|
$207,000 | — | 31 Dec 2019 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.02%
|
18,697
|
$206,000 | — | 31 Dec 2019 | |
| Marshall Wace North America L.P. |
13F
|
Company |
0.02%
|
18,288
|
$202,000 | — | 31 Dec 2019 | |
| James Hambro & Partners LLP |
13F
|
Company |
0.02%
|
17,400
|
$192,000 | — | 31 Dec 2019 | |
| TOKIO MARINE ASSET MANAGEMENT CO LTD |
13F
|
Company |
0.02%
|
16,500
|
$182,000 | — | 31 Dec 2019 | |
| NISA INVESTMENT ADVISORS, LLC |
13F
|
Company |
0.02%
|
15,900
|
$175,000 | — | 31 Dec 2019 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.02%
|
15,237
|
$168,000 | — | 31 Dec 2019 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.02%
|
15,000
|
$165,000 | — | 31 Dec 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.02%
|
13,912
|
$153,000 | — | 31 Dec 2019 | |
| BARCLAYS PLC |
13F
|
Company |
0.02%
|
13,401
|
$148,000 | — | 31 Dec 2019 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.02%
|
13,100
|
$144,000 | — | 31 Dec 2019 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.02%
|
13,018
|
$143,000 | — | 31 Dec 2019 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.02%
|
12,823
|
$141,000 | — | 31 Dec 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
12,767
|
$140,000 | — | 31 Dec 2019 | |
| Leap Investments LP |
13F
|
Company |
0.02%
|
12,395
|
$137,000 | — | 31 Dec 2019 | |
| Teton Advisors, Inc. |
13F
|
Company |
0.02%
|
12,000
|
$132,000 | — | 31 Dec 2019 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
0.02%
|
11,700
|
$129,000 | — | 31 Dec 2019 | |
| VOYA INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.01%
|
10,248
|
$113,000 | — | 31 Dec 2019 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.01%
|
10,000
|
$110,000 | — | 31 Dec 2019 |
Institutional Holders of CADIZ INC - Common Stock, par value $0.01 per share (CDZI) as of Q1 2020
As of 31 Mar 2020,
CADIZ INC - Common Stock, par value $0.01 per share (CDZI) was held by
62 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,273,383 shares.
The largest 10 holders included
VANGUARD GROUP INC, BlackRock Inc., Odey Asset Management Group Ltd, KBC Group NV, STATE STREET CORP, GEODE CAPITAL MANAGEMENT, LLC, ELKHORN PARTNERS LIMITED PARTNERSHIP, NORTHERN TRUST CORP, MILLENNIUM MANAGEMENT LLC, and MARSHALL WACE, LLP.
This page lists
62
institutional shareholders reporting positions in this security
for the Q1 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
64
Q1 2020 holders
62
Holder diff
-2
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.