CADIZ INC - Common Stock, par value $0.01 per share (CDZI)
CUSIP: 127537207
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common Stock, par value $0.01 per share
- Shares outstanding
- 75,000,000
- Total 13F shares
- 11,201,937
- Share change
- -608,067
- Total reported value
- $142,260,385
- Put/Call ratio
- 113%
- Price per share
- $12.70
- Number of holders
- 62
- Value change
- -$8,244,267
- Number of buys
- 27
- Number of sells
- 25
Quarterly Holders Quick Answers
What is CUSIP 127537207?
CUSIP 127537207 identifies CDZI - CADIZ INC - Common Stock, par value $0.01 per share in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 127537207:
Top shareholders of CDZI - CADIZ INC - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Water Asset Management LLC |
13F
|
Company |
3.9%
|
2,958,621
|
$39,941,000 | — | 30 Jun 2017 | |
| Odey Asset Management Group Ltd |
13F
|
Company |
1.7%
|
1,265,113
|
$17,079,000 | — | 30 Jun 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
1.5%
|
1,149,946
|
$15,525,000 | — | 30 Jun 2017 | |
| American Assets Capital Advisers, LLC |
13F
|
Company |
1.4%
|
1,040,484
|
$14,147,000 | — | 30 Jun 2017 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.2%
|
922,533
|
$12,454,000 | — | 30 Jun 2017 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.8%
|
600,909
|
$8,112,000 | — | 30 Jun 2017 | |
| ELKHORN PARTNERS LIMITED PARTNERSHIP |
13F
|
Company |
0.65%
|
486,500
|
$6,568,000 | — | 30 Jun 2017 | |
| MSD Partners, L.P. |
13F
|
Company |
0.45%
|
336,699
|
$4,545,000 | — | 30 Jun 2017 | |
| KBC Group NV |
13F
|
Company |
0.36%
|
270,673
|
$3,654,000 | — | 30 Jun 2017 | |
| STATE STREET CORP |
13F
|
Company |
0.36%
|
268,459
|
$3,622,000 | — | 30 Jun 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.34%
|
254,385
|
$3,434,000 | — | 30 Jun 2017 | |
| INGALLS & SNYDER LLC |
13F
|
Company |
0.3%
|
227,300
|
$3,069,000 | — | 30 Jun 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.23%
|
175,871
|
$2,374,000 | — | 30 Jun 2017 | |
| Boston Partners |
13F
|
Company |
0.22%
|
165,523
|
$2,235,000 | — | 30 Jun 2017 | |
| Waverton Investment Management Ltd |
13F
|
Company |
0.22%
|
162,404
|
$2,192,000 | — | 30 Jun 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.14%
|
105,151
|
$1,420,000 | — | 30 Jun 2017 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.12%
|
90,036
|
$1,215,000 | — | 30 Jun 2017 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.12%
|
88,450
|
$1,194,000 | — | 30 Jun 2017 | |
| BRC Group Holdings, Inc. |
13F
|
Company |
0.11%
|
84,042
|
$1,135,000 | — | 30 Jun 2017 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.1%
|
78,518
|
$1,060,000 | — | 30 Jun 2017 | |
| KINGS POINT CAPITAL MANAGEMENT |
13F
|
Company |
0.1%
|
75,000
|
$1,013,000 | — | 30 Jun 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.09%
|
69,729
|
$941,000 | — | 30 Jun 2017 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.09%
|
68,001
|
$917,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.09%
|
66,402
|
$897,000 | — | 30 Jun 2017 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.07%
|
56,133
|
$758,000 | — | 30 Jun 2017 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.07%
|
49,608
|
$670,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
0.06%
|
46,902
|
$633,000 | — | 30 Jun 2017 | |
| Teton Advisors, Inc. |
13F
|
Company |
0.06%
|
45,174
|
$610,000 | — | 30 Jun 2017 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.06%
|
42,056
|
$568,000 | — | 30 Jun 2017 | |
| Informed Momentum Co LLC |
13F
|
Company |
0.05%
|
40,395
|
$545,000 | — | 30 Jun 2017 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
0.05%
|
37,164
|
$502,000 | — | 30 Jun 2017 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.05%
|
37,000
|
$500,000 | — | 30 Jun 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.05%
|
34,862
|
$471,000 | — | 30 Jun 2017 | |
| A.R.T. Advisors, LLC |
13F
|
Company |
0.05%
|
34,529
|
$466,000 | — | 30 Jun 2017 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.04%
|
31,500
|
$425,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.04%
|
31,241
|
$422,000 | — | 30 Jun 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.04%
|
28,788
|
$388,000 | — | 30 Jun 2017 | |
| EQUITEC PROPRIETARY MARKETS, LLC |
13F
|
Company |
0.03%
|
24,891
|
$336,000 | — | 30 Jun 2017 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.03%
|
23,399
|
$316,000 | — | 30 Jun 2017 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.03%
|
22,300
|
$301,000 | — | 30 Jun 2017 | |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM |
13F
|
Company |
0.03%
|
19,703
|
$266,000 | — | 30 Jun 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.03%
|
19,018
|
$257,000 | — | 30 Jun 2017 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.03%
|
18,796
|
$254,000 | — | 30 Jun 2017 | |
| METROPOLITAN LIFE INSURANCE CO/NY |
13F
|
Company |
0.02%
|
15,278
|
$206,000 | — | 30 Jun 2017 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.02%
|
15,000
|
$203,000 | — | 30 Jun 2017 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
0.02%
|
14,335
|
$195,000 | — | 30 Jun 2017 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.02%
|
13,281
|
$179,000 | — | 30 Jun 2017 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.02%
|
12,963
|
$175,000 | — | 30 Jun 2017 | |
| Ironsides Asset Advisors, LLC |
13F
|
Company |
0.02%
|
12,680
|
$171,000 | — | 30 Jun 2017 | |
| Nationwide Fund Advisors |
13F
|
Company |
0.02%
|
11,635
|
$157,000 | — | 30 Jun 2017 |
Institutional Holders of CADIZ INC - Common Stock, par value $0.01 per share (CDZI) as of Q3 2017
As of 30 Sep 2017,
CADIZ INC - Common Stock, par value $0.01 per share (CDZI) was held by
62 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
11,201,937 shares.
The largest 10 holders included
Water Asset Management LLC, Odey Asset Management Group Ltd, BlackRock Inc., American Assets Capital Advisers, VANGUARD GROUP INC, CREDIT SUISSE AG/, ELKHORN PARTNERS LIMITED PARTNERSHIP, STATE STREET CORP, NORTHERN TRUST CORP, and INGALLS & SNYDER LLC.
This page lists
62
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
65
Q3 2017 holders
62
Holder diff
-3
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.