CADIZ INC - Common Stock, par value $0.01 per share (CDZI)
CUSIP: 127537207
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / Common Stock, par value $0.01 per share
- Shares outstanding
- 75,000,000
- Total 13F shares
- 8,323,665
- Share change
- +55,323
- Total reported value
- $86,471,275
- Price per share
- $10.39
- Number of holders
- 48
- Value change
- +$1,890,939
- Number of buys
- 22
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 127537207?
CUSIP 127537207 identifies CDZI - CADIZ INC - Common Stock, par value $0.01 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 127537207:
Top shareholders of CDZI - CADIZ INC - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Odey Asset Management Group Ltd |
13F
|
Company |
2.3%
|
1,703,000
|
$14,186,000 | — | 30 Jun 2014 | |
| Water Asset Management LLC |
13F
|
Company |
1.8%
|
1,326,929
|
$11,053,000 | — | 30 Jun 2014 | |
| ZESIGER CAPITAL GROUP LLC |
13F
|
Company |
1.5%
|
1,147,772
|
$9,561,000 | — | 30 Jun 2014 | |
| Boston Partners |
13F
|
Company |
1.2%
|
888,821
|
$7,404,000 | — | 30 Jun 2014 | |
| ELKHORN PARTNERS LIMITED PARTNERSHIP |
13F
|
Company |
0.74%
|
552,000
|
$4,598,000 | — | 30 Jun 2014 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.48%
|
358,711
|
$2,988,000 | — | 30 Jun 2014 | |
| Waverton Investment Management Ltd |
13F
|
Company |
0.48%
|
357,750
|
$2,980,000 | — | 30 Jun 2014 | |
| MSD Partners, L.P. |
13F
|
Company |
0.45%
|
340,000
|
$2,832,000 | — | 30 Jun 2014 | |
| American Assets Investment Management, LLC |
13F
|
Company |
0.39%
|
288,989
|
$2,407,000 | — | 30 Jun 2014 | |
| SOPHROSYNE CAPITAL LLC |
13F
|
Company |
0.27%
|
205,479
|
$1,712,000 | — | 30 Jun 2014 | |
| COMMERZBANK AKTIENGESELLSCHAFT /FI |
13F
|
Company |
0.21%
|
155,700
|
$1,297,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.19%
|
142,530
|
$1,187,000 | — | 30 Jun 2014 | |
| SCHRODER INVESTMENT MANAGEMENT GROUP |
13F
|
Company |
0.13%
|
95,880
|
$798,680 | — | 30 Jun 2014 | |
| RUSSELL FRANK CO/ |
13F
|
Company |
0.09%
|
66,300
|
$599,000 | — | 30 Jun 2014 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.09%
|
67,392
|
$560,000 | — | 30 Jun 2014 | |
| Asset Management One Co., Ltd. |
13F
|
Company |
0.07%
|
50,300
|
$419,000 | — | 30 Jun 2014 | |
| Scepter Holdings, Inc. |
13F
|
Company |
0.07%
|
48,820
|
$407,000 | — | 30 Jun 2014 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.06%
|
48,370
|
$403,000 | — | 30 Jun 2014 | |
| Teton Advisors, Inc. |
13F
|
Company |
0.06%
|
44,174
|
$368,000 | — | 30 Jun 2014 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.06%
|
41,302
|
$344,000 | — | 30 Jun 2014 | |
| GRATIA CAPITAL, LLC |
13F
|
Company |
0.05%
|
34,689
|
$289,000 | — | 30 Jun 2014 | |
| NOMURA HOLDINGS INC |
13F
|
Company |
0.05%
|
34,194
|
$286,000 | — | 30 Jun 2014 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.05%
|
34,140
|
$284,000 | — | 30 Jun 2014 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.04%
|
28,232
|
$235,000 | — | 30 Jun 2014 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.04%
|
28,208
|
$235,000 | — | 30 Jun 2014 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
26,350
|
$219,000 | — | 30 Jun 2014 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
0.03%
|
25,386
|
$211,000 | — | 30 Jun 2014 | |
| KBC Group NV |
13F
|
Company |
0.02%
|
16,151
|
$135,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.02%
|
15,424
|
$129,000 | — | 30 Jun 2014 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.02%
|
15,000
|
$125,000 | — | 30 Jun 2014 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.02%
|
15,000
|
$124,000 | — | 30 Jun 2014 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.02%
|
12,810
|
$106,707 | — | 30 Jun 2014 | |
| Rathbones Group PLC |
13F
|
Company |
0.02%
|
12,162
|
$101,000 | — | 30 Jun 2014 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.01%
|
10,000
|
$83,000 | — | 30 Jun 2014 | |
| Neuberger Berman Group LLC |
13F
|
Company |
0.01%
|
10,000
|
$83,000 | — | 30 Jun 2014 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.01%
|
7,100
|
$59,000 | — | 30 Jun 2014 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.01%
|
5,229
|
$44,000 | — | 30 Jun 2014 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0%
|
2,690
|
$22,000 | — | 30 Jun 2014 | |
| BARCLAYS PLC |
13F
|
Company |
0%
|
2,250
|
$18,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
0%
|
2,117
|
$18,000 | — | 30 Jun 2014 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0%
|
478
|
$4,000 | — | 30 Jun 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
376
|
$3,000 | — | 30 Jun 2014 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0%
|
137
|
$1,141 | — | 30 Jun 2014 |
Institutional Holders of CADIZ INC - Common Stock, par value $0.01 per share (CDZI) as of Q3 2014
As of 30 Sep 2014,
CADIZ INC - Common Stock, par value $0.01 per share (CDZI) was held by
48 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,323,665 shares.
The largest 10 holders included
Odey Asset Management Group Ltd, Water Asset Management LLC, ZESIGER CAPITAL GROUP LLC, Boston Partners, ELKHORN PARTNERS LIMITED PARTNERSHIP, VANGUARD GROUP INC, Waverton Investment Management Ltd, ALTEGRIS ADVISORS, L.L.C., SOPHROSYNE CAPITAL LLC, and Commerzbank Aktiengesellschaft /FI.
This page lists
48
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
43
Q3 2014 holders
48
Holder diff
5
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.