BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN)
CUSIP: 11161T207
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / COMMON STOCK $0.001 PAR VALUE
- Shares outstanding
- 23,210,841
- Total 13F shares
- 4,484,833
- Share change
- -1,195,963
- Total reported value
- $8,434,047
- Put/Call ratio
- 1452%
- Price per share
- $1.88
- Number of holders
- 32
- Value change
- -$3,106,182
- Number of buys
- 13
- Number of sells
- 27
Quarterly Holders Quick Answers
What is CUSIP 11161T207?
CUSIP 11161T207 identifies BWEN - BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE in SEC institutional holdings data.
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- Back to full security ownership history for the broader multi-quarter picture.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 11161T207:
Top shareholders of BWEN - BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GRACE & WHITE INC /NY |
13F
|
Company |
6.4%
|
1,494,119
|
$3,870,000 | — | 30 Sep 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
3.1%
|
716,735
|
$1,856,000 | — | 30 Sep 2021 | |
| Terence P. Fox |
3/4/5
|
Director |
—
mixed-class rows
|
522,107
mixed-class rows
|
$1,137,062 | — | 07 May 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
1.5%
|
359,237
|
$930,000 | — | 30 Sep 2021 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
1.5%
|
350,894
|
$909,000 | — | 30 Sep 2021 | |
| ADAGE CAPITAL PARTNERS GP, L.L.C. |
13F
|
Company |
1.3%
|
300,000
|
$777,000 | — | 30 Sep 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.93%
|
216,387
|
$560,000 | — | 30 Sep 2021 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
0.88%
|
203,125
|
$526,000 | — | 30 Sep 2021 | |
| ARDSLEY ADVISORY PARTNERS LP |
13F
|
Company |
0.86%
|
200,000
|
$516,000 | — | 30 Sep 2021 | |
| HUSSMAN STRATEGIC ADVISORS, INC. |
13F
|
Company |
0.73%
|
170,500
|
$442,000 | — | 30 Sep 2021 | |
| VICTORY CAPITAL MANAGEMENT INC |
13F
|
Company |
0.68%
|
157,100
|
$407,000 | — | 30 Sep 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.6%
|
140,014
|
$363,000 | — | 30 Sep 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.55%
|
126,646
|
$328,000 | — | 30 Sep 2021 | |
| US BANCORP \DE\ |
13F
|
Company |
0.52%
|
121,220
|
$314,000 | — | 30 Sep 2021 | |
| Jason Lee Bonfigt |
3/4/5
|
VP, CFO and Treasurer |
—
class O/S missing
|
137,394
|
$299,519 | — | 07 May 2021 | |
| Quinn Opportunity Partners LLC |
13F
|
Company |
0.5%
|
115,362
|
$299,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.38%
|
87,268
|
$226,000 | — | 30 Sep 2021 | |
| Tibra Equities Europe Ltd |
13F
|
Company |
0.36%
|
84,700
|
$219,000 | — | 30 Sep 2021 | |
| Ergoteles LLC |
13F
|
Company |
0.35%
|
82,327
|
$213,000 | — | 30 Sep 2021 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.31%
|
71,798
|
$186,000 | — | 30 Sep 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.31%
|
71,198
|
$184,000 | — | 30 Sep 2021 | |
| RBF Capital, LLC |
13F
|
Company |
0.3%
|
69,101
|
$179,000 | — | 30 Sep 2021 | |
| OLD MISSION CAPITAL LLC |
13F
|
Company |
0.29%
|
67,263
|
$174,000 | — | 30 Sep 2021 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.27%
|
63,822
|
$165,000 | — | 30 Sep 2021 | |
| STATE STREET CORP |
13F
|
Company |
0.27%
|
61,895
|
$160,000 | — | 30 Sep 2021 | |
| Invenomic Capital Management LP |
13F
|
Company |
0.21%
|
49,174
|
$127,000 | — | 30 Sep 2021 | |
| ExodusPoint Capital Management, LP |
13F
|
Company |
0.17%
|
39,752
|
$103,000 | — | 30 Sep 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.14%
|
31,402
|
$81,000 | — | 30 Sep 2021 | |
| Guild Investment Management, Inc. |
13F
|
Company |
0.13%
|
30,000
|
$78,000 | — | 30 Sep 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.13%
|
29,301
|
$76,000 | — | 30 Sep 2021 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.13%
|
29,254
|
$76,000 | — | 30 Sep 2021 | |
| BALYASNY ASSET MANAGEMENT L.P. |
13F
|
Company |
0.11%
|
24,852
|
$64,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
0.1%
|
22,134
|
$57,000 | — | 30 Sep 2021 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.09%
|
20,400
|
$53,000 | — | 30 Sep 2021 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.08%
|
18,970
|
$49,000 | — | 30 Sep 2021 | |
| Jump Financial, LLC |
13F
|
Company |
0.08%
|
17,724
|
$46,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.05%
|
10,748
|
$28,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.05%
|
10,716
|
$28,000 | — | 30 Sep 2021 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
0.05%
|
11,064
|
$27,000 | — | 30 Sep 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
2,866
|
$7,000 | — | 30 Sep 2021 | |
| Johnson Financial Group, Inc. |
13F
|
Company |
0.01%
|
1,400
|
$4,000 | — | 30 Sep 2021 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0%
|
1,088
|
$4,000 | — | 30 Sep 2021 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.01%
|
1,311
|
$3,000 | — | 30 Sep 2021 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0%
|
390
|
$1,000 | — | 30 Sep 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
380
|
$1,000 | — | 30 Sep 2021 | |
| Kelly Financial Services LLC |
13F
|
Company |
0%
|
25
|
$65 | — | 30 Sep 2021 |
Institutional Holders of BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN) as of Q4 2021
As of 31 Dec 2021,
BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN) was held by
32 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,484,833 shares.
The largest 10 holders included
GRACE & WHITE INC /NY, VANGUARD GROUP INC, BlackRock Inc., DIMENSIONAL FUND ADVISORS LP, ESSEX INVESTMENT MANAGEMENT CO LLC, GEODE CAPITAL MANAGEMENT, LLC, Quinn Opportunity Partners LLC, US BANCORP \DE\, SUSQUEHANNA INTERNATIONAL GROUP, LLP, and Ergoteles LLC.
This page lists
32
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
44
Q4 2021 holders
32
Holder diff
-12
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.