Security key
11161T207
BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN)
CUSIP: 11161T207
Q2 2021 13F Holders as of 30 Jun 2021
- Type / Class
- Equity / COMMON STOCK $0.001 PAR VALUE
- Shares outstanding
- 23,210,841
- Total 13F shares
- 7,250,964
- Share change
- +215,294
- Total reported value
- $32,846,000
- Put/Call ratio
- 66%
- Price per share
- $4.53
- Number of holders
- 40
- Value change
- +$104,473
- Number of buys
- 19
- Number of sells
- 17
Report period
Q2 2021
Institutions
40
Top holders
10
BWEN full security history
Newer quarter: Q3 2021
Previous quarter: Q1 2021
BROADWIND, INC. SEC filings
BROADWIND, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 11161T207
Recent filing periods:
Top shareholders of BWEN - BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. |
13F
|
Company |
9%
|
2,097,564
|
$13,844,000 | — | 31 Mar 2021 | |
| GRACE & WHITE INC /NY |
13F
|
Company |
5.5%
|
1,284,327
|
$8,477,000 | — | 31 Mar 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
2.9%
|
683,958
|
$4,515,000 | — | 31 Mar 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
1.6%
|
376,045
|
$2,482,000 | — | 31 Mar 2021 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
1.6%
|
360,017
|
$2,380,000 | — | 31 Mar 2021 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
1.4%
|
334,758
|
$2,209,000 | — | 31 Mar 2021 | |
| VICTORY CAPITAL MANAGEMENT INC |
13F
|
Company |
1.1%
|
256,530
|
$1,693,000 | — | 31 Mar 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.98%
|
227,537
|
$1,502,000 | — | 31 Mar 2021 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.89%
|
205,600
|
$1,357,000 | — | 31 Mar 2021 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.76%
|
175,551
|
$1,159,000 | — | 31 Mar 2021 | |
| Terence P. Fox |
3/4/5
|
Director |
—
mixed-class rows
|
522,107
mixed-class rows
|
$1,137,062 | — | 07 May 2021 | |
| HUSSMAN STRATEGIC ADVISORS, INC. |
13F
|
Company |
0.62%
|
144,000
|
$950,000 | — | 31 Mar 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.49%
|
113,437
|
$748,000 | — | 31 Mar 2021 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
0.48%
|
111,037
|
$733,000 | — | 31 Mar 2021 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.46%
|
107,672
|
$711,000 | — | 31 Mar 2021 | |
| HRT FINANCIAL LP |
13F
|
Company |
0.45%
|
104,398
|
$689,000 | — | 31 Mar 2021 | |
| US BANCORP \DE\ |
13F
|
Company |
0.43%
|
99,010
|
$653,000 | — | 31 Mar 2021 | |
| RBF Capital, LLC |
13F
|
Company |
0.3%
|
69,171
|
$457,000 | — | 31 Mar 2021 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.27%
|
61,807
|
$408,000 | — | 31 Mar 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.21%
|
48,211
|
$319,000 | — | 31 Mar 2021 | |
| Jason Lee Bonfigt |
3/4/5
|
VP, CFO and Treasurer |
—
class O/S missing
|
137,394
|
$299,519 | — | 07 May 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.13%
|
29,301
|
$193,000 | — | 31 Mar 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.1%
|
24,162
|
$159,000 | — | 31 Mar 2021 | |
| Tatro Capital, LLC |
13F
|
Company |
0.1%
|
24,090
|
$159,000 | — | 31 Mar 2021 | |
| J.W. COLE ADVISORS, INC. |
13F
|
Company |
0.1%
|
22,100
|
$146,000 | — | 31 Mar 2021 | |
| Quinn Opportunity Partners LLC |
13F
|
Company |
0.06%
|
15,000
|
$99,000 | — | 31 Mar 2021 | |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC |
13F
|
Company |
0.05%
|
12,600
|
$83,000 | — | 31 Mar 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.05%
|
10,867
|
$72,000 | — | 31 Mar 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.05%
|
10,547
|
$70,000 | — | 31 Mar 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.04%
|
9,331
|
$62,000 | — | 31 Mar 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.03%
|
6,400
|
$42,000 | — | 31 Mar 2021 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
3,336
|
$22,000 | — | 31 Mar 2021 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.01%
|
2,000
|
$13,000 | — | 31 Mar 2021 | |
| Johnson Financial Group, Inc. |
13F
|
Company |
0.01%
|
1,400
|
$9,000 | — | 31 Mar 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0%
|
1,000
|
$6,600 | — | 31 Mar 2021 | |
| UBS Group AG |
13F
|
Company |
0%
|
767
|
$5,000 | — | 31 Mar 2021 | |
| Clearview Wealth Advisors LLC |
13F
|
Company |
0%
|
500
|
$3,000 | — | 31 Mar 2021 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0%
|
390
|
$3,000 | — | 31 Mar 2021 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0%
|
380
|
$2,000 | — | 31 Mar 2021 | |
| BARCLAYS PLC |
13F
|
Company |
0%
|
309
|
$2,000 | — | 31 Mar 2021 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
270
|
$2,000 | — | 31 Mar 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
380
|
$1,000 | — | 31 Mar 2021 | |
| CWM, LLC |
13F
|
Company |
0%
|
300
|
$1,000 | — | 31 Mar 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
100
|
$1,000 | — | 31 Mar 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
85
|
$1,000 | — | 31 Mar 2021 | |
| Kelly Financial Services LLC |
13F
|
Company |
0%
|
25
|
$165 | — | 31 Mar 2021 |
Institutional Holders of BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN) as of Q2 2021
As of 30 Jun 2021,
BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,250,964 shares.
The largest 10 holders included
Invesco Ltd., GRACE & WHITE INC /NY, VANGUARD GROUP INC, DIMENSIONAL FUND ADVISORS LP, BlackRock Inc., Invenomic Capital Management LP, ADAGE CAPITAL PARTNERS GP, L.L.C., HUSSMAN STRATEGIC ADVISORS, INC., BRIDGEWAY CAPITAL MANAGEMENT, LLC, and VICTORY CAPITAL MANAGEMENT INC.
This page lists
40
institutional shareholders reporting positions in this security
for the Q2 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
40
Q2 2021 holders
40
Holder diff
0
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 Value $ | Q2 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.