Security key
11161T207
BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN)
CUSIP: 11161T207
Q1 2020 13F Holders as of 31 Mar 2020
- Type / Class
- Equity / COMMON STOCK $0.001 PAR VALUE
- Shares outstanding
- 23,210,841
- Total 13F shares
- 6,798,450
- Share change
- -236,590
- Total reported value
- $9,529,035
- Price per share
- $1.40
- Number of holders
- 27
- Value change
- -$337,877
- Number of buys
- 10
- Number of sells
- 8
Report period
Q1 2020
Institutions
27
Top holders
10
BWEN full security history
Newer quarter: Q2 2020
Previous quarter: Q4 2019
BROADWIND, INC. SEC filings
BROADWIND, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 11161T207
Recent filing periods:
Top shareholders of BWEN - BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GRACE & WHITE INC /NY |
13F
|
Company |
7.7%
|
1,777,746
|
$2,951,000 | — | 31 Dec 2019 | |
| AWM Investment Company, Inc. |
13F
|
Company |
5.9%
|
1,365,092
|
$2,266,000 | — | 31 Dec 2019 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
3.2%
|
737,200
|
$1,224,000 | — | 31 Dec 2019 | |
| VANGUARD GROUP INC |
13F
|
Company |
2.4%
|
567,236
|
$942,000 | — | 31 Dec 2019 | |
| AMUNDI ASSET MANAGEMENT US, INC. |
13F
|
Company |
2.2%
|
502,339
|
$839,000 | — | 31 Dec 2019 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
1.8%
|
422,593
|
$702,000 | — | 31 Dec 2019 | |
| BlackRock Finance, Inc. |
13F
|
Company |
1.8%
|
411,011
|
$682,000 | — | 31 Dec 2019 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
1.5%
|
340,705
|
$566,000 | — | 31 Dec 2019 | |
| Aristides Capital LLC |
13F
|
Company |
1.1%
|
244,128
|
$405,000 | — | 31 Dec 2019 | |
| Jeffrey L. Gendell |
13F
|
Individual |
0.54%
|
124,930
|
$207,000 | — | 31 Dec 2019 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.47%
|
109,780
|
$182,000 | — | 31 Dec 2019 | |
| US BANCORP \DE\ |
13F
|
Company |
0.43%
|
99,010
|
$164,000 | — | 31 Dec 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.36%
|
84,042
|
$139,000 | — | 31 Dec 2019 | |
| RBF Capital, LLC |
13F
|
Company |
0.3%
|
69,171
|
$115,000 | — | 31 Dec 2019 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.25%
|
59,098
|
$98,000 | — | 31 Dec 2019 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0.19%
|
43,313
|
$72,000 | — | 31 Dec 2019 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.13%
|
29,457
|
$49,000 | — | 31 Dec 2019 | |
| Zurcher Kantonalbank (Zurich Cantonalbank) |
13F
|
Company |
0.11%
|
26,070
|
$43,000 | — | 31 Dec 2019 | |
| Dalton Investments, Inc. |
13F
|
Company |
0.05%
|
11,200
|
$19,000 | — | 31 Dec 2019 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
3,782
|
$6,000 | — | 31 Dec 2019 | |
| CITIZENS FINANCIAL GROUP INC/RI |
13F
|
Company |
0.01%
|
2,662
|
$4,000 | — | 31 Dec 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
2,043
|
$4,000 | — | 31 Dec 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
2,000
|
$3,000 | — | 31 Dec 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0%
|
1,050
|
$2,000 | — | 31 Dec 2019 | |
| Realta Investment Advisors |
13F
|
Company |
0%
|
800
|
$1,000 | — | 31 Dec 2019 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
366
|
$1,000 | — | 31 Dec 2019 | |
| CWM, LLC |
13F
|
Company |
0%
|
300
|
$1,000 | — | 31 Dec 2019 | |
| Kelly Financial Services LLC |
13F
|
Company |
0%
|
25
|
$42 | — | 31 Dec 2019 |
Institutional Holders of BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN) as of Q1 2020
As of 31 Mar 2020,
BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN) was held by
27 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,798,450 shares.
The largest 10 holders included
GRACE & WHITE INC /NY, AWM Investment Company, Inc., RENAISSANCE TECHNOLOGIES LLC, VANGUARD GROUP INC, ESSEX INVESTMENT MANAGEMENT CO LLC, BlackRock Inc., AMUNDI PIONEER ASSET MANAGEMENT INC, DIMENSIONAL FUND ADVISORS LP, GENDELL JEFFREY L, and CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM.
This page lists
27
institutional shareholders reporting positions in this security
for the Q1 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
26
Q1 2020 holders
27
Holder diff
1
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.