Security key
11161T207
BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN)
CUSIP: 11161T207
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / COMMON STOCK $0.001 PAR VALUE
- Shares outstanding
- 23,210,841
- Total 13F shares
- 6,566,976
- Share change
- +339,969
- Total reported value
- $11,098,042
- Price per share
- $1.69
- Number of holders
- 26
- Value change
- +$482,848
- Number of buys
- 6
- Number of sells
- 8
Report period
Q3 2019
Institutions
26
Top holders
10
BWEN full security history
Newer quarter: Q4 2019
Previous quarter: Q2 2019
BROADWIND, INC. SEC filings
BROADWIND, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 11161T207
Recent filing periods:
Top shareholders of BWEN - BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GRACE & WHITE INC /NY |
13F
|
Company |
7.6%
|
1,758,742
|
$3,904,000 | — | 30 Jun 2019 | |
| AWM Investment Company, Inc. |
13F
|
Company |
5%
|
1,171,834
|
$2,601,000 | — | 30 Jun 2019 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
3.2%
|
737,200
|
$1,637,000 | — | 30 Jun 2019 | |
| VANGUARD GROUP INC |
13F
|
Company |
2.3%
|
540,684
|
$1,200,000 | — | 30 Jun 2019 | |
| BlackRock Finance, Inc. |
13F
|
Company |
1.8%
|
420,692
|
$934,000 | — | 30 Jun 2019 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
1.7%
|
402,138
|
$893,000 | — | 30 Jun 2019 | |
| AMUNDI ASSET MANAGEMENT US, INC. |
13F
|
Company |
1.4%
|
330,085
|
$3,842,000 | — | 30 Jun 2019 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
0.81%
|
187,663
|
$417,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.63%
|
145,220
|
$322,000 | — | 30 Jun 2019 | |
| Jeffrey L. Gendell |
13F
|
Individual |
0.54%
|
124,930
|
$277,000 | — | 30 Jun 2019 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.47%
|
109,780
|
$244,000 | — | 30 Jun 2019 | |
| US BANCORP \DE\ |
13F
|
Company |
0.43%
|
99,010
|
$220,000 | — | 30 Jun 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.36%
|
84,042
|
$186,000 | — | 30 Jun 2019 | |
| RBF Capital, LLC |
13F
|
Company |
0.32%
|
73,174
|
$162,000 | — | 30 Jun 2019 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.25%
|
59,098
|
$131,000 | — | 30 Jun 2019 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0.19%
|
43,313
|
$96,000 | — | 30 Jun 2019 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.13%
|
29,457
|
$65,000 | — | 30 Jun 2019 | |
| Zurcher Kantonalbank (Zurich Cantonalbank) |
13F
|
Company |
0.08%
|
19,270
|
$43,000 | — | 30 Jun 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.06%
|
13,251
|
$29,000 | — | 30 Jun 2019 | |
| Dalton Investments, Inc. |
13F
|
Company |
0.05%
|
11,200
|
$25,000 | — | 30 Jun 2019 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.05%
|
10,800
|
$24,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
2,000
|
$4,000 | — | 30 Jun 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
1,634
|
$3,000 | — | 30 Jun 2019 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
1,291
|
$3,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
1,169
|
$3,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0%
|
1,050
|
$2,000 | — | 30 Jun 2019 | |
| Realta Investment Advisors |
13F
|
Company |
0%
|
800
|
$2,000 | — | 30 Jun 2019 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
500
|
$1,000 | — | 30 Jun 2019 | |
| CWM, LLC |
13F
|
Company |
0%
|
300
|
$1,000 | — | 30 Jun 2019 | |
| Edge Wealth Management LLC |
13F
|
Company |
0%
|
112
|
$1,000 | — | 30 Jun 2019 | |
| Kelly Financial Services LLC |
13F
|
Company |
0%
|
25
|
$56 | — | 30 Jun 2019 |
Institutional Holders of BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN) as of Q3 2019
As of 30 Sep 2019,
BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN) was held by
26 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,566,976 shares.
The largest 10 holders included
GRACE & WHITE INC /NY, AWM Investment Company, Inc., RENAISSANCE TECHNOLOGIES LLC, VANGUARD GROUP INC, AMUNDI PIONEER ASSET MANAGEMENT INC, BlackRock Inc., ESSEX INVESTMENT MANAGEMENT CO LLC, DIMENSIONAL FUND ADVISORS LP, GENDELL JEFFREY L, and CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM.
This page lists
26
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
30
Q3 2019 holders
26
Holder diff
-4
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.