Security key
11161T207
BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN)
CUSIP: 11161T207
Q4 2018 13F Holders as of 31 Dec 2018
- Type / Class
- Equity / COMMON STOCK $0.001 PAR VALUE
- Shares outstanding
- 23,210,841
- Total 13F shares
- 6,237,578
- Share change
- -36,085
- Total reported value
- $8,107,000
- Price per share
- $1.30
- Number of holders
- 28
- Value change
- -$191,145
- Number of buys
- 8
- Number of sells
- 11
Report period
Q4 2018
Institutions
28
Top holders
10
BWEN full security history
Newer quarter: Q1 2019
Previous quarter: Q3 2018
BROADWIND, INC. SEC filings
BROADWIND, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 11161T207
Recent filing periods:
Top shareholders of BWEN - BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GRACE & WHITE INC /NY |
13F
|
Company |
6.7%
|
1,550,987
|
$3,381,000 | — | 30 Sep 2018 | |
| AWM Investment Company, Inc. |
13F
|
Company |
5%
|
1,171,834
|
$2,555,000 | — | 30 Sep 2018 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
3.2%
|
733,200
|
$1,598,000 | — | 30 Sep 2018 | |
| BlackRock Finance, Inc. |
13F
|
Company |
1.9%
|
448,096
|
$976,000 | — | 30 Sep 2018 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
1.8%
|
416,435
|
$908,000 | — | 30 Sep 2018 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.8%
|
413,700
|
$902,000 | — | 30 Sep 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
1.3%
|
300,661
|
$655,000 | — | 30 Sep 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.82%
|
190,460
|
$415,000 | — | 30 Sep 2018 | |
| Jeffrey L. Gendell |
13F
|
Individual |
0.67%
|
155,741
|
$340,000 | — | 30 Sep 2018 | |
| AMUNDI ASSET MANAGEMENT US, INC. |
13F
|
Company |
0.63%
|
145,129
|
$317,000 | — | 30 Sep 2018 | |
| RBF Capital, LLC |
13F
|
Company |
0.49%
|
113,466
|
$247,000 | — | 30 Sep 2018 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.47%
|
109,780
|
$239,000 | — | 30 Sep 2018 | |
| US BANCORP \DE\ |
13F
|
Company |
0.43%
|
99,010
|
$216,000 | — | 30 Sep 2018 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.36%
|
84,042
|
$183,000 | — | 30 Sep 2018 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.26%
|
59,622
|
$130,000 | — | 30 Sep 2018 | |
| WYNNEFIELD CAPITAL INC |
13F
|
Company |
0.22%
|
50,000
|
$109,000 | — | 30 Sep 2018 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.13%
|
29,457
|
$64,000 | — | 30 Sep 2018 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0.12%
|
28,269
|
$62,000 | — | 30 Sep 2018 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.05%
|
12,515
|
$27,000 | — | 30 Sep 2018 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
0.05%
|
12,082
|
$26,000 | — | 30 Sep 2018 | |
| Dalton Investments, Inc. |
13F
|
Company |
0.05%
|
11,200
|
$24,000 | — | 30 Sep 2018 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
0.04%
|
10,023
|
$22,000 | — | 30 Sep 2018 | |
| Zurcher Kantonalbank (Zurich Cantonalbank) |
13F
|
Company |
0.04%
|
9,670
|
$21,000 | — | 30 Sep 2018 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
5,000
|
$11,000 | — | 30 Sep 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
4,000
|
$9,000 | — | 30 Sep 2018 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
3,475
|
$8,000 | — | 30 Sep 2018 | |
| BARCLAYS PLC |
13F
|
Company |
0.01%
|
2,673
|
$6,000 | — | 30 Sep 2018 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
1,843
|
$4,000 | — | 30 Sep 2018 | |
| MORGAN STANLEY |
13F
|
Company |
0%
|
1,000
|
$2,000 | — | 30 Sep 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
584
|
$1,000 | — | 30 Sep 2018 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
500
|
$1,000 | — | 30 Sep 2018 | |
| Edge Wealth Management LLC |
13F
|
Company |
0%
|
112
|
$1,000 | — | 30 Sep 2018 |
Institutional Holders of BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN) as of Q4 2018
As of 31 Dec 2018,
BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN) was held by
28 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,237,578 shares.
The largest 10 holders included
GRACE & WHITE INC /NY, AWM Investment Company, Inc., RENAISSANCE TECHNOLOGIES LLC, BlackRock Inc., DIMENSIONAL FUND ADVISORS LP, Vanguard Group Inc, Advisor Group, Inc., ROYAL BANK OF CANADA, GENDELL JEFFREY L, and AMUNDI PIONEER ASSET MANAGEMENT INC.
This page lists
28
institutional shareholders reporting positions in this security
for the Q4 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2018 vs Q3 2018 Across Filers
Q3 2018 holders
31
Q4 2018 holders
28
Holder diff
-3
| Investor | Q3 2018 Shares | Q4 2018 Shares | Share Diff | Share Chg % | Q3 2018 Value $ | Q4 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.