Security key
11161T207
BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN)
CUSIP: 11161T207
Q4 2017 13F Holders as of 31 Dec 2017
- Security type / class
- Equity / COMMON STOCK $0.001 PAR VALUE
- Total 13F shares
- 6,675,036
- Total 13F value
- $18,155,000
- Share change
- -1,334,126
- SEC-reported price per share
- $2.72
- Number of holders
- 38
- Value change
- -$4,279,917
- Number of buys
- 14
- Number of sells
- 21
- Shares outstanding
- 23,210,841
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2017
Institutions
38
Top holders
10
BWEN full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2018
Previous quarter: Q3 2017
BROADWIND, INC. SEC filings
BROADWIND, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 11161T207
Recent filing periods:
Ownership snapshot
Top reported holders of BWEN - BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
AWM Investment Company, Inc.
Disclosed value leader
AWM Investment Company, Inc.
Comparable rows
15/15
Latest evidence
30 Sep 2017
13F
Lead comparable stake: 6.1%
Showing 1-6 of 15 holder rows.
Quick read
AWM Investment Company, Inc. leads the comparable SEC ownership view at 6.1%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens AWM Investment Company, Inc.'s linked filing trail.
Comparable ownership
Top 5
AWM Investment Company, Inc.
6.1%
Jeffrey L. Gendell
4.4%
GRACE & WHITE INC /NY
4%
Numeric Investors LLC
3.5%
RENAISSANCE TECHNOLOGIES LLC
3.5%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| AWM Investment Company, Inc. |
13F
Company
|
6.1%
|
$4,590,000
1,416,734 shares
|
— | 30 Sep 2017 |
| Jeffrey L. Gendell |
13F
Individual
|
4.4%
|
$3,304,000
1,019,821 shares
|
— | 30 Sep 2017 |
| GRACE & WHITE INC /NY |
13F
Company
|
4%
|
$3,020,000
932,077 shares
|
— | 30 Sep 2017 |
| Numeric Investors LLC |
13F
Company
|
3.5%
|
$2,651,000
818,074 shares
|
— | 30 Sep 2017 |
| RENAISSANCE TECHNOLOGIES LLC |
13F
Company
|
3.5%
|
$2,639,000
814,490 shares
|
— | 30 Sep 2017 |
| VANGUARD GROUP INC |
13F
Company
|
2.5%
|
$1,879,000
580,087 shares
|
— | 30 Sep 2017 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2017
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
38
Shares
6,675,036
Rows available
38
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
44
Q4 2017 holders
38
Holder diff
-6
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 value | Q4 2017 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend