BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN)
CUSIP: 11161T207
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / COMMON STOCK $0.001 PAR VALUE
- Shares outstanding
- 23,210,841
- Total 13F shares
- 4,938,611
- Share change
- +148,007
- Total reported value
- $10,219,000
- Price per share
- $2.07
- Number of holders
- 34
- Value change
- -$671,384
- Number of buys
- 20
- Number of sells
- 16
Quarterly Holders Quick Answers
What is CUSIP 11161T207?
CUSIP 11161T207 identifies BWEN - BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE in SEC institutional holdings data.
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Explore More Reporting Periods
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Recent filing periods for CUSIP 11161T207:
Top shareholders of BWEN - BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| AWM Investment Company, Inc. |
13F
|
Company |
—
class O/S missing
|
1,469,550
|
$6,231,000 | — | 30 Jun 2015 | |
| Jeffrey L. Gendell |
13F
|
Individual |
6.1%
|
1,413,090
|
$5,991,000 | — | 30 Jun 2015 | |
| GRACE & WHITE INC /NY |
13F
|
Company |
2.4%
|
555,126
|
$2,354,000 | — | 30 Jun 2015 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
2%
|
455,903
|
$1,933,000 | — | 30 Jun 2015 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.7%
|
393,665
|
$1,669,000 | — | 30 Jun 2015 | |
| FULLER & THALER ASSET MANAGEMENT, INC. |
13F
|
Company |
1%
|
239,914
|
$1,017,000 | — | 30 Jun 2015 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.85%
|
196,900
|
$835,000 | — | 30 Jun 2015 | |
| Coe Capital Management, LLC |
13F
|
Company |
0.81%
|
187,896
|
$796,679 | — | 30 Jun 2015 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
0.8%
|
186,016
|
$789,000 | — | 30 Jun 2015 | |
| Invesco Ltd. |
13F
|
Company |
0.77%
|
178,025
|
$755,000 | — | 30 Jun 2015 | |
| Teton Advisors, Inc. |
13F
|
Company |
0.6%
|
138,340
|
$587,000 | — | 30 Jun 2015 | |
| RBF Capital, LLC |
13F
|
Company |
0.59%
|
137,894
|
$585,000 | — | 30 Jun 2015 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.47%
|
109,780
|
$465,000 | — | 30 Jun 2015 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.43%
|
100,000
|
$424,000 | — | 30 Jun 2015 | |
| Aperio Group, LLC |
13F
|
Company |
0.32%
|
73,939
|
$314,000 | — | 30 Jun 2015 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.3%
|
68,805
|
$291,000 | — | 30 Jun 2015 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.28%
|
64,934
|
$275,000 | — | 30 Jun 2015 | |
| Municipal Employees' Retirement System of Michigan |
13F
|
Company |
0.2%
|
46,900
|
$199,000 | — | 30 Jun 2015 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.19%
|
44,652
|
$189,000 | — | 30 Jun 2015 | |
| US BANCORP \DE\ |
13F
|
Company |
0.19%
|
43,455
|
$184,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.12%
|
29,001
|
$123,000 | — | 30 Jun 2015 | |
| PRELUDE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.1%
|
24,000
|
$102,000 | — | 30 Jun 2015 | |
| Psagot Value Holdings Ltd. |
13F
|
Company |
0.08%
|
19,531
|
$83,000 | — | 30 Jun 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.08%
|
18,355
|
$78,000 | — | 30 Jun 2015 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.07%
|
17,380
|
$74,000 | — | 30 Jun 2015 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.07%
|
17,060
|
$72,000 | — | 30 Jun 2015 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.07%
|
15,801
|
$67,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
5,092
|
$22,000 | — | 30 Jun 2015 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.02%
|
4,880
|
$21,000 | — | 30 Jun 2015 | |
| Zurcher Kantonalbank (Zurich Cantonalbank) |
13F
|
Company |
0.01%
|
3,100
|
$13,000 | — | 30 Jun 2015 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.01%
|
2,493
|
$11,000 | — | 30 Jun 2015 | |
| BARCLAYS PLC |
13F
|
Company |
0%
|
1,000
|
$4,000 | — | 30 Jun 2015 | |
| BlackRock Japan Co. Ltd |
13F
|
Company |
0%
|
851
|
$4,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
750
|
$3,000 | — | 30 Jun 2015 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0%
|
481
|
$2,000 | — | 30 Jun 2015 | |
| USA MUTUALS ADVISORS, INC. |
13F
|
Company |
0%
|
449
|
$2,000 | — | 30 Jun 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
120
|
$1,000 | — | 30 Jun 2015 | |
| GLOBEFLEX CAPITAL L P |
13F
|
Company |
0%
|
118
|
$1,000 | — | 30 Jun 2015 |
Institutional Holders of BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN) as of Q3 2015
As of 30 Sep 2015,
BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN) was held by
34 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,938,611 shares.
The largest 10 holders included
GENDELL JEFFREY L, GRACE & WHITE INC /NY, BlackRock Institutional Trust Company, N.A., VANGUARD GROUP INC, ARIEL INVESTMENTS, LLC, RENAISSANCE TECHNOLOGIES LLC, FULLER & THALER ASSET MANAGEMENT, INC., Invesco Ltd., Teton Advisors, Inc., and RBF Capital, LLC.
This page lists
34
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
37
Q3 2015 holders
34
Holder diff
-3
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.