Security key
11161T207
BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN)
CUSIP: 11161T207
Q1 2014 13F Holders as of 31 Mar 2014
- Type / Class
- Equity / COMMON STOCK $0.001 PAR VALUE
- Shares outstanding
- 23,210,841
- Total 13F shares
- 586,014
- Share change
- +217,686
- Total reported value
- $7,121,000
- Price per share
- $10.00
- Number of holders
- 10
- Value change
- +$3,127,373
- Number of buys
- 4
- Number of sells
- 8
Report period
Q1 2014
Institutions
10
Top holders
10
BWEN full security history
Newer quarter: Q2 2014
Previous quarter: Q4 2013
BROADWIND, INC. SEC filings
BROADWIND, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 11161T207
Recent filing periods:
Top shareholders of BWEN - BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Jeffrey L. Gendell |
13F
|
Individual |
6.2%
|
1,446,201
|
$13,652,000 | — | 31 Dec 2013 | |
| Numeric Investors LLC |
13F
|
Company |
2.7%
|
637,444
|
$6,017,000 | — | 31 Dec 2013 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
1.6%
|
368,271
|
$3,476,000 | — | 31 Dec 2013 | |
| BOGLE INVESTMENT MANAGEMENT L P /DE/ |
13F
|
Company |
0.96%
|
221,880
|
$2,094,000 | — | 31 Dec 2013 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.93%
|
216,294
|
$2,042,000 | — | 31 Dec 2013 | |
| Teton Advisors, Inc. |
13F
|
Company |
0.72%
|
167,235
|
$1,579,000 | — | 31 Dec 2013 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.7%
|
162,220
|
$1,531,000 | — | 31 Dec 2013 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.69%
|
160,300
|
$1,513,000 | — | 31 Dec 2013 | |
| FULLER & THALER ASSET MANAGEMENT, INC. |
13F
|
Company |
0.69%
|
159,100
|
$1,502,000 | — | 31 Dec 2013 | |
| RBF Capital, LLC |
13F
|
Company |
0.59%
|
137,894
|
$1,302,000 | — | 31 Dec 2013 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
0.53%
|
122,807
|
$1,159,000 | — | 31 Dec 2013 | |
| Invesco Ltd. |
13F
|
Company |
0.52%
|
120,251
|
$1,135,000 | — | 31 Dec 2013 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.4%
|
92,216
|
$870,000 | — | 31 Dec 2013 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.3%
|
69,780
|
$677,000 | — | 31 Dec 2013 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.18%
|
41,572
|
$392,000 | — | 31 Dec 2013 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.15%
|
35,669
|
$337,000 | — | 31 Dec 2013 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.14%
|
33,375
|
$315,000 | — | 31 Dec 2013 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.14%
|
32,168
|
$304,000 | — | 31 Dec 2013 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.13%
|
31,137
|
$295,000 | — | 31 Dec 2013 | |
| ClariVest Asset Management LLC |
13F
|
Company |
0.13%
|
29,187
|
$275,000 | — | 31 Dec 2013 | |
| COMMONWEALTH BANK OF AUSTRALIA |
13F
|
Company |
0.13%
|
29,176
|
$275,000 | — | 31 Dec 2013 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.11%
|
26,073
|
$246,000 | — | 31 Dec 2013 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.09%
|
19,960
|
$189,000 | — | 31 Dec 2013 | |
| ELLINGTON MANAGEMENT GROUP LLC |
13F
|
Company |
0.09%
|
19,800
|
$187,000 | — | 31 Dec 2013 | |
| NATIXIS |
13F
|
Company |
0.08%
|
18,817
|
$184,000 | — | 31 Dec 2013 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.08%
|
17,555
|
$166,000 | — | 31 Dec 2013 | |
| Brandywine Global Investment Management, LLC |
13F
|
Company |
0.05%
|
12,200
|
$116,000 | — | 31 Dec 2013 | |
| Jane Street Holding, LLC |
13F
|
Company |
0.05%
|
10,992
|
$104,000 | — | 31 Dec 2013 | |
| PEAK6 Group LLC |
13F
|
Company |
0.04%
|
10,251
|
$97,000 | — | 31 Dec 2013 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.03%
|
7,934
|
$75,000 | — | 31 Dec 2013 | |
| BARCLAYS PLC |
13F
|
Company |
0.03%
|
6,773
|
$61,000 | — | 31 Dec 2013 | |
| UBS AG |
13F
|
Company |
0.02%
|
5,353
|
$51,000 | — | 31 Dec 2013 | |
| MORGAN STANLEY |
13F
|
Company |
0.02%
|
4,743
|
$44,000 | — | 31 Dec 2013 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.01%
|
2,781
|
$26,000 | — | 31 Dec 2013 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
2,060
|
$19,000 | — | 31 Dec 2013 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0%
|
481
|
$5,000 | — | 31 Dec 2013 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0%
|
407
|
$4,000 | — | 31 Dec 2013 | |
| GLOBEFLEX CAPITAL L P |
13F
|
Company |
0%
|
219
|
$2,000 | — | 31 Dec 2013 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0%
|
210
|
$2,000 | — | 31 Dec 2013 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0%
|
124
|
$1,000 | — | 31 Dec 2013 | |
| Edge Wealth Management LLC |
13F
|
Company |
0%
|
112
|
$1,000 | — | 31 Dec 2013 | |
| Creative Planning |
13F
|
Company |
0%
|
110
|
$1,000 | — | 31 Dec 2013 | |
| PATHSTONE FAMILY OFFICE, LLC |
13F
|
Company |
0%
|
100
|
$1,000 | — | 31 Dec 2013 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
90
|
$1,000 | — | 31 Dec 2013 | |
| Austin W. Greenhouse David M. Marxe |
13F
|
Individual |
—
class O/S missing
|
2,391,043
|
$22,571,000 | — | 31 Dec 2013 |
Institutional Holders of BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN) as of Q1 2014
As of 31 Mar 2014,
BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN) was held by
10 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
586,014 shares.
The largest 10 holders included
ACADIAN ASSET MANAGEMENT LLC, CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM, Aperio Group, LLC, GLOBEFLEX CAPITAL L P, Edge Wealth Management LLC, Creative Planning, CITIGROUP INC, PATHSTONE FAMILY OFFICE, LLC, ROYAL BANK OF CANADA, and WELLS FARGO & COMPANY/MN.
This page lists
10
institutional shareholders reporting positions in this security
for the Q1 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2014 vs Q4 2013 Across Filers
Q4 2013 holders
46
Q1 2014 holders
10
Holder diff
-36
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 Value $ | Q1 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.