Security key
09255X100
BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. - Common (FRA)
CUSIP: 09255X100
Q1 2020 13F Holders as of 31 Mar 2020
- Type / Class
- Equity / Common
- Shares outstanding
- 35,366,276
- Total 13F shares
- 12,254,373
- Share change
- +310,394
- Total reported value
- $123,186,637
- Price per share
- $10.01
- Number of holders
- 97
- Value change
- +$52,178
- Number of buys
- 49
- Number of sells
- 60
Report period
Q1 2020
Institutions
97
Top holders
10
FRA full security history
Newer quarter: Q2 2020
Previous quarter: Q4 2019
BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 09255X100
Recent filing periods:
Top shareholders of FRA - BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
|
Company |
6.6%
|
2,323,943
|
$31,234,000 | — | 31 Dec 2019 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
3.9%
|
1,373,135
|
$18,563,000 | — | 31 Dec 2019 | |
| MORGAN STANLEY |
13F
|
Company |
1.8%
|
651,492
|
$8,756,000 | — | 31 Dec 2019 | |
| Invesco Ltd. |
13F
|
Company |
1.7%
|
593,561
|
$7,977,000 | — | 31 Dec 2019 | |
| Penserra Capital Management LLC |
13F
|
Company |
1.6%
|
566,170
|
$7,654,000 | — | 31 Dec 2019 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
1.5%
|
521,453
|
$7,008,000 | — | 31 Dec 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.1%
|
391,484
|
$5,262,000 | — | 31 Dec 2019 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.1%
|
372,943
|
$5,012,000 | — | 31 Dec 2019 | |
| Next Capital Management LLC |
13F
|
Company |
0.86%
|
304,800
|
$4,097,000 | — | 31 Dec 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.86%
|
302,598
|
$4,068,000 | — | 31 Dec 2019 | |
| AEGON USA Investment Management, LLC |
13F
|
Company |
0.73%
|
257,325
|
$3,458,000 | — | 31 Dec 2019 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.67%
|
237,640
|
$3,194,000 | — | 31 Dec 2019 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.62%
|
217,606
|
$2,925,000 | — | 31 Dec 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.59%
|
209,998
|
$2,822,000 | — | 31 Dec 2019 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.59%
|
207,997
|
$2,795,000 | — | 31 Dec 2019 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.54%
|
191,484
|
$2,573,000 | — | 31 Dec 2019 | |
| UBS Group AG |
13F
|
Company |
0.51%
|
181,864
|
$2,445,000 | — | 31 Dec 2019 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.41%
|
145,511
|
$1,956,000 | — | 31 Dec 2019 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.39%
|
139,306
|
$1,872,000 | — | 31 Dec 2019 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.34%
|
121,773
|
$1,637,000 | — | 31 Dec 2019 | |
| SECURIAN ASSET MANAGEMENT, INC |
13F
|
Company |
0.34%
|
121,345
|
$1,631,000 | — | 31 Dec 2019 | |
| Vivaldi Capital Management LP |
13F
|
Company |
0.32%
|
112,328
|
$1,510,000 | — | 31 Dec 2019 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.31%
|
109,988
|
$1,478,000 | — | 31 Dec 2019 | |
| OLD MISSION CAPITAL LLC |
13F
|
Company |
0.31%
|
109,300
|
$1,469,000 | — | 31 Dec 2019 | |
| Almitas Capital LLC |
13F
|
Company |
0.29%
|
101,238
|
$1,361,000 | — | 31 Dec 2019 | |
| Q Global Advisors, LLC |
13F
|
Company |
0.25%
|
88,180
|
$1,185,000 | — | 31 Dec 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.24%
|
85,761
|
$1,153,000 | — | 31 Dec 2019 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.22%
|
78,960
|
$1,061,000 | — | 31 Dec 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.21%
|
74,466
|
$1,001,000 | — | 31 Dec 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.2%
|
71,160
|
$956,000 | — | 31 Dec 2019 | |
| HORIZON KINETICS ASSET MANAGEMENT LLC |
13F
|
Company |
0.19%
|
68,118
|
$916,000 | — | 31 Dec 2019 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.17%
|
60,650
|
$815,000 | — | 31 Dec 2019 | |
| Curi Capital, LLC |
13F
|
Company |
0.17%
|
59,800
|
$804,000 | — | 31 Dec 2019 | |
| 6 Meridian |
13F
|
Company |
0.16%
|
58,088
|
$781,000 | — | 31 Dec 2019 | |
| Apriem Advisors |
13F
|
Company |
0.16%
|
56,150
|
$755,000 | — | 31 Dec 2019 | |
| Coastline Trust Co |
13F
|
Company |
0.15%
|
54,190
|
$728,000 | — | 31 Dec 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.15%
|
52,782
|
$708,000 | — | 31 Dec 2019 | |
| Argent Wealth Management LLC |
13F
|
Company |
0.15%
|
51,789
|
$696,000 | — | 31 Dec 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.15%
|
51,573
|
$694,000 | — | 31 Dec 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.13%
|
47,591
|
$640,000 | — | 31 Dec 2019 | |
| Guild Investment Management, Inc. |
13F
|
Company |
0.13%
|
46,400
|
$624,000 | — | 31 Dec 2019 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.12%
|
43,650
|
$587,000 | — | 31 Dec 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.12%
|
41,205
|
$554,000 | — | 31 Dec 2019 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.11%
|
40,308
|
$542,000 | — | 31 Dec 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.11%
|
38,826
|
$521,000 | — | 31 Dec 2019 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.11%
|
38,457
|
$517,000 | — | 31 Dec 2019 | |
| ZAZOVE ASSOCIATES LLC |
13F
|
Company |
0.11%
|
38,276
|
$514,000 | — | 31 Dec 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.1%
|
36,113
|
$485,000 | — | 31 Dec 2019 | |
| PARK AVENUE SECURITIES LLC |
13F
|
Company |
0.1%
|
35,320
|
$475,000 | — | 31 Dec 2019 | |
| Anchor Investment Management, LLC |
13F
|
Company |
0.1%
|
34,837
|
$468,205 | — | 31 Dec 2019 |
Institutional Holders of BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. - Common (FRA) as of Q1 2020
As of 31 Mar 2020,
BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. - Common (FRA) was held by
97 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
12,254,373 shares.
The largest 10 holders included
Saba Capital Management, L.P., Relative Value Partners Group, LLC, MORGAN STANLEY, Invesco Ltd., Penserra Capital Management LLC, EATON VANCE MANAGEMENT, Guggenheim Capital LLC, RiverNorth Capital Management, LLC, Advisors Asset Management, Inc., and Next Capital Management LLC.
This page lists
97
institutional shareholders reporting positions in this security
for the Q1 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
107
Q1 2020 holders
97
Holder diff
-10
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.