iShares AAA CLO Active ETF - Common Stock (CLOA) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2023 to Q4 2025

Type / Class
Equity / Common Stock
Symbol
CLOA
Shares outstanding
26,405,554
Price per share
$51.74
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
16,624,232
Total reported value
$863,678,217
% of total 13F portfolios
0.01%
Share change
+6,139,249
Value change
+$318,876,698
Number of holders
148
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of iShares AAA CLO Active ETF - Common Stock (CLOA) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
BlackRock Portfolio Management LLC 6.5% +32% $88,812,413 +$23,409,774 1,716,361 +36% BlackRock Portfolio Management LLC 31 Dec 2025

As of 30 Sep 2025, 148 institutional investors reported holding 16,624,232 shares of iShares AAA CLO Active ETF - Common Stock (CLOA). This represents 63% of the company’s total 26,405,554 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of iShares AAA CLO Active ETF - Common Stock (CLOA) together control 52% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Corebridge Financial, Inc. 16% 4,285,282 12% $222,684,679
LPL Financial LLC 5.8% 1,533,884 +37% 0.02% $79,708,272
BlackRock, Inc. 4.8% 1,263,951 +3.4% 0% $65,681,213
ENVESTNET ASSET MANAGEMENT INC 4.6% 1,220,985 +51% 0.02% $63,448,488
Advocacy Wealth Management, LLC 2.5% 667,995 +27% 1.5% $34,712,360
Pallas Capital Advisors LLC 1.9% 502,315 +5.3% 0.96% $26,102,785
Brookstone Capital Management 1.9% 501,587 -0.95% 0.31% $26,064,996
Cetera Investment Advisers 1.2% 315,489 +24% 0.02% $16,394,435
CacheTech Inc. 1% 274,360 -0.21% 2.9% $14,257,136
BAR HARBOR WEALTH MANAGEMENT 0.98% 258,957 +37% 0.81% $13,456,701
Landing Point Financial Group, LLC 0.97% 255,721 +5.7% 6.9% $13,288,549
Goldstone Financial Group, LLC 0.95% 251,021 +2.1% 1.5% $13,044,308
Adams Wealth Management 0.93% 245,030 -5.1% 2.7% $12,733,003
AE Wealth Management LLC 0.82% 215,524 +14% 0.07% $11,199,773
MML INVESTORS SERVICES, LLC 0.74% 195,429 +87% 0.03% $10,155,470
Cascade Wealth Advisors, Inc 0.72% 190,491 +36% 4.9% $9,866,456
Ferguson Shapiro LLC 0.67% 175,781 +17% 3% $9,134,435
Constellation Investments, Inc. 0.66% 174,130 +61% 0.42% $9,048,666
Kovitz Investment Group Partners, LLC 0.65% 171,071 +0.12% 0.03% $8,889,726
ASSETMARK, INC 0.62% 163,424 +44% 0.02% $8,492,328
DRIVE WEALTH MANAGEMENT, LLC 0.6% 158,424 1.7% $8,232,525
MORGAN STANLEY 0.59% 156,798 +8.6% 0% $8,148,024
STAR Financial Bank 0.55% 146,349 +134% 4.5% $7,605,026
JPMORGAN CHASE & CO 0.54% 141,784 +4% 0% $7,367,844
Vestmark Advisory Solutions, Inc. 0.52% 137,328 -49% 0.14% $7,136,255

Institutional Holders of iShares AAA CLO Active ETF - Common Stock (CLOA) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 1,781,549 $92,188,302 +$4,624,677 $51.74 31
2025 Q3 16,624,232 $863,678,217 +$318,876,698 $51.96 148
2025 Q2 10,448,259 $542,410,684 +$122,405,756 $51.92 125
2025 Q1 8,086,142 $417,682,443 +$50,491,700 $51.78 105
2024 Q4 7,077,972 $366,437,701 +$92,216,113 $51.77 83
2024 Q3 5,242,975 $272,444,583 +$57,411,676 $51.97 80
2024 Q2 3,650,163 $189,555,785 +$140,425,080 $51.94 77
2024 Q1 712,724 $36,868,688 +$18,389,193 $51.73 21
2023 Q4 368,952 $18,913,027 +$2,920,468 $51.26 16
2023 Q3 311,674 $15,987,208 -$3,130,003 $51.30 10
2023 Q2 372,749 $18,965,956 -$1,545,325 $50.88 7
2023 Q1 404,907 $20,455,901 +$20,455,901 $50.52 5