Security key
06760L100
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH)
CUSIP: 06760L100
Q4 2022 13F Holders as of 31 Dec 2022
- Type / Class
- Equity / Common
- Shares outstanding
- 20,065,249
- Total 13F shares
- 6,491,735
- Share change
- +176,391
- Total reported value
- $82,450,468
- Price per share
- $12.68
- Number of holders
- 57
- Value change
- +$2,440,341
- Number of buys
- 23
- Number of sells
- 31
Report period
Q4 2022
Institutions
57
Top holders
10
BGH full security history
Newer quarter: Q1 2023
Previous quarter: Q3 2022
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 06760L100
Recent filing periods:
Top shareholders of BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
4.5%
|
905,191
|
$11,061,000 | — | 30 Sep 2022 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
3%
|
599,771
|
$7,329,000 | — | 30 Sep 2022 | |
| MORGAN STANLEY |
13F
|
Company |
2.8%
|
555,209
|
$6,785,000 | — | 30 Sep 2022 | |
| Invesco Ltd. |
13F
|
Company |
2.5%
|
497,661
|
$6,082,000 | — | 30 Sep 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.4%
|
475,115
|
$5,805,000 | — | 30 Sep 2022 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.4%
|
283,285
|
$3,462,000 | — | 30 Sep 2022 | |
| Vivaldi Capital Management LP |
13F
|
Company |
1.2%
|
236,164
|
$2,917,000 | — | 30 Sep 2022 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
0.99%
|
198,837
|
$2,430,000 | — | 30 Sep 2022 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.96%
|
192,687
|
$2,355,000 | — | 30 Sep 2022 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.94%
|
189,189
|
$2,312,000 | — | 30 Sep 2022 | |
| GraniteShares Advisors LLC |
13F
|
Company |
0.85%
|
171,521
|
$2,095,000 | — | 30 Sep 2022 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.83%
|
166,677
|
$2,037,000 | — | 30 Sep 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.7%
|
140,945
|
$1,722,000 | — | 30 Sep 2022 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.59%
|
119,178
|
$1,456,000 | — | 30 Sep 2022 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.49%
|
98,274
|
$1,201,000 | — | 30 Sep 2022 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.46%
|
92,928
|
$1,136,000 | — | 30 Sep 2022 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.45%
|
90,267
|
$1,103,000 | — | 30 Sep 2022 | |
| PARK AVENUE SECURITIES LLC |
13F
|
Company |
0.39%
|
77,928
|
$952,000 | — | 30 Sep 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.33%
|
66,643
|
$814,000 | — | 30 Sep 2022 | |
| Camelot Portfolios, LLC |
13F
|
Company |
0.32%
|
64,153
|
$784,000 | — | 30 Sep 2022 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.31%
|
62,539
|
$764,000 | — | 30 Sep 2022 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.3%
|
60,181
|
$735,000 | — | 30 Sep 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.26%
|
51,233
|
$627,000 | — | 30 Sep 2022 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.23%
|
46,579
|
$568,000 | — | 30 Sep 2022 | |
| UBS Group AG |
13F
|
Company |
0.19%
|
39,047
|
$477,000 | — | 30 Sep 2022 | |
| Clear Harbor Asset Management, LLC |
13F
|
Company |
0.19%
|
37,135
|
$454,000 | — | 30 Sep 2022 | |
| Jefferies Group LLC |
13F
|
Company |
0.16%
|
31,611
|
$386,286 | — | 30 Sep 2022 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.16%
|
31,195
|
$381,000 | — | 30 Sep 2022 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.15%
|
30,830
|
$376,000 | — | 30 Sep 2022 | |
| Cetera Investment Advisers |
13F
|
Company |
0.15%
|
29,494
|
$360,000 | — | 30 Sep 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.12%
|
24,233
|
$296,000 | — | 30 Sep 2022 | |
| BHK Investment Advisors, LLC |
13F
|
Company |
0.12%
|
24,185
|
$296,000 | — | 30 Sep 2022 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.11%
|
21,966
|
$269,000 | — | 30 Sep 2022 | |
| OTA Financial Group L.P. |
13F
|
Company |
0.11%
|
21,608
|
$264,000 | — | 30 Sep 2022 | |
| Logan Stone Capital, LLC |
13F
|
Company |
0.11%
|
21,173
|
$259,000 | — | 30 Sep 2022 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.1%
|
20,011
|
$245,000 | — | 30 Sep 2022 | |
| MCRAE CAPITAL MANAGEMENT INC |
13F
|
Company |
0.09%
|
18,662
|
$228,000 | — | 30 Sep 2022 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.08%
|
17,031
|
$208,000 | — | 30 Sep 2022 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.08%
|
15,729
|
$192,000 | — | 30 Sep 2022 | |
| TRANSCEND CAPITAL ADVISORS, LLC |
13F
|
Company |
0.06%
|
12,917
|
$158,000 | — | 30 Sep 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.06%
|
12,171
|
$149,000 | — | 30 Sep 2022 | |
| INTEGRATED CAPITAL MANAGEMENT, INC. |
13F
|
Company |
0.06%
|
12,008
|
$146,000 | — | 30 Sep 2022 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.06%
|
11,996
|
$147,000 | — | 30 Sep 2022 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.06%
|
11,201
|
$137,000 | — | 30 Sep 2022 | |
| BARINGS LLC |
13F
|
Company |
0.05%
|
11,011
|
$135,000 | — | 30 Sep 2022 | |
| Matisse Capital |
13F
|
Company |
0.05%
|
10,988
|
$134,000 | — | 30 Sep 2022 | |
| MGO ONE SEVEN LLC |
13F
|
Company |
0.05%
|
10,971
|
$134,000 | — | 30 Sep 2022 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.05%
|
10,744
|
$131,000 | — | 30 Sep 2022 | |
| Foresight Wealth Management, LLC |
13F
|
Company |
0.05%
|
10,072
|
$123,000 | — | 30 Sep 2022 | |
| EMFO, LLC |
13F
|
Company |
0.04%
|
8,850
|
$108,000 | — | 30 Sep 2022 |
Institutional Holders of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) as of Q4 2022
As of 31 Dec 2022,
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) was held by
57 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,491,735 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, MORGAN STANLEY, RIVERNORTH CAPITAL MANAGEMENT, LLC, WELLS FARGO & COMPANY/MN, Invesco Ltd., TSP Capital Management Group, LLC, COHEN & STEERS, INC., Hennion & Walsh Asset Management, Inc., Vivaldi Capital Management LP, and Saba Capital Management, L.P..
This page lists
57
institutional shareholders reporting positions in this security
for the Q4 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
61
Q4 2022 holders
57
Holder diff
-4
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 Value $ | Q4 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.