BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH)
CUSIP: 06760L100
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / Common
- Shares outstanding
- 20,065,249
- Total 13F shares
- 5,611,318
- Share change
- +533,743
- Total reported value
- $97,288,096
- Price per share
- $17.34
- Number of holders
- 55
- Value change
- +$9,261,025
- Number of buys
- 27
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 06760L100?
CUSIP 06760L100 identifies BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
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- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 06760L100:
Top shareholders of BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
3.7%
|
735,442
|
$12,576,000 | — | 30 Sep 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
3.2%
|
649,305
|
$11,104,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
2.7%
|
535,392
|
$9,155,000 | — | 30 Sep 2021 | |
| Invesco Ltd. |
13F
|
Company |
1.9%
|
385,292
|
$6,588,000 | — | 30 Sep 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.3%
|
267,294
|
$4,571,000 | — | 30 Sep 2021 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.3%
|
252,745
|
$4,322,000 | — | 30 Sep 2021 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.99%
|
198,742
|
$3,398,000 | — | 30 Sep 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.9%
|
180,809
|
$3,092,000 | — | 30 Sep 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.84%
|
168,250
|
$2,877,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
0.73%
|
146,000
|
$2,496,000 | — | 30 Sep 2021 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.73%
|
145,801
|
$2,493,000 | — | 30 Sep 2021 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
0.57%
|
114,342
|
$1,955,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.4%
|
80,961
|
$1,384,000 | — | 30 Sep 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.39%
|
78,618
|
$1,344,000 | — | 30 Sep 2021 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.34%
|
69,129
|
$1,182,000 | — | 30 Sep 2021 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.33%
|
65,900
|
$1,127,000 | — | 30 Sep 2021 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.32%
|
64,228
|
$1,099,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.29%
|
57,742
|
$987,000 | — | 30 Sep 2021 | |
| Jefferies Group LLC |
13F
|
Company |
0.23%
|
46,662
|
$797,919 | — | 30 Sep 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.17%
|
34,505
|
$590,000 | — | 30 Sep 2021 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.11%
|
22,070
|
$378,000 | — | 30 Sep 2021 | |
| Clear Harbor Asset Management, LLC |
13F
|
Company |
0.11%
|
21,560
|
$369,000 | — | 30 Sep 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.1%
|
20,902
|
$357,000 | — | 30 Sep 2021 | |
| Cetera Investment Advisers |
13F
|
Company |
0.1%
|
19,838
|
$339,000 | — | 30 Sep 2021 | |
| Matisse Capital |
13F
|
Company |
0.09%
|
18,888
|
$323,000 | — | 30 Sep 2021 | |
| BHK Investment Advisors, LLC |
13F
|
Company |
0.09%
|
18,712
|
$320,000 | — | 30 Sep 2021 | |
| EMFO, LLC |
13F
|
Company |
0.09%
|
17,650
|
$302,000 | — | 30 Sep 2021 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.08%
|
16,022
|
$274,000 | — | 30 Sep 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.08%
|
15,376
|
$263,000 | — | 30 Sep 2021 | |
| FourThought Financial, LLC |
13F
|
Company |
0.07%
|
14,951
|
$255,000 | — | 30 Sep 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.07%
|
13,582
|
$232,000 | — | 30 Sep 2021 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.07%
|
13,536
|
$231,000 | — | 30 Sep 2021 | |
| MGO ONE SEVEN LLC |
13F
|
Company |
0.06%
|
12,958
|
$223,000 | — | 30 Sep 2021 | |
| TRANSCEND CAPITAL ADVISORS, LLC |
13F
|
Company |
0.06%
|
12,917
|
$223,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.05%
|
10,748
|
$184,000 | — | 30 Sep 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.05%
|
10,366
|
$177,000 | — | 30 Sep 2021 | |
| VICUS CAPITAL |
13F
|
Company |
0.05%
|
10,184
|
$174,000 | — | 30 Sep 2021 | |
| BARINGS LLC |
13F
|
Company |
0.05%
|
10,141
|
$173,000 | — | 30 Sep 2021 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.05%
|
9,214
|
$157,000 | — | 30 Sep 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.04%
|
8,644
|
$148,000 | — | 30 Sep 2021 | |
| Graves Light Lenhart Wealth, Inc. |
13F
|
Company |
0.04%
|
8,000
|
$137,000 | — | 30 Sep 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.02%
|
5,000
|
$85,000 | — | 30 Sep 2021 | |
| Carroll Financial Associates, Inc. |
13F
|
Company |
0.02%
|
4,578
|
$78,000 | — | 30 Sep 2021 | |
| American Portfolios Advisors |
13F
|
Company |
0.02%
|
4,525
|
$77,378 | — | 30 Sep 2021 | |
| CAROLINAS WEALTH CONSULTING LLC |
13F
|
Company |
0.02%
|
4,253
|
$73,000 | — | 30 Sep 2021 | |
| Roger W. Crandall |
3/4/5
|
Adviser Board Member |
—
class O/S missing
|
3,431
|
$45,521 | — | 29 Nov 2021 | |
| SOA Wealth Advisors, LLC. |
13F
|
Company |
0.01%
|
2,236
|
$38,000 | — | 30 Sep 2021 | |
| Glen Eagle Advisors, LLC |
13F
|
Company |
0.01%
|
2,200
|
$37,620 | — | 30 Sep 2021 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,554
|
$27,000 | — | 30 Sep 2021 | |
| Key FInancial Inc |
13F
|
Company |
0%
|
550
|
$9,000 | — | 30 Sep 2021 |
Institutional Holders of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) as of Q4 2021
As of 31 Dec 2021,
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) was held by
55 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,611,318 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, WELLS FARGO & COMPANY/MN, RIVERNORTH CAPITAL MANAGEMENT, LLC, MORGAN STANLEY, Invesco Ltd., TSP Capital Management Group, LLC, GUGGENHEIM CAPITAL LLC, COHEN & STEERS, INC., Shaker Financial Services, LLC, and RAYMOND JAMES & ASSOCIATES.
This page lists
55
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
50
Q4 2021 holders
55
Holder diff
5
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.