Security key
059695106
BANCROFT FUND LTD - Common Shares, $0.001 par value (BCV)
CUSIP: 059695106
Q3 2022 13F Holders as of 30 Sep 2022
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 5,827,059
- Total 13F shares
- 1,105,905
- Share change
- -34,302
- Total reported value
- $18,488,000
- Price per share
- $16.72
- Number of holders
- 31
- Value change
- -$689,217
- Number of buys
- 11
- Number of sells
- 18
Report period
Q3 2022
Institutions
31
Top holders
10
BCV full security history
Newer quarter: Q4 2022
Previous quarter: Q2 2022
BANCROFT FUND LTD SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 059695106
Recent filing periods:
Top shareholders of BCV - BANCROFT FUND LTD - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
3.4%
|
195,833
|
$3,537,000 | — | 30 Jun 2022 | |
| LPL Financial LLC |
13F
|
Company |
3.2%
|
188,931
|
$3,412,000 | — | 30 Jun 2022 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.9%
|
112,627
|
$2,034,000 | — | 30 Jun 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.1%
|
63,127
|
$1,140,000 | — | 30 Jun 2022 | |
| GABELLI & Co INVESTMENT ADVISERS, INC. |
13F
|
Company |
1%
|
60,000
|
$1,084,000 | — | 30 Jun 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.98%
|
57,352
|
$1,036,000 | — | 30 Jun 2022 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.97%
|
56,543
|
$1,021,000 | — | 30 Jun 2022 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.69%
|
40,274
|
$727,000 | — | 30 Jun 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.66%
|
38,359
|
$693,000 | — | 30 Jun 2022 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.56%
|
32,435
|
$586,000 | — | 30 Jun 2022 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.55%
|
32,210
|
$581,000 | — | 30 Jun 2022 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.55%
|
32,200
|
$582,000 | — | 30 Jun 2022 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.43%
|
25,171
|
$455,000 | — | 30 Jun 2022 | |
| UBS Group AG |
13F
|
Company |
0.4%
|
23,147
|
$418,000 | — | 30 Jun 2022 | |
| Round Rock Advisors LLC |
13F
|
Company |
0.39%
|
23,005
|
$415,000 | — | 30 Jun 2022 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
0.39%
|
22,780
|
$411,000 | — | 30 Jun 2022 | |
| Curi Capital, LLC |
13F
|
Company |
0.27%
|
16,000
|
$289,000 | — | 30 Jun 2022 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.25%
|
14,780
|
$267,000 | — | 30 Jun 2022 | |
| Invesco Ltd. |
13F
|
Company |
0.24%
|
13,785
|
$249,000 | — | 30 Jun 2022 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.23%
|
13,507
|
$244,000 | — | 30 Jun 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.22%
|
12,977
|
$234,000 | — | 30 Jun 2022 | |
| Cordgrass Capital Advisors, LLC |
13F
|
Company |
0.22%
|
12,866
|
$232,000 | — | 30 Jun 2022 | |
| CEERA INVESTMENTS, LLC |
13F
|
Company |
0.21%
|
12,490
|
$226,000 | — | 30 Jun 2022 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.19%
|
11,106
|
$201,000 | — | 30 Jun 2022 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.18%
|
10,487
|
$189,000 | — | 30 Jun 2022 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.18%
|
10,299
|
$186,000 | — | 30 Jun 2022 | |
| Ancora Advisors LLC |
13F
|
Company |
0.03%
|
2,014
|
$36,000 | — | 30 Jun 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
1,861
|
$34,000 | — | 30 Jun 2022 | |
| Western Pacific Wealth Management, LP |
13F
|
Company |
0.03%
|
1,844
|
$33,000 | — | 30 Jun 2022 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
661
|
$12,000 | — | 30 Jun 2022 | |
| TRUST CO OF VERMONT |
13F
|
Company |
0.01%
|
468
|
$8,000 | — | 30 Jun 2022 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
258
|
$4,000 | — | 30 Jun 2022 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
201
|
$4,000 | — | 30 Jun 2022 | |
| Bogart Wealth, LLC |
13F
|
Company |
0%
|
198
|
$4,000 | — | 30 Jun 2022 | |
| Vigilant Capital Management, LLC |
13F
|
Company |
0%
|
177
|
$3,000 | — | 30 Jun 2022 | |
| BESSEMER GROUP INC |
13F
|
Company |
0%
|
134
|
$2,000 | — | 30 Jun 2022 | |
| CASTLE WEALTH MANAGEMENT LLC |
13F
|
Company |
0%
|
100
|
$2,000 | — | 30 Jun 2022 | |
| Agnes Mullady |
3/4/5
|
Director |
—
class O/S missing
|
150
|
$2,311 | — | 17 Feb 2022 |
Institutional Holders of BANCROFT FUND LTD - Common Shares, $0.001 par value (BCV) as of Q3 2022
As of 30 Sep 2022,
BANCROFT FUND LTD - Common Shares, $0.001 par value (BCV) was held by
31 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,105,905 shares.
The largest 10 holders included
LPL Financial LLC, MORGAN STANLEY, Advisors Asset Management, Inc., Shaker Financial Services, LLC, WELLS FARGO & COMPANY/MN, GABELLI & Co INVESTMENT ADVISERS, INC., ROYAL BANK OF CANADA, AMERIPRISE FINANCIAL INC, UBS Group AG, and Cambridge Investment Research Advisors, Inc..
This page lists
31
institutional shareholders reporting positions in this security
for the Q3 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2022 vs Q2 2022 Across Filers
Q2 2022 holders
37
Q3 2022 holders
31
Holder diff
-6
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 Value $ | Q3 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.