Security key
059695106
BANCROFT FUND LTD - Common Shares, $0.001 par value (BCV)
CUSIP: 059695106
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 5,827,059
- Total 13F shares
- 1,525,338
- Share change
- +338,886
- Total reported value
- $32,120,000
- Price per share
- $20.99
- Number of holders
- 35
- Value change
- +$7,081,580
- Number of buys
- 21
- Number of sells
- 11
Report period
Q1 2018
Institutions
35
Top holders
10
BCV full security history
Newer quarter: Q2 2018
Previous quarter: Q4 2017
BANCROFT FUND LTD SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 059695106
Recent filing periods:
Top shareholders of BCV - BANCROFT FUND LTD - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
5.1%
|
298,931
|
$6,505,000 | — | 31 Dec 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
4.1%
|
237,550
|
$5,169,000 | — | 31 Dec 2017 | |
| MORGAN STANLEY |
13F
|
Company |
2.4%
|
141,248
|
$3,074,000 | — | 31 Dec 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.3%
|
131,125
|
$2,853,000 | — | 31 Dec 2017 | |
| GABELLI & Co INVESTMENT ADVISERS, INC. |
13F
|
Company |
0.97%
|
56,446
|
$1,228,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.95%
|
55,224
|
$1,201,000 | — | 31 Dec 2017 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.75%
|
43,672
|
$950,000 | — | 31 Dec 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.61%
|
35,692
|
$777,000 | — | 31 Dec 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.47%
|
27,160
|
$584,000 | — | 31 Dec 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.46%
|
27,032
|
$589,000 | — | 31 Dec 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.32%
|
18,487
|
$402,000 | — | 31 Dec 2017 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.27%
|
15,970
|
$348,000 | — | 31 Dec 2017 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.24%
|
14,170
|
$308,000 | — | 31 Dec 2017 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
0.22%
|
12,565
|
$273,000 | — | 31 Dec 2017 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.2%
|
11,727
|
$255,000 | — | 31 Dec 2017 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.18%
|
10,778
|
$235,000 | — | 31 Dec 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.18%
|
10,226
|
$223,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.14%
|
8,361
|
$182,000 | — | 31 Dec 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.14%
|
8,332
|
$181,000 | — | 31 Dec 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.09%
|
5,495
|
$120,000 | — | 31 Dec 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.07%
|
3,992
|
$86,000 | — | 31 Dec 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.04%
|
2,201
|
$48,000 | — | 31 Dec 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.03%
|
1,778
|
$39,000 | — | 31 Dec 2017 | |
| Jacobi Capital Management LLC |
13F
|
Company |
0.03%
|
1,508
|
$33,000 | — | 31 Dec 2017 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.02%
|
1,127
|
$25,000 | — | 31 Dec 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.02%
|
956
|
$20,000 | — | 31 Dec 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
781
|
$17,000 | — | 31 Dec 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
521
|
$11,000 | — | 31 Dec 2017 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.01%
|
381
|
$8,000 | — | 31 Dec 2017 |
Institutional Holders of BANCROFT FUND LTD - Common Shares, $0.001 par value (BCV) as of Q1 2018
As of 31 Mar 2018,
BANCROFT FUND LTD - Common Shares, $0.001 par value (BCV) was held by
35 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,525,338 shares.
The largest 10 holders included
UBS Group AG, Advisors Asset Management, Inc., MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, RMB Capital Management, LLC, Jolley Asset Management, LLC, WOLVERINE ASSET MANAGEMENT LLC, GEODE CAPITAL MANAGEMENT, LLC, WELLS FARGO & COMPANY/MN, and GABELLI & Co INVESTMENT ADVISERS, INC..
This page lists
35
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
30
Q1 2018 holders
35
Holder diff
5
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.