Security key
059695106
BANCROFT FUND LTD - Common Shares, $0.001 par value (BCV)
CUSIP: 059695106
Q1 2015 13F Holders as of 31 Mar 2015
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 5,827,059
- Total 13F shares
- 1,497,341
- Share change
- -281,870
- Total reported value
- $31,338,223
- Price per share
- $20.93
- Number of holders
- 31
- Value change
- -$5,629,170
- Number of buys
- 13
- Number of sells
- 15
Report period
Q1 2015
Institutions
31
Top holders
10
BCV full security history
Newer quarter: Q2 2015
Previous quarter: Q4 2014
BANCROFT FUND LTD SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 059695106
Recent filing periods:
Top shareholders of BCV - BANCROFT FUND LTD - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
4.7%
|
271,103
|
$5,438,000 | — | 31 Dec 2014 | |
| Ancora Advisors LLC |
13F
|
Company |
4.4%
|
255,000
|
$5,115,000 | — | 31 Dec 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
3.6%
|
210,633
|
$4,225,000 | — | 31 Dec 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
2.7%
|
155,300
|
$3,115,000 | — | 31 Dec 2014 | |
| MORGAN STANLEY |
13F
|
Company |
2.1%
|
119,822
|
$2,403,000 | — | 31 Dec 2014 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.9%
|
113,522
|
$2,277,000 | — | 31 Dec 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.9%
|
111,239
|
$2,232,000 | — | 31 Dec 2014 | |
| Bulldog Investors, LLP |
13F
|
Company |
1.8%
|
102,168
|
$2,049,000 | — | 31 Dec 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
1.1%
|
62,294
|
$1,250,000 | — | 31 Dec 2014 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.86%
|
50,339
|
$1,010,000 | — | 31 Dec 2014 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.84%
|
48,971
|
$982,000 | — | 31 Dec 2014 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.76%
|
44,124
|
$885,000 | — | 31 Dec 2014 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.75%
|
43,495
|
$873,000 | — | 31 Dec 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.61%
|
35,816
|
$718,000 | — | 31 Dec 2014 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.57%
|
33,057
|
$663,000 | — | 31 Dec 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.53%
|
31,101
|
$624,000 | — | 31 Dec 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.38%
|
21,869
|
$439,000 | — | 31 Dec 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.25%
|
14,614
|
$293,000 | — | 31 Dec 2014 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.18%
|
10,595
|
$213,000 | — | 31 Dec 2014 | |
| Dalton Investments, Inc. |
13F
|
Company |
0.18%
|
10,374
|
$208,000 | — | 31 Dec 2014 | |
| Lehman Financial Resources, Inc. |
13F
|
Company |
0.09%
|
5,263
|
$106,000 | — | 31 Dec 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.08%
|
4,656
|
$94,000 | — | 31 Dec 2014 | |
| WESTPORT RESOURCES MANAGEMENT INC |
13F
|
Company |
0.04%
|
2,284
|
$46,000 | — | 31 Dec 2014 | |
| TOMPKINS FINANCIAL CORP |
13F
|
Company |
0.03%
|
2,000
|
$35,140 | — | 31 Dec 2014 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.03%
|
1,810
|
$36,000 | — | 31 Dec 2014 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.03%
|
1,808
|
$36,000 | — | 31 Dec 2014 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.03%
|
1,611
|
$32,000 | — | 31 Dec 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.02%
|
1,444
|
$28,967 | — | 31 Dec 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
1,220
|
$24,000 | — | 31 Dec 2014 | |
| Ranger International Management, LP |
13F
|
Company |
0.01%
|
626
|
$13,000 | — | 31 Dec 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
500
|
$10,000 | — | 31 Dec 2014 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0%
|
248
|
$5,000 | — | 31 Dec 2014 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0%
|
203
|
$4,066 | — | 31 Dec 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
77
|
$2,000 | — | 31 Dec 2014 |
Institutional Holders of BANCROFT FUND LTD - Common Shares, $0.001 par value (BCV) as of Q1 2015
As of 31 Mar 2015,
BANCROFT FUND LTD - Common Shares, $0.001 par value (BCV) was held by
31 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,497,341 shares.
The largest 10 holders included
UBS Group AG, Advisors Asset Management, Inc., ROYAL BANK OF CANADA, MORGAN STANLEY, 1607 Capital Partners, LLC, Bulldog Investors, LLC, GUGGENHEIM CAPITAL LLC, MetLife Securities, Inc, GEODE CAPITAL MANAGEMENT, LLC, and FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD.
This page lists
31
institutional shareholders reporting positions in this security
for the Q1 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2015 vs Q4 2014 Across Filers
Q4 2014 holders
33
Q1 2015 holders
31
Holder diff
-2
| Investor | Q4 2014 Shares | Q1 2015 Shares | Share Diff | Share Chg % | Q4 2014 Value $ | Q1 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.