Security key
05465C100
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 56,701,395
- Total 13F shares
- 46,237,369
- Share change
- +619,247
- Total reported value
- $2,377,615,827
- Put/Call ratio
- 37%
- Price per share
- $51.54
- Number of holders
- 227
- Value change
- +$34,175,298
- Number of buys
- 86
- Number of sells
- 98
Report period
Q3 2021
Institutions
227
Top holders
10
AX full security history
Newer quarter: Q4 2021
Previous quarter: Q2 2021
Axos Financial, Inc. SEC filings
Axos Financial, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 05465C100
Recent filing periods:
Top shareholders of AX - Axos Financial, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
15%
|
8,617,233
|
$399,754,000 | — | 30 Jun 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
9.6%
|
5,428,092
|
$251,809,000 | — | 30 Jun 2021 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
3.9%
|
2,195,919
|
$101,868,000 | — | 30 Jun 2021 | |
| STATE STREET CORP |
13F
|
Company |
3.7%
|
2,113,362
|
$98,039,000 | — | 30 Jun 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
3.5%
|
1,957,081
|
$90,796,000 | — | 30 Jun 2021 | |
| WASATCH ADVISORS LP |
13F
|
Company |
3.1%
|
1,744,044
|
$80,906,000 | — | 30 Jun 2021 | |
| Robeco Institutional Asset Management B.V. |
13F
|
Company |
2.4%
|
1,350,000
|
$62,627,000 | — | 30 Jun 2021 | |
| FRED ALGER MANAGEMENT, LLC |
13F
|
Company |
1.9%
|
1,082,516
|
$50,218,000 | — | 30 Jun 2021 | |
| Epoch Investment Partners, Inc. |
13F
|
Company |
1.9%
|
1,066,367
|
$49,469,000 | — | 30 Jun 2021 | |
| FMR LLC |
13F
|
Company |
1.7%
|
966,606
|
$44,841,000 | — | 30 Jun 2021 | |
| GENEVA CAPITAL MANAGEMENT LLC |
13F
|
Company |
1.7%
|
966,523
|
$44,837,000 | — | 30 Jun 2021 | |
| RICE HALL JAMES & ASSOCIATES, LLC |
13F
|
Company |
1.7%
|
945,659
|
$43,869,000 | — | 30 Jun 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.6%
|
910,502
|
$42,238,000 | — | 30 Jun 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1.5%
|
837,373
|
$38,845,000 | — | 30 Jun 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
1.3%
|
710,564
|
$32,963,000 | — | 30 Jun 2021 | |
| DAVIS CAPITAL PARTNERS, LLC |
13F
|
Company |
1.2%
|
675,676
|
$31,344,000 | — | 30 Jun 2021 | |
| NORGES BANK |
13F
|
Company |
0.94%
|
535,693
|
$24,851,000 | — | 30 Jun 2021 | |
| SHAKER INVESTMENTS LLC/OH |
13F
|
Company |
0.94%
|
532,619
|
$24,708,000 | — | 30 Jun 2021 | |
| Pembroke Management, LTD |
13F
|
Company |
0.88%
|
497,829
|
$23,094,000 | — | 30 Jun 2021 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.79%
|
447,435
|
$20,756,000 | — | 30 Jun 2021 | |
| Orchard Capital Management, LLC |
13F
|
Company |
0.79%
|
446,571
|
$20,716,000 | — | 30 Jun 2021 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.78%
|
440,591
|
$20,439,000 | — | 30 Jun 2021 | |
| LOOMIS SAYLES & CO L P |
13F
|
Company |
0.76%
|
431,315
|
$20,008,000 | — | 30 Jun 2021 | |
| STATE OF WISCONSIN INVESTMENT BOARD |
13F
|
Company |
0.67%
|
381,900
|
$17,716,000 | — | 30 Jun 2021 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
0.67%
|
377,491
|
$17,512,000 | — | 30 Jun 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.66%
|
375,507
|
$17,421,000 | — | 30 Jun 2021 | |
| LORD, ABBETT & CO. LLC |
13F
|
Company |
0.64%
|
364,960
|
$16,930,000 | — | 30 Jun 2021 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.64%
|
362,804
|
$16,881,000 | — | 30 Jun 2021 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.6%
|
342,836
|
$15,904,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.55%
|
314,358
|
$14,584,000 | — | 30 Jun 2021 | |
| CI INVESTMENTS INC. |
13F
|
Company |
0.55%
|
312,039
|
$14,475,000 | — | 30 Jun 2021 | |
| Foundry Partners, LLC |
13F
|
Company |
0.53%
|
300,838
|
$13,956,000 | — | 30 Jun 2021 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.48%
|
273,210
|
$12,674,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.41%
|
231,606
|
$10,744,000 | — | 30 Jun 2021 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.39%
|
223,640
|
$10,375,000 | — | 30 Jun 2021 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
0.39%
|
220,651
|
$10,236,000 | — | 30 Jun 2021 | |
| Bragg Financial Advisors, Inc |
13F
|
Company |
0.38%
|
215,989
|
$10,020,000 | — | 30 Jun 2021 | |
| FIL Ltd |
13F
|
Company |
0.37%
|
209,540
|
$9,721,000 | — | 30 Jun 2021 | |
| Redwood Investments, LLC |
13F
|
Company |
0.36%
|
205,980
|
$9,555,000 | — | 30 Jun 2021 | |
| Stieven Capital Advisors, L.P. |
13F
|
Company |
0.36%
|
205,792
|
$9,547,000 | — | 30 Jun 2021 | |
| S&T BANK/PA |
13F
|
Company |
0.35%
|
198,370
|
$9,203,000 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
0.34%
|
195,182
|
$9,055,000 | — | 30 Jun 2021 | |
| SCOUT INVESTMENTS, INC. |
13F
|
Company |
0.32%
|
182,570
|
$8,469,000 | — | 30 Jun 2021 | |
| BASSWOOD CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.31%
|
177,838
|
$8,250,000 | — | 30 Jun 2021 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.3%
|
169,039
|
$7,842,000 | — | 30 Jun 2021 | |
| Brandywine Global Investment Management, LLC |
13F
|
Company |
0.3%
|
168,229
|
$7,804,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.29%
|
161,605
|
$7,497,000 | — | 30 Jun 2021 | |
| Legal & General Group Plc |
13F
|
Company |
0.24%
|
135,684
|
$6,294,000 | — | 30 Jun 2021 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.23%
|
133,051
|
$6,172,000 | — | 30 Jun 2021 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
0.23%
|
132,772
|
$6,159,000 | — | 30 Jun 2021 |
Institutional Holders of Axos Financial, Inc. - Common Stock (AX) as of Q3 2021
As of 30 Sep 2021,
Axos Financial, Inc. - Common Stock (AX) was held by
227 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
46,237,369 shares.
The largest 10 holders included
BlackRock Inc., VANGUARD GROUP INC, DIMENSIONAL FUND ADVISORS LP, STATE STREET CORP, WASATCH ADVISORS INC, AMERIPRISE FINANCIAL INC, FMR LLC, Robeco Institutional Asset Management B.V., FRED ALGER MANAGEMENT, LLC, and Epoch Investment Partners, Inc..
This page lists
227
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
231
Q3 2021 holders
227
Holder diff
-4
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.