Security key
05464T104
Axsome Therapeutics, Inc. - Common Stock (AXSM)
CUSIP: 05464T104
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 48,932,355
- Total 13F shares
- 38,597,370
- Share change
- +300,290
- Total reported value
- $3,071,777,083
- Put/Call ratio
- 55%
- Price per share
- $79.59
- Number of holders
- 242
- Value change
- +$30,855,225
- Number of buys
- 104
- Number of sells
- 110
Report period
Q4 2023
Institutions
242
Top holders
10
AXSM full security history
Newer quarter: Q1 2024
Previous quarter: Q3 2023
Axsome Therapeutics, Inc. SEC filings
Axsome Therapeutics, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 05464T104
Recent filing periods:
Top shareholders of AXSM - Axsome Therapeutics, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RTW INVESTMENTS, LP |
13F
|
Company |
9.2%
|
4,489,596
|
$313,777,864 | — | 30 Sep 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
7.6%
|
3,729,126
|
$260,628,617 | — | 30 Sep 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
6%
|
2,934,490
|
$205,091,507 | — | 30 Sep 2023 | |
| Fairmount Funds Management LLC |
13F
|
Company |
4.8%
|
2,341,238
|
$163,629,124 | — | 30 Sep 2023 | |
| BVF INC/IL |
13F
|
Company |
4.4%
|
2,131,100
|
$148,942,579 | — | 30 Sep 2023 | |
| FMR LLC |
13F
|
Company |
3.8%
|
1,858,556
|
$129,894,497 | — | 30 Sep 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
2.6%
|
1,295,624
|
$90,551,161 | — | 30 Sep 2023 | |
| Deep Track Capital, LP |
13F
|
Company |
2.3%
|
1,140,745
|
$79,726,668 | — | 30 Sep 2023 | |
| RA CAPITAL MANAGEMENT, L.P. |
13F
|
Company |
2%
|
1,000,000
|
$69,890,000 | — | 30 Sep 2023 | |
| STATE STREET CORP |
13F
|
Company |
1.8%
|
867,647
|
$60,639,849 | — | 30 Sep 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.6%
|
778,495
|
$54,416,051 | — | 30 Sep 2023 | |
| ALETHEA CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.6%
|
758,794
|
$53,032,113 | — | 30 Sep 2023 | |
| Pictet Asset Management Holding SA |
13F
|
Company |
1.3%
|
646,429
|
$45,178,923 | — | 30 Sep 2023 | |
| Bellevue Group AG |
13F
|
Company |
1.3%
|
631,487
|
$44,134,626 | — | 30 Sep 2023 | |
| Jefferies Financial Group Inc. |
13F
|
Company |
1.1%
|
553,195
|
$38,662,799 | — | 30 Sep 2023 | |
| Point72 Asset Management, L.P. |
13F
|
Company |
1.1%
|
531,937
|
$37,177,077 | — | 30 Sep 2023 | |
| PFM Health Sciences, LP |
13F
|
Company |
1.1%
|
523,210
|
$36,567,147 | — | 30 Sep 2023 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
1%
|
503,042
|
$35,157,605 | — | 30 Sep 2023 | |
| PERCEPTIVE ADVISORS LLC |
13F
|
Company |
0.98%
|
481,649
|
$33,662,449 | — | 30 Sep 2023 | |
| Woodline Partners LP |
13F
|
Company |
0.92%
|
452,107
|
$31,597,758 | — | 30 Sep 2023 | |
| Boxer Capital, LLC |
13F
|
Company |
0.82%
|
400,000
|
$27,956,000 | — | 30 Sep 2023 | |
| Nicholas Investment Partners, LP |
13F
|
Company |
0.81%
|
394,980
|
$27,605,152 | — | 30 Sep 2023 | |
| Hood River Capital Management LLC |
13F
|
Company |
0.78%
|
383,276
|
$26,787,160 | — | 30 Sep 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.71%
|
349,057
|
$24,395,594 | — | 30 Sep 2023 | |
| EVENTIDE ASSET MANAGEMENT, LLC |
13F
|
Company |
0.71%
|
346,712
|
$24,231,702 | — | 30 Sep 2023 | |
| ADAGE CAPITAL PARTNERS GP, L.L.C. |
13F
|
Company |
0.66%
|
325,000
|
$22,714,250 | — | 30 Sep 2023 | |
| TANG CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.65%
|
320,000
|
$22,364,800 | — | 30 Sep 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.61%
|
298,421
|
$20,856,645 | — | 30 Sep 2023 | |
| Avidity Partners Management LP |
13F
|
Company |
0.61%
|
296,800
|
$20,743,352 | — | 30 Sep 2023 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.59%
|
289,871
|
$20,259,084 | — | 30 Sep 2023 | |
| DRIEHAUS CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.51%
|
248,889
|
$17,394,852 | — | 30 Sep 2023 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
0.49%
|
237,554
|
$16,602,649 | — | 30 Sep 2023 | |
| Soleus Capital Management, L.P. |
13F
|
Company |
0.49%
|
237,500
|
$16,598,875 | — | 30 Sep 2023 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.44%
|
216,557
|
$15,135,169 | — | 30 Sep 2023 | |
| NORGES BANK |
13F
|
Company |
0.43%
|
210,222
|
$14,692,416 | — | 30 Sep 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.35%
|
172,456
|
$12,052,950 | — | 30 Sep 2023 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.34%
|
168,006
|
$11,741,937 | — | 30 Sep 2023 | |
| FRONTIER CAPITAL MANAGEMENT CO LLC |
13F
|
Company |
0.33%
|
160,676
|
$11,229,646 | — | 30 Sep 2023 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.33%
|
159,249
|
$11,129,913 | — | 30 Sep 2023 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
0.3%
|
148,812
|
$10,427,059 | — | 30 Sep 2023 | |
| IRIDIAN ASSET MANAGEMENT LLC/CT |
13F
|
Company |
0.3%
|
145,033
|
$10,136,356 | — | 30 Sep 2023 | |
| Tri Locum Partners LP |
13F
|
Company |
0.29%
|
142,510
|
$9,960,024 | — | 30 Sep 2023 | |
| US BANCORP \DE\ |
13F
|
Company |
0.28%
|
138,771
|
$9,698,705 | — | 30 Sep 2023 | |
| FARALLON CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.26%
|
125,653
|
$8,781,888 | — | 30 Sep 2023 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.26%
|
125,581
|
$8,776,856 | — | 30 Sep 2023 | |
| PUTNAM INVESTMENTS LLC |
13F
|
Company |
0.25%
|
120,266
|
$8,405,390 | — | 30 Sep 2023 | |
| Ally Bridge Group (NY) LLC |
13F
|
Company |
0.23%
|
110,600
|
$7,729,834 | — | 30 Sep 2023 | |
| Ghost Tree Capital, LLC |
13F
|
Company |
0.22%
|
110,000
|
$7,687,900 | — | 30 Sep 2023 | |
| Cannell & Co. |
13F
|
Company |
0.21%
|
104,190
|
$7,281,839 | — | 30 Sep 2023 | |
| Allspring Global Investments Holdings, LLC |
13F
|
Company |
0.21%
|
103,721
|
$7,249,060 | — | 30 Sep 2023 |
Institutional Holders of Axsome Therapeutics, Inc. - Common Stock (AXSM) as of Q4 2023
As of 31 Dec 2023,
Axsome Therapeutics, Inc. - Common Stock (AXSM) was held by
242 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
38,597,370 shares.
The largest 10 holders included
RTW INVESTMENTS, LP, VANGUARD GROUP INC, BlackRock Inc., Fairmount Funds Management LLC, BVF INC/IL, CITADEL ADVISORS LLC, PERCEPTIVE ADVISORS LLC, RA CAPITAL MANAGEMENT, L.P., Deep Track Capital, LP, and STATE STREET CORP.
This page lists
243
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
224
Q4 2023 holders
242
Holder diff
18
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.