ATOSSA THERAPEUTICS, INC. - Common Stock (ATOS)

CUSIP: 04962H506

Q4 2019 13F Holders as of 31 Dec 2019

Security identity
Shares outstanding
129,337,627
Holder snapshot
Share change
+38,893
Reported price per share
$1.57
Number of holders
11
Value change
+$55,888
Number of buys
4
Number of sells
2

Security key

04962H506

Report period

Q4 2019

Institutions

11

Top holders

10

Ownership snapshot

Top reported holders of ATOS - ATOSSA THERAPEUTICS, INC. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
VANGUARD GROUP INC
13D/G signal
Evidence rows
10
Latest as of
30 Sep 2019
13F Lead comparable stake: 0.09% Showing 1-6 of 10 holder rows.
Holder Evidence Ownership % Position 12M Net Δ As of
VANGUARD GROUP INC
13F
Company
13F
0.09%
$237,000
120,689 shares
30 Sep 2019
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.07%
$176,000
89,903 shares
30 Sep 2019
Federation Des Caisses Desjardins du Quebec
13F
Individual
13F
0.01%
$25,480
13,000 shares
30 Sep 2019
NORTHERN TRUST CORP
13F
Company
13F
0.01%
$25,000
12,529 shares
30 Sep 2019
JPMORGAN CHASE & CO
13F
Company
13F
0.01%
$22,000
11,354 shares
30 Sep 2019
Ahrens Investment Partners LLC
13F
Company
13F
0.01%
$20,000
10,000 shares
30 Sep 2019
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
11
Shares
300,532
Rows available
11
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.

Compare Q4 2019 vs Q3 2019 Across Filers

Q3 2019 holders
10
Q4 2019 holders
11
Holder diff
1
Investor Q3 2019 Shares Q4 2019 Shares Share Diff Share Chg % Q3 2019 value Q4 2019 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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