ATOSSA THERAPEUTICS, INC. - Common Stock (ATOS)

CUSIP: 04962H506

Q3 2019 13F Holders as of 30 Sep 2019

Security identity
Shares outstanding
129,337,627
Holder snapshot
Share change
+7,424
Reported price per share
$1.96
Number of holders
10
Value change
+$3,000
Number of buys
5
Number of sells
4

Security key

04962H506

Report period

Q3 2019

Institutions

10

Top holders

10

Ownership snapshot

Top reported holders of ATOS - ATOSSA THERAPEUTICS, INC. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
VANGUARD GROUP INC
13D/G signal
Evidence rows
9
Latest as of
30 Jun 2019
13F Lead comparable stake: 0.09% Showing 1-6 of 9 holder rows.
Holder Evidence Ownership % Position 12M Net Δ As of
VANGUARD GROUP INC
13F
Company
13F
0.09%
$308,000
120,689 shares
30 Jun 2019
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.07%
$229,000
89,903 shares
30 Jun 2019
Federation Des Caisses Desjardins du Quebec
13F
Individual
13F
0.01%
$33,150
13,000 shares
30 Jun 2019
CITADEL ADVISORS LLC
13F
Company
13F
0.01%
$26,000
10,298 shares
30 Jun 2019
Ahrens Investment Partners LLC
13F
Company
13F
0.01%
$26,000
10,000 shares
30 Jun 2019
BARCLAYS PLC
13F
Company
13F
0%
$14,000
5,550 shares
30 Jun 2019
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
10
Shares
261,639
Rows available
10
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.

Compare Q3 2019 vs Q2 2019 Across Filers

Q2 2019 holders
8
Q3 2019 holders
10
Holder diff
2
Investor Q2 2019 Shares Q3 2019 Shares Share Diff Share Chg % Q2 2019 value Q3 2019 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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