How many institutions held AQST - Aquestive Therapeutics, Inc. - Common Stock, $0.001 par value in Q3 2019?

34 institutional investors reported AQST - Aquestive Therapeutics, Inc. - Common Stock, $0.001 par value for Q3 2019. Use the holders table for investor-level position and value details.

Aquestive Therapeutics, Inc. - Common Stock, $0.001 par value (AQST)

Q: What does CUSIP 03843E104 represent in this 13F holders report?

CUSIP 03843E104 is the security identifier for AQST - Aquestive Therapeutics, Inc. - Common Stock, $0.001 par value used to aggregate holder disclosures.

CUSIP: 03843E104

Q3 2019 13F Holders as of 30 Sep 2019

Security type / class: Equity / Common Stock, $0.001 par value
Shares outstanding: 120,192,308
Total 13F shares: 13,582,404
Share change: -933,384
Total reported value: $43,193,449
Reported price per share: $3.18
Number of holders: 34
Value change: -$3,717,359
Number of buys: 15
Number of sells: 24

Security key

03843E104

Report period

Q3 2019

Institutions

Top holders

AQST full security history Ownership snapshot Full 13F holder table Newer quarter: Q4 2019 Previous quarter: Q2 2019 Aquestive Therapeutics, Inc. SEC filings Aquestive Therapeutics, Inc. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 03843E104

Newer quarter: Q4 2019 Previous quarter: Q2 2019

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top reported holders of AQST - Aquestive Therapeutics, Inc. - Common Stock, $0.001 par value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

Bratton Capital Managemen...

13D/G signal

—

Evidence rows

Latest as of

30 Jun 2019

13F Lead comparable stake: 9.6% Showing 1-6 of 15 holder rows.

Rank 1 holder

Bratton Capital Management, L.P.

13F

Ownership: 9.6%
Position: $48.31M

13F

Rank 2 holder

Opaleye Management Inc.

13F

Ownership: 0.49%
Position: $2.48M

13F

Rank 3 holder

MASSACHUSETTS FINANCIAL SERVICES CO /MA/

13F

Ownership: 0.39%
Position: $1.99M

13F

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Bratton Capital Management, L.P.	13F Company 13F	9.6%	$48,313,000 11,503,294 shares	—	30 Jun 2019
Opaleye Management Inc.	13F Company 13F	0.49%	$2,478,000 590,000 shares	—	30 Jun 2019
MASSACHUSETTS FINANCIAL SERVICES CO /MA/	13F Company 13F	0.39%	$1,988,000 473,253 shares	—	30 Jun 2019
BlackRock Finance, Inc.	13F Company 13F	0.32%	$1,603,000 381,671 shares	—	30 Jun 2019
VANGUARD GROUP INC	13F Company 13F	0.26%	$1,311,000 312,131 shares	—	30 Jun 2019
MILLENNIUM MANAGEMENT LLC	13F Company 13F	0.22%	$1,118,000 266,142 shares	—	30 Jun 2019

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

13,582,404

Rows available

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

^* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.

Compare Q3 2019 vs Q2 2019 Across Filers

Q2 2019 holders

Q3 2019 holders

Holder diff

-5

Investor	Q2 2019 Shares	Q3 2019 Shares	Share Diff	Share Chg %	Q2 2019 value	Q3 2019 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend