Security key
03842W105
CUSIP: 03842W105
Security key
03842W105
Report period
Q4 2023
Institutions
14
Top holders
10
Broader feeds
Ownership snapshot
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Quick read
14 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
16%
|
$4,236,000
400,000 shares
|
— | 30 Sep 2023 |
| Polar Asset Management Partners Inc. |
13F
Company
|
13%
|
$3,480,750
325,000 shares
|
— | 30 Sep 2023 |
| Karpus Management, Inc. |
13F
Company
|
11%
|
$2,907,279
275,050 shares
|
— | 30 Sep 2023 |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
Company
|
9.9%
|
$2,555,747
241,564 shares
|
— | 30 Sep 2023 |
| Walleye Capital LLC |
13F
Company
|
9.4%
|
$2,412,497
227,809 shares
|
— | 30 Sep 2023 |
| OAKTREE CAPITAL MANAGEMENT LP |
13F
Company
|
9.3%
|
$2,409,750
225,000 shares
|
— | 30 Sep 2023 |
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Investor-level positions for this CUSIP, loaded as an interactive table.
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 value | Q4 2023 value | Value change | Value Chg % |
|---|