Security key
03842K200
AquaBounty Technologies, Inc. - Common Stock, par value $0.001 per share (AQB)
CUSIP: 03842K200
Q3 2019 13F Holders as of 30 Sep 2019
- Security type / class
- Equity / Common Stock, par value $0.001 per share
- Total 13F shares
- 13,350,485
- Total 13F value
- $33,372,052
- Share change
- -436,378
- SEC-reported price per share
- $2.50
- Number of holders
- 30
- Value change
- -$1,359,728
- Number of buys
- 12
- Number of sells
- 10
- Shares outstanding
- 5,441,210
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2019
Institutions
30
Top holders
10
AQB full security history
Ownership snapshot
Full 13F holder table
AQUABOUNTY TECHNOLOGIES INC SEC filings
AQUABOUNTY TECHNOLOGIES INC company facts
Broader feeds
Ownership snapshot
Top reported holders of AQB - AquaBounty Technologies, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Third Security, LLC
Disclosed value leader
Third Security, LLC
Comparable rows
0/15
Latest evidence
30 Jun 2019
13F
Highest disclosed value: $27,865,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Third Security, LLC has the largest disclosed position value at $27.86M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Third Security, LLC's linked filing trail.
Disclosed position value
Top 5
Third Security, LLC
$27.86M
Archon Capital Management LLC
$5.56M
VANGUARD GROUP INC
$1.29M
ARK Investment Management LLC
$1.12M
CVI Holdings, LLC
$1.06M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Third Security, LLC |
13F
Company
|
—
denominator unverified
|
$27,865,000
9,076,753 shares
|
— | 30 Jun 2019 |
| Archon Capital Management LLC |
13F
Company
|
—
denominator unverified
|
$5,563,000
1,812,100 shares
|
— | 30 Jun 2019 |
| VANGUARD GROUP INC |
13F
Company
|
—
denominator unverified
|
$1,291,000
420,541 shares
|
— | 30 Jun 2019 |
| ARK Investment Management LLC |
13F
Company
|
—
denominator unverified
|
$1,116,000
363,360 shares
|
— | 30 Jun 2019 |
| CVI Holdings, LLC |
13F
Company
|
—
denominator unverified
|
$1,060,000
345,202 shares
|
— | 30 Jun 2019 |
| Amova Asset Management Americas, Inc. |
13F
Company
|
—
denominator unverified
|
$976,000
317,925 shares
|
— | 30 Jun 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
30
Shares
13,350,485
Rows available
30
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
33
Q3 2019 holders
30
Holder diff
-3
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 value | Q3 2019 value | Value change | Value Chg % |
|---|