AquaBounty Technologies, Inc. - Common Stock, par value $0.001 per share (AQB)

Q: What does CUSIP 03842K200 represent in this 13F holders report?

CUSIP 03842K200 is the security identifier for AQB - AquaBounty Technologies, Inc. - Common Stock, par value $0.001 per share used to aggregate holder disclosures.

Q: How many institutions held AQB - AquaBounty Technologies, Inc. - Common Stock, par value $0.001 per share in Q2 2019?

33 institutional investors reported AQB - AquaBounty Technologies, Inc. - Common Stock, par value $0.001 per share for Q2 2019. Use the holders table for investor-level position and value details.

CUSIP: 03842K200

Q2 2019 13F Holders as of 30 Jun 2019

Security type / class: Equity / Common Stock, par value $0.001 per share
Total 13F shares: 13,788,058
Total 13F value: $42,331,064
Share change: +3,001,259
SEC-reported price per share: $3.07
Number of holders: 33
Value change: +$9,504,474
Number of buys: 19
Number of sells: 8
Shares outstanding: 5,441,210

Security key

03842K200

Report period

Q2 2019

Institutions

Top holders

AQB full security history Ownership snapshot Full 13F holder table AQUABOUNTY TECHNOLOGIES INC SEC filings AQUABOUNTY TECHNOLOGIES INC company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of AQB - AquaBounty Technologies, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

Third Security, LLC

Disclosed value leader

Third Security, LLC

Comparable rows

15/15

Latest evidence

31 Mar 2019

13F Lead comparable stake: 167% Showing 1-6 of 15 holder rows.

Quick read

Third Security, LLC leads the comparable SEC ownership view at 167%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Third Security, LLC's linked filing trail.

Comparable ownership Top 5

Third Security, LLC 167%

ARK Investment Management LLC 6.2%

SABBY MANAGEMENT, LLC 4.7%

MORGAN STANLEY 3.1%

HORIZON KINETICS ASSET MANAGEMENT... 3%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Third Security, LLC	13F Company 13F	167%	$19,878,000 9,076,753 shares	—	31 Mar 2019
ARK Investment Management LLC	13F Company 13F	6.2%	$735,000 335,420 shares	—	31 Mar 2019
SABBY MANAGEMENT, LLC	13F Company 13F	4.7%	$561,000 256,030 shares	—	31 Mar 2019
MORGAN STANLEY	13F Company 13F	3.1%	$374,000 170,972 shares	—	31 Mar 2019
HORIZON KINETICS ASSET MANAGEMENT LLC	13F Company 13F	3%	$358,000 163,440 shares	—	31 Mar 2019
Amova Asset Management Americas, Inc.	13F Company 13F	3%	$352,000 160,800 shares	—	31 Mar 2019

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q2 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

13,788,058

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q2 2019 vs Q1 2019 Across Filers

Q1 2019 holders

Q2 2019 holders

Holder diff

Investor	Q1 2019 Shares	Q2 2019 Shares	Share Diff	Share Chg %	Q1 2019 value	Q2 2019 value	Value change	Value Chg %