Aptose Biosciences Inc. - Common Shares

CUSIP: 03835T200

Q3 2020 13F Holders as of 30 Sep 2020

Holder snapshot 7 signals
Share change
+10,473,043
Put/Call ratio
8.9%
SEC-reported price per share
$6.00
Number of holders
64
Value change
+$62,519,881
Number of buys
46
Open additional details 1 more signal available
Number of sells
19
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
2,556,332

Security key

03835T200

Report period

Q3 2020

Institutions

64

Top holders

10

Ownership snapshot

Top reported holders of 03835T200 - Aptose Biosciences Inc. - Common Shares (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Consonance Capital Manage...
Disclosed value leader
Consonance Capital Manage...
Comparable rows
15/15
Latest evidence
30 Jun 2020
13F Lead comparable stake: 273% Showing 1-6 of 15 holder rows.

Quick read

Consonance Capital Management LP leads the comparable SEC ownership view at 273%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Consonance Capital Management LP's linked filing trail.
Comparable ownership Top 5
Consonance Capital Management LP 273%
Nantahala Capital Management, LLC 234%
DRW Securities, LLC 137%
Opaleye Management Inc. 122%
PICTET ASSET MANAGEMENT LTD 113%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Consonance Capital Management LP
13F
Company
13F
273%
$43,980,000
6,969,904 shares
30 Jun 2020
Nantahala Capital Management, LLC
13F
Company
13F
234%
$37,714,000
5,976,852 shares
30 Jun 2020
DRW Securities, LLC
13F
Company
13F
137%
$22,092,000
3,501,176 shares
30 Jun 2020
Opaleye Management Inc.
13F
Company
13F
122%
$19,750,000
3,130,000 shares
30 Jun 2020
PICTET ASSET MANAGEMENT LTD
13F
Company
13F
113%
$18,089,000
2,888,313 shares
30 Jun 2020
Corriente Advisors, LLC
13F
Company
13F
108%
$17,487,000
2,771,312 shares
30 Jun 2020
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
64
Shares
46,407,177
Rows available
64
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2020 vs Q2 2020 Across Filers

Q2 2020 holders
57
Q3 2020 holders
64
Holder diff
7
Investor Q2 2020 Shares Q3 2020 Shares Share Diff Share Chg % Q2 2020 value Q3 2020 value Value change Value Chg %
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