Latest Period
Q1 2026
Security Snapshot
APPLIED OPTOELECTRONICS INC - NOTE 2.750% 1/1 Institutional Ownership
CUSIP: 03823UAE2
13F Institutional Holders and Ownership History from Q4 2024 to Q2 2026
Institutions Reporting
11
Principal
$109,222,600
Price (% of par)
223.12%
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- Security type / class
- Debt / NOTE 2.750% 1/1
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F principal
- $109,222,600
- Total 13F market value
- $243,873,474
- Principal change
- -$16,719,400
- Market value change
- -$34,050,712
- Number of holders
- 11
- SEC-reported market price (% of par)
- 357.34%
Latest holder snapshot
3 signals
Issuer context
Names, identifiers, and filing context for this profile.
1 identity field
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- 03823UAE2 - APPLIED OPTOELECTRONICS INC - NOTE 2.750% 1/1 is tracked under CUSIP 03823UAE2.
- 11 institutions reported positions in Q1 2026.
- Schedule 13D/13G significant owner rows are not currently available.
Change
- Holder count moved from 11 to 1 between Q1 2026 and Q2 2026.
- SEC-reported value moved from $243,873,474 to $25,013,662.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 11 institutions filings for Q1 2026.
Security key
03823UAE2
Latest holder period
Q1 2026
13F holders
11
13D/G owners
0
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 03823UAE2:
As of 31 Mar 2026, 11 institutional investors reported holding $109,222,600 in principal (par value) of APPLIED OPTOELECTRONICS INC - NOTE 2.750% 1/1.
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
7
Latest
Q1 2026
Rows shown
1-7 of 7
| Period | Principal | Value | Change | Price (% of par) (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q2 | $7,000,000 | $25,013,662 | -$16,809,905 | 357.34% | 1 |
| 2026 Q1 | $109,222,600 | $243,873,474 | -$34,050,712 | 223.12% | 11 |
| 2025 Q4 | $112,906,000 | $131,567,152 | +$43,561,132 | 115.44% | 14 |
| 2025 Q3 | $90,307,901 | $118,117,840 | -$3,139,998 | 100.24% | 14 |
| 2025 Q2 | $89,678,931 | $119,102,440 | -$1,018,837 | 97.74% | 13 |
| 2025 Q1 | $85,872,431 | $95,254,395 | -$14,456,454 | 77.77% | 12 |
| 2024 Q4 | $91,179,849 | $143,210,543 | +$139,870,813 | 111.67% | 9 |