APPLIED OPTOELECTRONICS, INC. - Common Stock (AAOI)
CUSIP: 03823U102
Q2 2018 13F Holders as of 30 Jun 2018
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 77,306,358
- Total 13F shares
- 14,287,314
- Share change
- +686,018
- Total reported value
- $641,521,190
- Put/Call ratio
- 228%
- Price per share
- $44.90
- Number of holders
- 157
- Value change
- +$51,625,628
- Number of buys
- 71
- Number of sells
- 73
Quarterly Holders Quick Answers
What is CUSIP 03823U102?
CUSIP 03823U102 identifies AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
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Recent filing periods for CUSIP 03823U102:
Top shareholders of AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
3.3%
|
2,555,397
|
$64,037,000 | — | 31 Mar 2018 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.4%
|
1,097,567
|
$27,505,000 | — | 31 Mar 2018 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.98%
|
756,651
|
$18,962,000 | — | 31 Mar 2018 | |
| MORGAN STANLEY |
13F
|
Company |
0.96%
|
739,969
|
$18,544,000 | — | 31 Mar 2018 | |
| State of Tennessee, Department of Treasury |
13F
|
Company |
0.94%
|
730,511
|
$18,307,000 | — | 31 Mar 2018 | |
| STATE STREET CORP |
13F
|
Company |
0.84%
|
650,681
|
$16,309,000 | — | 31 Mar 2018 | |
| INVESTMENT COUNSELORS OF MARYLAND LLC |
13F
|
Company |
0.73%
|
565,710
|
$14,177,000 | — | 31 Mar 2018 | |
| North Growth Management Ltd. |
13F
|
Company |
0.43%
|
335,000
|
$8,405,000 | — | 31 Mar 2018 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.41%
|
320,125
|
$8,021,000 | — | 31 Mar 2018 | |
| BLOOM TREE PARTNERS, LLC |
13F
|
Company |
0.4%
|
312,565
|
$7,833,000 | — | 31 Mar 2018 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.39%
|
305,094
|
$7,646,000 | — | 31 Mar 2018 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.36%
|
278,182
|
$6,971,000 | — | 31 Mar 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.29%
|
225,410
|
$5,650,000 | — | 31 Mar 2018 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.28%
|
217,790
|
$5,458,000 | — | 31 Mar 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.27%
|
211,104
|
$5,290,000 | — | 31 Mar 2018 | |
| Brandywine Global Investment Management, LLC |
13F
|
Company |
0.26%
|
204,786
|
$5,132,000 | — | 31 Mar 2018 | |
| FMR LLC |
13F
|
Company |
0.26%
|
198,200
|
$4,967,000 | — | 31 Mar 2018 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.24%
|
186,911
|
$4,684,000 | — | 31 Mar 2018 | |
| Quantitative Investment Management, LLC |
13F
|
Company |
0.24%
|
185,600
|
$4,651,000 | — | 31 Mar 2018 | |
| Alyeska Investment Group, L.P. |
13F
|
Company |
0.23%
|
174,814
|
$4,381,000 | — | 31 Mar 2018 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.23%
|
174,040
|
$4,362,000 | — | 31 Mar 2018 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.22%
|
171,799
|
$4,305,000 | — | 31 Mar 2018 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.18%
|
141,450
|
$3,544,000 | — | 31 Mar 2018 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.15%
|
117,700
|
$2,950,000 | — | 31 Mar 2018 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.14%
|
107,161
|
$2,685,000 | — | 31 Mar 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.13%
|
101,843
|
$2,552,000 | — | 31 Mar 2018 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.12%
|
90,317
|
$2,264,000 | — | 31 Mar 2018 | |
| CAPITAL FUND MANAGEMENT S.A. |
13F
|
Company |
0.12%
|
90,136
|
$2,259,000 | — | 31 Mar 2018 | |
| Invesco Ltd. |
13F
|
Company |
0.11%
|
88,835
|
$2,226,000 | — | 31 Mar 2018 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
0.11%
|
87,900
|
$2,202,000 | — | 31 Mar 2018 | |
| Taylor Frigon Capital Management LLC |
13F
|
Company |
0.11%
|
84,029
|
$2,106,000 | — | 31 Mar 2018 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.09%
|
70,017
|
$1,760,000 | — | 31 Mar 2018 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.09%
|
68,924
|
$1,726,000 | — | 31 Mar 2018 | |
| Malaga Cove Capital, LLC |
13F
|
Company |
0.09%
|
66,216
|
$1,659,000 | — | 31 Mar 2018 | |
| International Tt |
13F
|
Individual |
0.08%
|
61,987
|
$1,553,394 | — | 31 Mar 2018 | |
| Newtyn Management, LLC |
13F
|
Company |
0.07%
|
52,337
|
$1,312,000 | — | 31 Mar 2018 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0.07%
|
51,040
|
$1,279,062 | — | 31 Mar 2018 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
0.07%
|
50,328
|
$1,261,000 | — | 31 Mar 2018 | |
| Employees Retirement System of Texas |
13F
|
Company |
0.06%
|
50,000
|
$1,253,000 | — | 31 Mar 2018 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.06%
|
49,148
|
$1,232,000 | — | 31 Mar 2018 | |
| PUTNAM INVESTMENTS LLC |
13F
|
Company |
0.06%
|
48,900
|
$1,225,000 | — | 31 Mar 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.06%
|
47,616
|
$1,193,000 | — | 31 Mar 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.06%
|
45,255
|
$1,135,000 | — | 31 Mar 2018 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.06%
|
44,469
|
$1,114,000 | — | 31 Mar 2018 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.06%
|
44,153
|
$1,106,000 | — | 31 Mar 2018 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.06%
|
43,935
|
$1,101,000 | — | 31 Mar 2018 | |
| UBS Group AG |
13F
|
Company |
0.05%
|
39,484
|
$989,000 | — | 31 Mar 2018 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.05%
|
38,329
|
$961,000 | — | 31 Mar 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.05%
|
37,352
|
$937,000 | — | 31 Mar 2018 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.05%
|
36,291
|
$909,000 | — | 31 Mar 2018 |
Institutional Holders of APPLIED OPTOELECTRONICS, INC. - Common Stock (AAOI) as of Q2 2018
As of 30 Jun 2018,
APPLIED OPTOELECTRONICS, INC. - Common Stock (AAOI) was held by
157 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
14,287,314 shares.
The largest 10 holders included
BlackRock Inc., MAVERICK CAPITAL LTD, VANGUARD GROUP INC, DISCOVERY CAPITAL MANAGEMENT, LLC / CT, STATE STREET CORP, State of Tennessee, Treasury Department, INVESTMENT COUNSELORS OF MARYLAND LLC, DIMENSIONAL FUND ADVISORS LP, Bank of New York Mellon Corp, and SUSQUEHANNA INTERNATIONAL GROUP, LLP.
This page lists
157
institutional shareholders reporting positions in this security
for the Q2 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2018 vs Q1 2018 Across Filers
Q1 2018 holders
150
Q2 2018 holders
157
Holder diff
7
| Investor | Q1 2018 Shares | Q2 2018 Shares | Share Diff | Share Chg % | Q1 2018 Value $ | Q2 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.