APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (AAOI)
CUSIP: 03823U102
Q2 2018 13F Holders as of 30 Jun 2018
- Type / Class
- Equity / Common Stock, par value $0.001
- Shares outstanding
- 80,112,357
- Total 13F shares
- 14,287,314
- Share change
- +686,018
- Total reported value
- $641,521,190
- Put/Call ratio
- 228%
- Price per share
- $44.90
- Number of holders
- 157
- Value change
- +$51,625,628
- Number of buys
- 71
- Number of sells
- 73
Quarterly Holders Quick Answers
What is CUSIP 03823U102?
CUSIP 03823U102 identifies AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 03823U102:
Top shareholders of AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
3.2%
|
2,555,397
|
$64,037,000 | — | 31 Mar 2018 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.4%
|
1,097,567
|
$27,505,000 | — | 31 Mar 2018 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.94%
|
756,651
|
$18,962,000 | — | 31 Mar 2018 | |
| MORGAN STANLEY |
13F
|
Company |
0.92%
|
739,969
|
$18,544,000 | — | 31 Mar 2018 | |
| State of Tennessee, Department of Treasury |
13F
|
Company |
0.91%
|
730,511
|
$18,307,000 | — | 31 Mar 2018 | |
| STATE STREET CORP |
13F
|
Company |
0.81%
|
650,681
|
$16,309,000 | — | 31 Mar 2018 | |
| INVESTMENT COUNSELORS OF MARYLAND LLC |
13F
|
Company |
0.71%
|
565,710
|
$14,177,000 | — | 31 Mar 2018 | |
| North Growth Management Ltd. |
13F
|
Company |
0.42%
|
335,000
|
$8,405,000 | — | 31 Mar 2018 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.4%
|
320,125
|
$8,021,000 | — | 31 Mar 2018 | |
| BLOOM TREE PARTNERS, LLC |
13F
|
Company |
0.39%
|
312,565
|
$7,833,000 | — | 31 Mar 2018 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.38%
|
305,094
|
$7,646,000 | — | 31 Mar 2018 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.35%
|
278,182
|
$6,971,000 | — | 31 Mar 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.28%
|
225,410
|
$5,650,000 | — | 31 Mar 2018 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.27%
|
217,790
|
$5,458,000 | — | 31 Mar 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.26%
|
211,104
|
$5,290,000 | — | 31 Mar 2018 | |
| Brandywine Global Investment Management, LLC |
13F
|
Company |
0.26%
|
204,786
|
$5,132,000 | — | 31 Mar 2018 | |
| FMR LLC |
13F
|
Company |
0.25%
|
198,200
|
$4,967,000 | — | 31 Mar 2018 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.23%
|
186,911
|
$4,684,000 | — | 31 Mar 2018 | |
| Quantitative Investment Management, LLC |
13F
|
Company |
0.23%
|
185,600
|
$4,651,000 | — | 31 Mar 2018 | |
| Alyeska Investment Group, L.P. |
13F
|
Company |
0.22%
|
174,814
|
$4,381,000 | — | 31 Mar 2018 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.22%
|
174,040
|
$4,362,000 | — | 31 Mar 2018 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.21%
|
171,799
|
$4,305,000 | — | 31 Mar 2018 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.18%
|
141,450
|
$3,544,000 | — | 31 Mar 2018 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.15%
|
117,700
|
$2,950,000 | — | 31 Mar 2018 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.13%
|
107,161
|
$2,685,000 | — | 31 Mar 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.13%
|
101,843
|
$2,552,000 | — | 31 Mar 2018 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.11%
|
90,317
|
$2,264,000 | — | 31 Mar 2018 | |
| CAPITAL FUND MANAGEMENT S.A. |
13F
|
Company |
0.11%
|
90,136
|
$2,259,000 | — | 31 Mar 2018 | |
| Invesco Ltd. |
13F
|
Company |
0.11%
|
88,835
|
$2,226,000 | — | 31 Mar 2018 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
0.11%
|
87,900
|
$2,202,000 | — | 31 Mar 2018 | |
| Taylor Frigon Capital Management LLC |
13F
|
Company |
0.1%
|
84,029
|
$2,106,000 | — | 31 Mar 2018 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.09%
|
70,017
|
$1,760,000 | — | 31 Mar 2018 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.09%
|
68,924
|
$1,726,000 | — | 31 Mar 2018 | |
| Malaga Cove Capital, LLC |
13F
|
Company |
0.08%
|
66,216
|
$1,659,000 | — | 31 Mar 2018 | |
| International Tt |
13F
|
Individual |
0.08%
|
61,987
|
$1,553,394 | — | 31 Mar 2018 | |
| Newtyn Management, LLC |
13F
|
Company |
0.07%
|
52,337
|
$1,312,000 | — | 31 Mar 2018 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0.06%
|
51,040
|
$1,279,062 | — | 31 Mar 2018 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
0.06%
|
50,328
|
$1,261,000 | — | 31 Mar 2018 | |
| Employees Retirement System of Texas |
13F
|
Company |
0.06%
|
50,000
|
$1,253,000 | — | 31 Mar 2018 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.06%
|
49,148
|
$1,232,000 | — | 31 Mar 2018 | |
| PUTNAM INVESTMENTS LLC |
13F
|
Company |
0.06%
|
48,900
|
$1,225,000 | — | 31 Mar 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.06%
|
47,616
|
$1,193,000 | — | 31 Mar 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.06%
|
45,255
|
$1,135,000 | — | 31 Mar 2018 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.06%
|
44,469
|
$1,114,000 | — | 31 Mar 2018 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.06%
|
44,153
|
$1,106,000 | — | 31 Mar 2018 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.05%
|
43,935
|
$1,101,000 | — | 31 Mar 2018 | |
| UBS Group AG |
13F
|
Company |
0.05%
|
39,484
|
$989,000 | — | 31 Mar 2018 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.05%
|
38,329
|
$961,000 | — | 31 Mar 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.05%
|
37,352
|
$937,000 | — | 31 Mar 2018 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.05%
|
36,291
|
$909,000 | — | 31 Mar 2018 |
Institutional Holders of APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (AAOI) as of Q2 2018
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2018 vs Q1 2018 Across Filers
| Investor | Q1 2018 Shares | Q2 2018 Shares | Share Diff | Share Chg % | Q1 2018 Value $ | Q2 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.