Security key
03823U102
APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (AAOI)
CUSIP: 03823U102
Q2 2015 13F Holders as of 30 Jun 2015
- Type / Class
- Equity / Common Stock, par value $0.001
- Shares outstanding
- 80,112,357
- Total 13F shares
- 9,881,448
- Share change
- +1,620,049
- Total reported value
- $171,543,592
- Put/Call ratio
- 44%
- Price per share
- $17.36
- Number of holders
- 80
- Value change
- +$29,545,075
- Number of buys
- 47
- Number of sells
- 34
Report period
Q2 2015
Institutions
80
Top holders
10
AAOI full security history
Newer quarter: Q3 2015
Previous quarter: Q1 2015
APPLIED OPTOELECTRONICS, INC. SEC filings
APPLIED OPTOELECTRONICS, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 03823U102
Recent filing periods:
Top shareholders of AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
1.9%
|
1,545,800
|
$21,455,000 | — | 31 Mar 2015 | |
| ARDSLEY ADVISORY PARTNERS LP |
13F
|
Company |
0.83%
|
662,900
|
$9,202,000 | — | 31 Mar 2015 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.76%
|
610,301
|
$8,471,000 | — | 31 Mar 2015 | |
| GILDER GAGNON HOWE & CO LLC |
13F
|
Company |
0.6%
|
483,168
|
$6,706,000 | — | 31 Mar 2015 | |
| GRUBER & MCBAINE CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.53%
|
425,000
|
$5,899,000 | — | 31 Mar 2015 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.51%
|
411,204
|
$5,708,000 | — | 31 Mar 2015 | |
| SELZ CAPITAL LLC |
13F
|
Company |
0.5%
|
400,000
|
$5,552,000 | — | 31 Mar 2015 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.39%
|
312,462
|
$4,337,000 | — | 31 Mar 2015 | |
| Hood River Capital Management LLC |
13F
|
Company |
0.32%
|
253,496
|
$3,519,000 | — | 31 Mar 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.31%
|
251,445
|
$3,490,000 | — | 31 Mar 2015 | |
| STATE STREET CORP |
13F
|
Company |
0.25%
|
198,406
|
$2,755,000 | — | 31 Mar 2015 | |
| NEWLAND CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.23%
|
188,140
|
$2,611,000 | — | 31 Mar 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.21%
|
168,123
|
$2,334,000 | — | 31 Mar 2015 | |
| G2 Investment Partners Management LLC |
13F
|
Company |
0.18%
|
144,213
|
$2,002,000 | — | 31 Mar 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.17%
|
138,731
|
$1,926,000 | — | 31 Mar 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.17%
|
137,888
|
$1,914,000 | — | 31 Mar 2015 | |
| GOLDMAN CAPITAL MANAGEMENT INC |
13F
|
Company |
0.17%
|
137,000
|
$1,902,000 | — | 31 Mar 2015 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
0.16%
|
131,848
|
$1,830,000 | — | 31 Mar 2015 | |
| CARDINAL CAPITAL MANAGEMENT LLC /CT |
13F
|
Company |
0.16%
|
127,900
|
$1,775,000 | — | 31 Mar 2015 | |
| RUSSELL FRANK CO/ |
13F
|
Company |
0.14%
|
110,810
|
$1,538,000 | — | 31 Mar 2015 | |
| Coe Capital Management, LLC |
13F
|
Company |
0.14%
|
109,664
|
$1,522,136 | — | 31 Mar 2015 | |
| WASATCH ADVISORS LP |
13F
|
Company |
0.12%
|
100,000
|
$1,388,000 | — | 31 Mar 2015 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.1%
|
80,610
|
$1,119,000 | — | 31 Mar 2015 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.09%
|
70,502
|
$979,000 | — | 31 Mar 2015 | |
| PERKINS CAPITAL MANAGEMENT INC |
13F
|
Company |
0.08%
|
65,550
|
$910,000 | — | 31 Mar 2015 | |
| Potomac Capital Management, Inc. |
13F
|
Company |
0.08%
|
64,290
|
$892,000 | — | 31 Mar 2015 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.07%
|
54,402
|
$756,000 | — | 31 Mar 2015 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.07%
|
52,100
|
$723,000 | — | 31 Mar 2015 | |
| UBS Group AG |
13F
|
Company |
0.06%
|
51,830
|
$720,000 | — | 31 Mar 2015 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.06%
|
51,737
|
$718,000 | — | 31 Mar 2015 | |
| BANK OF NOVA SCOTIA |
13F
|
Company |
0.06%
|
51,719
|
$718,000 | — | 31 Mar 2015 | |
| 1492 Capital Management LLC |
13F
|
Company |
0.06%
|
50,363
|
$699,000 | — | 31 Mar 2015 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.05%
|
43,941
|
$610,000 | — | 31 Mar 2015 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
0.05%
|
41,510
|
$576,000 | — | 31 Mar 2015 | |
| WOODMONT INVESTMENT COUNSEL LLC |
13F
|
Company |
0.05%
|
41,000
|
$569,000 | — | 31 Mar 2015 | |
| A.R.T. Advisors, LLC |
13F
|
Company |
0.05%
|
40,810
|
$566,000 | — | 31 Mar 2015 | |
| CAZ INVESTMENTS LP |
13F
|
Company |
0.04%
|
35,018
|
$486,000 | — | 31 Mar 2015 | |
| Mork Capital Management, LLC |
13F
|
Company |
0.04%
|
32,000
|
$444,000 | — | 31 Mar 2015 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
30,000
|
$416,000 | — | 31 Mar 2015 | |
| Gradient Investments LLC |
13F
|
Company |
0.04%
|
29,596
|
$411,000 | — | 31 Mar 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.04%
|
29,057
|
$403,000 | — | 31 Mar 2015 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.03%
|
27,272
|
$379,000 | — | 31 Mar 2015 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.03%
|
26,007
|
$361,000 | — | 31 Mar 2015 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
0.03%
|
25,711
|
$357,000 | — | 31 Mar 2015 | |
| PIPER SANDLER & CO. |
13F
|
Company |
0.03%
|
25,000
|
$347,000 | — | 31 Mar 2015 | |
| BALYASNY ASSET MANAGEMENT L.P. |
13F
|
Company |
0.03%
|
22,110
|
$307,000 | — | 31 Mar 2015 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.03%
|
21,700
|
$302,000 | — | 31 Mar 2015 | |
| THOMPSON DAVIS & CO., INC. |
13F
|
Company |
0.02%
|
18,250
|
$253,000 | — | 31 Mar 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.02%
|
16,837
|
$234,000 | — | 31 Mar 2015 | |
| TUDOR INVESTMENT CORP ET AL |
13F
|
Company |
0.02%
|
15,662
|
$217,000 | — | 31 Mar 2015 |
Institutional Holders of APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (AAOI) as of Q2 2015
As of 30 Jun 2015,
APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (AAOI) was held by
80 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,881,448 shares.
The largest 10 holders included
WELLINGTON MANAGEMENT GROUP LLP, ARDSLEY ADVISORY PARTNERS, KENNEDY CAPITAL MANAGEMENT, INC., TRAFELET BROKAW CAPITAL MANAGEMENT, L.P., Hood River Capital Management LLC, GILDER GAGNON HOWE & CO LLC, GRUBER & MCBAINE CAPITAL MANAGEMENT LLC, Selz Capital LLC, BlackRock Fund Advisors, and VANGUARD GROUP INC.
This page lists
80
institutional shareholders reporting positions in this security
for the Q2 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2015 vs Q1 2015 Across Filers
Q1 2015 holders
72
Q2 2015 holders
80
Holder diff
8
| Investor | Q1 2015 Shares | Q2 2015 Shares | Share Diff | Share Chg % | Q1 2015 Value $ | Q2 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.