Security Snapshot

Anixa Biosciences Inc - Common Stock (ANIX) Institutional Ownership

CUSIP: 03528H109

13F Institutional Holders and Ownership History from Q4 2018 to Q1 2026

Latest Period

Q1 2026

Institutions Reporting

60

Shares (Excl. Options)

5,106,335

Price

$2.58

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Type / Class
Equity / Common Stock
Symbol
ANIX on Nasdaq
Shares outstanding
35,258,614
Price per share
$3.04
All holders as of 31 Mar 2026
Q1 2026
Total 13F shares
5,106,335
Total reported value
$13,181,046
% of total 13F portfolios
0%
Share change
-550,528
Value change
-$1,781,879
Number of holders
60
Price from insider filings
$3.04
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Quick Takeaways

  • ANIX - Anixa Biosciences Inc - Common Stock is tracked under CUSIP 03528H109.
  • 60 institutions reported positions in Q1 2026.
  • 2 significant owners is listed from Schedule 13D/13G reporting.

What Changed

  • Holder count moved from 70 to 60 between Q4 2025 and Q1 2026.
  • Reported value moved from $17,642,741 to $13,181,046.

Why This Matters

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Source Evidence

Source: SEC Form 13F

Latest holder context comes from 60 institutions filings for Q1 2026.

Open SEC Evidence

Investment Quick Answers

What is CUSIP 03528H109?
CUSIP 03528H109 identifies ANIX - Anixa Biosciences Inc - Common Stock in SEC 13F datasets.

Where can I see the latest institutional holders?
Review the Q1 2026 holders report and the ownership history table below.

Significant Owners of Anixa Biosciences Inc - Common Stock (ANIX) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
KUMAR AMIT 16% +8% $16,667,362 +$1,403,336 6,173,097 +9.2% Amit Kumar 04 Jun 2025
Catelani Michael 7% $10,662,205 2,468,103 Michael Catelani 05 Jan 2026

As of 31 Mar 2026, 60 institutional investors reported holding 5,106,335 shares of Anixa Biosciences Inc - Common Stock (ANIX). This represents 14% of the company’s total 35,258,614 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of Anixa Biosciences Inc - Common Stock (ANIX) together control 14% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
VANGUARD CAPITAL MANAGEMENT LLC 3.7% 1,314,982 0% 0% $3,392,654
Laird Norton Wetherby Trust Company, LLC 1.6% 566,327 -3.7% 0.03% $1,461,124
UBS Group AG 1.6% 551,637 +20% 0% $1,423,224
D.A. DAVIDSON & CO. 1.5% 539,272 0% 0.01% $1,391,322
GEODE CAPITAL MANAGEMENT, LLC 1% 364,731 +3.9% 0% $941,440
VANGUARD FIDUCIARY TRUST CO 0.54% 191,074 0% 0% $492,971
MARSHALL WACE, LLP 0.49% 173,179 +327% 0% $446,800
BlackRock, Inc. 0.48% 170,103 +3.7% 0% $438,865
STATE STREET CORP 0.45% 159,040 0% 0% $410,323
SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.28% 99,468 -61% 0% $256,628
GSA CAPITAL PARTNERS LLP 0.28% 98,842 +20% 0.02% $255,000
LPL Financial LLC 0.23% 80,976 -9.6% 0% $208,918
NORTHERN TRUST CORP 0.19% 66,825 +20% 0% $172,409
RENAISSANCE TECHNOLOGIES LLC 0.17% 61,173 +14% 0% $157,826
CoreCap Advisors, LLC 0.15% 52,020 +8.3% 0% $134,212
Kestra Advisory Services, LLC 0.14% 51,000 +96% 0% $131,580
Bank of New York Mellon Corp 0.13% 47,442 -19% 0% $122,401
Westside Investment Management, Inc. 0.13% 47,000 +6.8% 0.02% $121,260
HighTower Advisors, LLC 0.12% 41,550 +0.97% 0% $107,199
Gemmer Asset Management LLC 0.1% 35,000 0% 0.01% $90,300
Vontobel Holding Ltd. 0.09% 30,000 0% $77,400
CIBC Bancorp USA Inc. 0.08% 26,600 0% $68,628
NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% 22,500 0% 0% $58,050
Corient Private Wealth LLC 0.06% 20,000 -47% 0% $51,600
SEGALL BRYANT & HAMILL, LLC 0.05% 17,400 0% $51,156

Institutional Holders of Anixa Biosciences Inc - Common Stock (ANIX) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2026 Q1 5,106,335 $13,181,046 -$1,781,879 $2.58 60
2025 Q4 5,655,725 $17,642,741 +$715,226 $3.12 70
2025 Q3 5,413,922 $17,872,434 +$304,259 $3.30 65
2025 Q2 5,349,047 $17,648,439 -$787,212 $3.30 65
2025 Q1 5,605,891 $16,030,193 -$524,324 $2.86 57
2024 Q4 5,841,305 $13,552,284 +$544,864 $2.32 57
2024 Q3 5,576,916 $17,555,837 +$106,953 $3.15 56
2024 Q2 5,565,637 $12,300,146 +$344,963 $2.21 52
2024 Q1 5,283,801 $16,487,763 +$2,705,766 $3.12 58
2023 Q4 4,420,722 $17,152,699 +$1,892,994 $3.88 55
2023 Q3 3,928,249 $12,844,861 +$921,910 $3.27 49
2023 Q2 3,647,399 $11,674,122 -$399,198 $3.20 45
2023 Q1 3,664,627 $15,755,697 +$369,660 $4.30 44
2022 Q4 3,636,173 $15,451,565 +$553,415 $4.25 49
2022 Q3 3,474,510 $17,089,377 +$1,187,300 $4.92 41
2022 Q2 3,267,227 $9,991,989 -$78,782 $3.06 42
2022 Q1 3,302,911 $9,050,644 -$407,464 $2.74 37
2021 Q4 3,436,723 $10,208,000 +$525,035 $2.97 39
2021 Q3 3,177,493 $15,156,000 +$1,098,635 $4.77 34
2021 Q2 2,951,398 $11,453,000 -$36,263,645 $3.88 29
2021 Q1 2,512,086 $49,594,000 +$41,200,982 $4.68 27
2020 Q4 1,800,328 $5,527,000 +$13,066 $3.07 20
2020 Q3 1,825,831 $4,439,000 +$532,898 $2.43 19
2020 Q2 1,596,826 $4,888,000 +$720,757 $3.06 18
2020 Q1 1,382,434 $2,197,000 +$44,107 $1.59 15
2019 Q4 1,327,691 $4,354,000 +$51,850 $3.28 14
2019 Q3 1,311,710 $5,247,000 +$341,126 $4.00 14
2019 Q2 1,226,425 $4,448,000 -$180,456 $3.63 13
2019 Q1 1,251,395 $5,657,000 +$702,078 $4.52 14
2018 Q4 1,095,942 $4,318,000 +$4,318,000 $3.94 13
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