Angel Oak Financial Strategies Income Term Trust - Common (FINS)
CUSIP: 03464A100
Q4 2022 13F Holders as of 31 Dec 2022
- Type / Class
- Equity / Common
- Shares outstanding
- 33,426,938
- Total 13F shares
- 9,666,556
- Share change
- +821,427
- Total reported value
- $123,886,965
- Price per share
- $12.81
- Number of holders
- 46
- Value change
- +$10,423,427
- Number of buys
- 22
- Number of sells
- 24
Quarterly Holders Quick Answers
What is CUSIP 03464A100?
CUSIP 03464A100 identifies FINS - Angel Oak Financial Strategies Income Term Trust - Common in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 03464A100:
Top shareholders of FINS - Angel Oak Financial Strategies Income Term Trust - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6.4%
|
2,143,670
|
$28,725,000 | — | 30 Sep 2022 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
3.7%
|
1,229,386
|
$16,474,000 | — | 30 Sep 2022 | |
| UBS Group AG |
13F
|
Company |
3.2%
|
1,070,528
|
$14,345,000 | — | 30 Sep 2022 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
1.2%
|
415,601
|
$5,482,000 | — | 30 Sep 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.1%
|
382,249
|
$5,122,000 | — | 30 Sep 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.92%
|
307,310
|
$4,118,000 | — | 30 Sep 2022 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.66%
|
219,172
|
$2,937,000 | — | 30 Sep 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.65%
|
217,219
|
$2,911,000 | — | 30 Sep 2022 | |
| EQUITEC PROPRIETARY MARKETS, LLC |
13F
|
Company |
0.63%
|
210,754
|
$2,824,000 | — | 30 Sep 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.63%
|
209,535
|
$2,808,000 | — | 30 Sep 2022 | |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV |
13F
|
Company |
0.52%
|
175,310
|
$2,349,000 | — | 30 Sep 2022 | |
| GraniteShares Advisors LLC |
13F
|
Company |
0.52%
|
173,497
|
$2,324,000 | — | 30 Sep 2022 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.51%
|
171,325
|
$2,295,000 | — | 30 Sep 2022 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
0.38%
|
128,134
|
$1,644,000 | — | 30 Sep 2022 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.34%
|
112,395
|
$1,506,000 | — | 30 Sep 2022 | |
| Twelve Points Wealth Management LLC |
13F
|
Company |
0.34%
|
111,988
|
$1,501,000 | — | 30 Sep 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.25%
|
83,026
|
$1,112,000 | — | 30 Sep 2022 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.24%
|
78,901
|
$1,057,000 | — | 30 Sep 2022 | |
| Matisse Capital |
13F
|
Company |
0.22%
|
73,616
|
$986,000 | — | 30 Sep 2022 | |
| Marks Group Wealth Management, Inc |
13F
|
Company |
0.22%
|
73,102
|
$980,000 | — | 30 Sep 2022 | |
| CORRADO ADVISORS, LLC |
13F
|
Company |
0.19%
|
63,585
|
$852,000 | — | 30 Sep 2022 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.15%
|
50,669
|
$679,000 | — | 30 Sep 2022 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.15%
|
49,353
|
$661,000 | — | 30 Sep 2022 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.14%
|
46,654
|
$625,000 | — | 30 Sep 2022 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.13%
|
43,519
|
$583,000 | — | 30 Sep 2022 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.1%
|
34,241
|
$459,000 | — | 30 Sep 2022 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.08%
|
27,061
|
$363,000 | — | 30 Sep 2022 | |
| Foresight Wealth Management, LLC |
13F
|
Company |
0.07%
|
24,115
|
$323,000 | — | 30 Sep 2022 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.07%
|
23,453
|
$314,000 | — | 30 Sep 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.06%
|
20,828
|
$279,000 | — | 30 Sep 2022 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.06%
|
20,049
|
$269,000 | — | 30 Sep 2022 | |
| PATHSTONE FAMILY OFFICE, LLC |
13F
|
Company |
0.06%
|
20,070
|
$268,938 | — | 30 Sep 2022 | |
| Pekin Hardy Strauss, Inc. |
13F
|
Company |
0.06%
|
19,530
|
$262,000 | — | 30 Sep 2022 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.06%
|
18,844
|
$252,000 | — | 30 Sep 2022 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.05%
|
15,908
|
$213,000 | — | 30 Sep 2022 | |
| SFI Advisors, LLC |
13F
|
Company |
0.04%
|
14,321
|
$191,000 | — | 30 Sep 2022 | |
| HOWARD WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
13,155
|
$176,000 | — | 30 Sep 2022 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.04%
|
11,708
|
$157,000 | — | 30 Sep 2022 | |
| Claybrook Capital, LLC |
13F
|
Company |
0.03%
|
11,200
|
$150,000 | — | 30 Sep 2022 | |
| Live Oak Private Wealth LLC |
13F
|
Company |
0.03%
|
10,630
|
$142,000 | — | 30 Sep 2022 | |
| Navid Abghari |
3/4/5
|
Portfolio Manager |
—
class O/S missing
|
4,024
|
$47,564 | — | 19 Oct 2021 | |
| John R. Hsu |
3/4/5
|
Secretary |
—
class O/S missing
|
2,667
|
$31,524 | — | 14 Oct 2021 | |
| Coston, McIsaac & Partners |
13F
|
Company |
0%
|
689
|
$9,000 | — | 30 Sep 2022 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0%
|
186
|
$2,000 | — | 30 Sep 2022 | |
| Sun Life Assurance Co of Canada |
3/4/5
|
10%+ Owner |
—
mixed-class rows
|
57,500,000
mixed-class rows
|
— | — | 08 Jul 2021 | |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO |
3/4/5
|
10%+ Owner |
—
mixed-class rows
|
48,600,000
mixed-class rows
|
— | — | 08 Jul 2021 |
Institutional Holders of Angel Oak Financial Strategies Income Term Trust - Common (FINS) as of Q4 2022
As of 31 Dec 2022,
Angel Oak Financial Strategies Income Term Trust - Common (FINS) was held by
46 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,666,556 shares.
The largest 10 holders included
MORGAN STANLEY, Karpus Management, Inc., UBS Group AG, Atlas Wealth LLC, SIT INVESTMENT ASSOCIATES INC, Saba Capital Management, L.P., WOLVERINE TRADING, LLC, WELLS FARGO & COMPANY/MN, NATIONS FINANCIAL GROUP INC, /IA/ /ADV, and Royal Bank of Canada.
This page lists
46
institutional shareholders reporting positions in this security
for the Q4 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
42
Q4 2022 holders
46
Holder diff
4
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 Value $ | Q4 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.