Angel Oak Financial Strategies Income Term Trust - Common (FINS)
CUSIP: 03464A100
Q3 2022 13F Holders as of 30 Sep 2022
- Type / Class
- Equity / Common
- Shares outstanding
- 33,412,845
- Total 13F shares
- 8,126,486
- Share change
- +1,124,258
- Total reported value
- $108,729,938
- Price per share
- $13.40
- Number of holders
- 42
- Value change
- +$15,023,556
- Number of buys
- 22
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 03464A100?
CUSIP 03464A100 identifies FINS - Angel Oak Financial Strategies Income Term Trust - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 03464A100:
Top shareholders of FINS - Angel Oak Financial Strategies Income Term Trust - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6.3%
|
2,112,271
|
$30,797,000 | — | 30 Jun 2022 | |
| UBS Group AG |
13F
|
Company |
2.6%
|
871,248
|
$12,703,000 | — | 30 Jun 2022 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
1.8%
|
595,281
|
$8,679,000 | — | 30 Jun 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.3%
|
419,437
|
$6,115,000 | — | 30 Jun 2022 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
1.2%
|
415,601
|
$5,997,000 | — | 30 Jun 2022 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1.1%
|
365,949
|
$5,336,000 | — | 30 Jun 2022 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.79%
|
263,329
|
$3,839,000 | — | 30 Jun 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.67%
|
223,324
|
$3,256,000 | — | 30 Jun 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.63%
|
211,511
|
$3,084,000 | — | 30 Jun 2022 | |
| EQUITEC PROPRIETARY MARKETS, LLC |
13F
|
Company |
0.63%
|
210,754
|
$3,073,000 | — | 30 Jun 2022 | |
| GraniteShares Advisors LLC |
13F
|
Company |
0.53%
|
175,566
|
$2,559,000 | — | 30 Jun 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.39%
|
131,735
|
$1,920,000 | — | 30 Jun 2022 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
0.38%
|
127,952
|
$1,894,000 | — | 30 Jun 2022 | |
| Twelve Points Wealth Management LLC |
13F
|
Company |
0.34%
|
113,602
|
$1,656,000 | — | 30 Jun 2022 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.28%
|
94,038
|
$1,371,000 | — | 30 Jun 2022 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.24%
|
80,299
|
$1,171,000 | — | 30 Jun 2022 | |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV |
13F
|
Company |
0.22%
|
74,009
|
$1,079,000 | — | 30 Jun 2022 | |
| Marks Group Wealth Management, Inc |
13F
|
Company |
0.22%
|
73,102
|
$1,066,000 | — | 30 Jun 2022 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.18%
|
61,450
|
$896,000 | — | 30 Jun 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.17%
|
55,899
|
$815,000 | — | 30 Jun 2022 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.14%
|
45,173
|
$659,000 | — | 30 Jun 2022 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.09%
|
30,225
|
$441,000 | — | 30 Jun 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.09%
|
29,574
|
$435,000 | — | 30 Jun 2022 | |
| Matisse Capital |
13F
|
Company |
0.07%
|
23,205
|
$338,000 | — | 30 Jun 2022 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.07%
|
22,200
|
$324,000 | — | 30 Jun 2022 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.06%
|
20,150
|
$294,000 | — | 30 Jun 2022 | |
| PATHSTONE FAMILY OFFICE, LLC |
13F
|
Company |
0.06%
|
20,070
|
$292,621 | — | 30 Jun 2022 | |
| Hightower 6M Holding, LLC |
13F
|
Company |
0.06%
|
19,197
|
$280,000 | — | 30 Jun 2022 | |
| Pekin Hardy Strauss, Inc. |
13F
|
Company |
0.06%
|
18,830
|
$275,000 | — | 30 Jun 2022 | |
| BLUEFIN CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.05%
|
16,274
|
$235,000 | — | 30 Jun 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.05%
|
15,441
|
$225,000 | — | 30 Jun 2022 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.04%
|
14,922
|
$218,000 | — | 30 Jun 2022 | |
| SFI Advisors, LLC |
13F
|
Company |
0.04%
|
14,321
|
$208,000 | — | 30 Jun 2022 | |
| HOWARD WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
12,255
|
$178,000 | — | 30 Jun 2022 | |
| Claybrook Capital, LLC |
13F
|
Company |
0.03%
|
11,200
|
$163,000 | — | 30 Jun 2022 | |
| Foresight Wealth Management, LLC |
13F
|
Company |
0.03%
|
10,982
|
$160,000 | — | 30 Jun 2022 | |
| Live Oak Private Wealth LLC |
13F
|
Company |
0.03%
|
10,630
|
$155,000 | — | 30 Jun 2022 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.02%
|
7,061
|
$102,000 | — | 30 Jun 2022 | |
| Navid Abghari |
3/4/5
|
Portfolio Manager |
—
class O/S missing
|
4,024
|
$47,564 | — | 19 Oct 2021 | |
| John R. Hsu |
3/4/5
|
Secretary |
—
class O/S missing
|
2,667
|
$31,524 | — | 14 Oct 2021 | |
| BESSEMER GROUP INC |
13F
|
Company |
0%
|
338
|
$5,000 | — | 30 Jun 2022 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0%
|
186
|
$3,000 | — | 30 Jun 2022 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
103
|
$2,000 | — | 30 Jun 2022 | |
| Sun Life Assurance Co of Canada |
3/4/5
|
10%+ Owner |
—
mixed-class rows
|
57,500,000
mixed-class rows
|
— | — | 08 Jul 2021 | |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO |
3/4/5
|
10%+ Owner |
—
mixed-class rows
|
48,600,000
mixed-class rows
|
— | — | 08 Jul 2021 |
Institutional Holders of Angel Oak Financial Strategies Income Term Trust - Common (FINS) as of Q3 2022
As of 30 Sep 2022,
Angel Oak Financial Strategies Income Term Trust - Common (FINS) was held by
42 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,126,486 shares.
The largest 10 holders included
MORGAN STANLEY, SIT INVESTMENT ASSOCIATES INC, UBS Group AG, WOLVERINE TRADING, LLC, RAYMOND JAMES & ASSOCIATES, WELLS FARGO & COMPANY/MN, Thomas J. Herzfeld Advisors, Inc., ROYAL BANK OF CANADA, EQUITEC PROPRIETARY MARKETS, LLC, and LPL Financial LLC.
This page lists
42
institutional shareholders reporting positions in this security
for the Q3 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2022 vs Q2 2022 Across Filers
Q2 2022 holders
40
Q3 2022 holders
42
Holder diff
2
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 Value $ | Q3 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.