Angel Oak Financial Strategies Income Term Trust - Common (FINS)
CUSIP: 03464A100
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common
- Shares outstanding
- 33,426,938
- Total 13F shares
- 5,782,165
- Share change
- +28,227
- Total reported value
- $98,514,000
- Price per share
- $17.02
- Number of holders
- 29
- Value change
- +$525,530
- Number of buys
- 20
- Number of sells
- 6
Quarterly Holders Quick Answers
What is CUSIP 03464A100?
CUSIP 03464A100 identifies FINS - Angel Oak Financial Strategies Income Term Trust - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 03464A100:
Top shareholders of FINS - Angel Oak Financial Strategies Income Term Trust - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
3.4%
|
1,143,908
|
$20,567,000 | — | 30 Jun 2021 | |
| Vivaldi Capital Management LP |
13F
|
Company |
2.7%
|
898,081
|
$16,561,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
2.5%
|
828,839
|
$14,903,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.3%
|
449,695
|
$8,086,000 | — | 30 Jun 2021 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
1.3%
|
432,453
|
$7,901,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.1%
|
382,234
|
$6,873,000 | — | 30 Jun 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.76%
|
254,543
|
$4,577,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.3%
|
101,206
|
$1,820,000 | — | 30 Jun 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.29%
|
98,314
|
$1,768,000 | — | 30 Jun 2021 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
0.26%
|
85,671
|
$1,563,000 | — | 30 Jun 2021 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.24%
|
79,769
|
$1,434,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.17%
|
57,398
|
$1,032,000 | — | 30 Jun 2021 | |
| Matisse Capital |
13F
|
Company |
0.1%
|
33,057
|
$594,000 | — | 30 Jun 2021 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.09%
|
29,124
|
$524,000 | — | 30 Jun 2021 | |
| PATHSTONE FAMILY OFFICE, LLC |
13F
|
Company |
0.07%
|
22,358
|
$402,000 | — | 30 Jun 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.05%
|
17,993
|
$324,000 | — | 30 Jun 2021 | |
| HOWARD WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.05%
|
17,180
|
$308,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.05%
|
16,462
|
$298,000 | — | 30 Jun 2021 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.04%
|
13,811
|
$248,000 | — | 30 Jun 2021 | |
| HRT FINANCIAL LP |
13F
|
Company |
0.04%
|
11,700
|
$210,000 | — | 30 Jun 2021 | |
| EQUITEC PROPRIETARY MARKETS, LLC |
13F
|
Company |
0.02%
|
6,161
|
$111,000 | — | 30 Jun 2021 | |
| Arkadios Wealth Advisors |
13F
|
Company |
0%
|
921
|
$16,000 | — | 30 Jun 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0%
|
186
|
$3,000 | — | 30 Jun 2021 | |
| Sun Life Assurance Co of Canada |
3/4/5
|
10%+ Owner |
—
mixed-class rows
|
57,500,000
mixed-class rows
|
— | — | 08 Jul 2021 | |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO |
3/4/5
|
10%+ Owner |
—
mixed-class rows
|
48,600,000
mixed-class rows
|
— | — | 08 Jul 2021 |
Institutional Holders of Angel Oak Financial Strategies Income Term Trust - Common (FINS) as of Q3 2021
As of 30 Sep 2021,
Angel Oak Financial Strategies Income Term Trust - Common (FINS) was held by
29 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,782,165 shares.
The largest 10 holders included
MORGAN STANLEY, UBS Group AG, SPHINX TRADING, LP, WOLVERINE TRADING, LLC, RAYMOND JAMES & ASSOCIATES, ROYAL BANK OF CANADA, Vivaldi Capital Management LP, LPL Financial LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, and Shaker Financial Services, LLC.
This page lists
29
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
23
Q3 2021 holders
29
Holder diff
6
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.