Angel Oak Financial Strategies Income Term Trust - Common (FINS)
CUSIP: 03464A100
Q1 2021 13F Holders as of 31 Mar 2021
- Type / Class
- Equity / Common
- Shares outstanding
- 33,426,938
- Total 13F shares
- 4,672,080
- Share change
- +443,642
- Total reported value
- $82,236,240
- Price per share
- $17.42
- Number of holders
- 21
- Value change
- +$7,792,137
- Number of buys
- 11
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 03464A100?
CUSIP 03464A100 identifies FINS - Angel Oak Financial Strategies Income Term Trust - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 03464A100:
Top shareholders of FINS - Angel Oak Financial Strategies Income Term Trust - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Vivaldi Capital Management LP |
13F
|
Company |
3.4%
|
1,138,277
|
$19,169,000 | — | 31 Dec 2020 | |
| UBS Group AG |
13F
|
Company |
2.2%
|
739,752
|
$12,457,000 | — | 31 Dec 2020 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
1.3%
|
432,453
|
$7,200,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.2%
|
385,501
|
$6,492,000 | — | 31 Dec 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.91%
|
303,842
|
$5,117,000 | — | 31 Dec 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.68%
|
227,605
|
$3,833,000 | — | 31 Dec 2020 | |
| Invesco Ltd. |
13F
|
Company |
0.56%
|
186,744
|
$3,145,000 | — | 31 Dec 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.54%
|
181,551
|
$3,057,000 | — | 31 Dec 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.52%
|
174,909
|
$2,945,000 | — | 31 Dec 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.47%
|
155,598
|
$2,620,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.31%
|
102,739
|
$1,730,000 | — | 31 Dec 2020 | |
| Matisse Capital |
13F
|
Company |
0.13%
|
45,000
|
$757,000 | — | 31 Dec 2020 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.1%
|
34,610
|
$583,000 | — | 31 Dec 2020 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.08%
|
26,277
|
$442,000 | — | 31 Dec 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.08%
|
25,835
|
$435,000 | — | 31 Dec 2020 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.06%
|
20,300
|
$342,000 | — | 31 Dec 2020 | |
| Family Manage LLC |
13F
|
Company |
0.05%
|
15,213
|
$256,000 | — | 31 Dec 2020 | |
| HOWARD WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
14,950
|
$251,000 | — | 31 Dec 2020 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.03%
|
10,703
|
$180,000 | — | 31 Dec 2020 | |
| TFO Wealth Partners, LLC |
13F
|
Company |
0.01%
|
2,500
|
$42,000 | — | 31 Dec 2020 | |
| US BANCORP \DE\ |
13F
|
Company |
0.01%
|
2,500
|
$42,000 | — | 31 Dec 2020 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0%
|
1,000
|
$16,000 | — | 31 Dec 2020 | |
| Arkadios Wealth Advisors |
13F
|
Company |
0%
|
255
|
$4,000 | — | 31 Dec 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0%
|
186
|
$3,000 | — | 31 Dec 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
138
|
$2,000 | — | 31 Dec 2020 |
Institutional Holders of Angel Oak Financial Strategies Income Term Trust - Common (FINS) as of Q1 2021
As of 31 Mar 2021,
Angel Oak Financial Strategies Income Term Trust - Common (FINS) was held by
21 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,672,080 shares.
The largest 10 holders included
Vivaldi Capital Management, LLC, UBS Group AG, MORGAN STANLEY, WOLVERINE TRADING, LLC, ROYAL BANK OF CANADA, RAYMOND JAMES & ASSOCIATES, LPL Financial LLC, Invesco Ltd., Shaker Financial Services, LLC, and WELLS FARGO & COMPANY/MN.
This page lists
21
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
25
Q1 2021 holders
21
Holder diff
-4
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.