Angel Oak Financial Strategies Income Term Trust - Common (FINS)
CUSIP: 03464A100
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common
- Shares outstanding
- 33,426,938
- Total 13F shares
- 3,838,911
- Share change
- -955,167
- Total reported value
- $64,634,000
- Price per share
- $16.85
- Number of holders
- 20
- Value change
- -$16,237,354
- Number of buys
- 14
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 03464A100?
CUSIP 03464A100 identifies FINS - Angel Oak Financial Strategies Income Term Trust - Common in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 03464A100:
Top shareholders of FINS - Angel Oak Financial Strategies Income Term Trust - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Vivaldi Capital Management LP |
13F
|
Company |
7.7%
|
2,565,467
|
$42,535,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
2.3%
|
782,455
|
$13,224,000 | — | 30 Jun 2020 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
1.3%
|
432,453
|
$7,287,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.85%
|
284,864
|
$4,814,000 | — | 30 Jun 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.6%
|
200,335
|
$3,386,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.36%
|
120,719
|
$2,041,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.34%
|
113,728
|
$1,922,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.23%
|
77,814
|
$1,315,000 | — | 30 Jun 2020 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.1%
|
33,112
|
$560,000 | — | 30 Jun 2020 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.1%
|
32,429
|
$548,000 | — | 30 Jun 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.08%
|
27,035
|
$457,000 | — | 30 Jun 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.08%
|
26,291
|
$444,000 | — | 30 Jun 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.08%
|
26,211
|
$443,000 | — | 30 Jun 2020 | |
| Delta Investment Management, LLC |
13F
|
Company |
0.05%
|
15,850
|
$267,000 | — | 30 Jun 2020 | |
| HOWARD WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.05%
|
15,635
|
$264,000 | — | 30 Jun 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.03%
|
11,596
|
$195,000 | — | 30 Jun 2020 | |
| Family Manage LLC |
13F
|
Company |
0.03%
|
11,014
|
$186,000 | — | 30 Jun 2020 | |
| Homrich & Berg |
13F
|
Company |
0.03%
|
10,250
|
$173,000 | — | 30 Jun 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.01%
|
3,750
|
$63,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
2,835
|
$48,000 | — | 30 Jun 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0%
|
235
|
$4,000 | — | 30 Jun 2020 |
Institutional Holders of Angel Oak Financial Strategies Income Term Trust - Common (FINS) as of Q3 2020
As of 30 Sep 2020,
Angel Oak Financial Strategies Income Term Trust - Common (FINS) was held by
20 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,838,911 shares.
The largest 10 holders included
Vivaldi Capital Management, LLC, UBS Group AG, WOLVERINE TRADING, LLC, ROYAL BANK OF CANADA, LPL Financial LLC, Invesco Ltd., RAYMOND JAMES & ASSOCIATES, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, and WEDBUSH SECURITIES INC.
This page lists
20
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
21
Q3 2020 holders
20
Holder diff
-1
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.