Security key
032797300
- Type / Class
- Equity / COM NEW
- Total 13F shares
- 25,832,104
- Share change
- +761,614
- Total reported value
- $240,513,953
- Put/Call ratio
- 308%
- Price per share
- $9.31
- Number of holders
- 146
- Value change
- +$8,316,479
- Number of buys
- 76
- Number of sells
- 53
Report period
Q4 2023
Institutions
146
Top holders
10
AVXL full security history
Newer quarter: Q1 2024
Previous quarter: Q3 2023
ANAVEX LIFE SCIENCES CORP. SEC filings
ANAVEX LIFE SCIENCES CORP. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 032797300
Recent filing periods:
Top shareholders of AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
6,061,191
|
$39,700,800 | — | 30 Sep 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
—
class O/S missing
|
4,245,344
|
$27,807,004 | — | 30 Sep 2023 | |
| STATE STREET CORP |
13F
|
Company |
—
class O/S missing
|
3,625,449
|
$23,746,691 | — | 30 Sep 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
1,572,968
|
$10,304,317 | — | 30 Sep 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
751,367
|
$4,921,455 | — | 30 Sep 2023 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
723,503
|
$4,738,945 | — | 30 Sep 2023 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
720,990
|
$4,722,489 | — | 30 Sep 2023 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
604,811
|
$3,961,512 | — | 30 Sep 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
575,107
|
$3,766,951 | — | 30 Sep 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
445,913
|
$2,920,730 | — | 30 Sep 2023 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
272,243
|
$1,783,195 | — | 30 Sep 2023 | |
| Rafferty Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
270,788
|
$1,773,661 | — | 30 Sep 2023 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
269,413
|
$1,765,000 | — | 30 Sep 2023 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
257,700
|
$1,687,937 | — | 30 Sep 2023 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
226,622
|
$1,484,374 | — | 30 Sep 2023 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
221,017
|
$1,447,661 | — | 30 Sep 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
196,586
|
$1,287,638 | — | 30 Sep 2023 | |
| Swiss National Bank |
13F
|
Company |
—
class O/S missing
|
177,700
|
$1,163,935 | — | 30 Sep 2023 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
160,577
|
$1,051,780 | — | 30 Sep 2023 | |
| MARSHALL WACE, LLP |
13F
|
Company |
—
class O/S missing
|
156,078
|
$1,022,311 | — | 30 Sep 2023 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
129,016
|
$845,055 | — | 30 Sep 2023 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
118,446
|
$775,821 | — | 30 Sep 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
111,681
|
$731,511 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
101,381
|
$664,046 | — | 30 Sep 2023 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
—
class O/S missing
|
99,088
|
$649,014 | — | 30 Sep 2023 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
97,204
|
$636,687 | — | 30 Sep 2023 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
—
class O/S missing
|
96,924
|
$634,853 | — | 30 Sep 2023 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
87,169
|
$570,957 | — | 30 Sep 2023 | |
| Hikari Power Ltd |
13F
|
Company |
—
class O/S missing
|
85,585
|
$561,000 | — | 30 Sep 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
83,233
|
$545,000 | — | 30 Sep 2023 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
83,040
|
$543,912 | — | 30 Sep 2023 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
82,735
|
$541,914 | — | 30 Sep 2023 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
82,251
|
$538,744 | — | 30 Sep 2023 | |
| Jump Financial, LLC |
13F
|
Company |
—
class O/S missing
|
75,392
|
$493,818 | — | 30 Sep 2023 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
71,474
|
$468,155 | — | 30 Sep 2023 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
68,876
|
$451,138 | — | 30 Sep 2023 | |
| Carnegie Investment Counsel |
13F
|
Company |
—
class O/S missing
|
67,410
|
$441,536 | — | 30 Sep 2023 | |
| STATE OF WISCONSIN INVESTMENT BOARD |
13F
|
Company |
—
class O/S missing
|
66,956
|
$438,562 | — | 30 Sep 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
64,084
|
$419,751 | — | 30 Sep 2023 | |
| ALPS ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
60,451
|
$395,954 | — | 30 Sep 2023 | |
| OCCUDO QUANTITATIVE STRATEGIES LP |
13F
|
Company |
—
class O/S missing
|
60,288
|
$394,886 | — | 30 Sep 2023 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
59,550
|
$390,052 | — | 30 Sep 2023 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
55,940
|
$366,407 | — | 30 Sep 2023 | |
| AllSquare Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
54,956
|
$359,962 | — | 30 Sep 2023 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
51,257
|
$335,733 | — | 30 Sep 2023 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
—
class O/S missing
|
49,509
|
$325,000 | — | 30 Sep 2023 | |
| PROFUND ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
45,965
|
$301,071 | — | 30 Sep 2023 | |
| Independent Advisor Alliance |
13F
|
Company |
—
class O/S missing
|
43,144
|
$282,594 | — | 30 Sep 2023 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
42,830
|
$280,537 | — | 30 Sep 2023 | |
| Mirae Asset Global Investments Co., Ltd. |
13F
|
Company |
—
class O/S missing
|
42,805
|
$280,373 | — | 30 Sep 2023 |
Institutional Holders of ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL) as of Q4 2023
As of 31 Dec 2023,
ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL) was held by
146 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
25,832,104 shares.
The largest 10 holders included
BlackRock Inc., VANGUARD GROUP INC, STATE STREET CORP, GEODE CAPITAL MANAGEMENT, LLC, NWAM LLC, NORTHERN TRUST CORP, SUSQUEHANNA INTERNATIONAL GROUP, LLP, CHARLES SCHWAB INVESTMENT MANAGEMENT INC, MORGAN STANLEY, and SG Americas Securities, LLC.
This page lists
146
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
140
Q4 2023 holders
146
Holder diff
6
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.