What does CUSIP 032797300 represent in this 13F holders report?

CUSIP 032797300 is the security identifier for AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW used to aggregate holder disclosures.

How many institutions held AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW in Q3 2021?

131 institutional investors reported AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW for Q3 2021. Use the holders table for investor-level position and value details.

ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL)

CUSIP: 032797300

Q3 2021 13F Holders as of 30 Sep 2021

Type / Class: Equity / COM NEW
Total 13F shares: 20,580,263
Share change: -969,360
Total reported value: $369,399,670
Put/Call ratio: 102%
Price per share: $17.95
Number of holders: 131
Value change: -$25,050,093
Number of buys: 67
Number of sells: 47

Quarterly Holders Quick Answers

What is CUSIP 032797300?
CUSIP 032797300 identifies AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2021
Previous quarter: Q2 2021

Recent filing periods for CUSIP 032797300:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
BlackRock Finance, Inc.	13F	Company	— class O/S missing	4,312,468	$98,583,000	—	30 Jun 2021	13F
STATE STREET CORP	13F	Company	— class O/S missing	4,071,973	$93,085,000	—	30 Jun 2021	13F
VANGUARD GROUP INC	13F	Company	— class O/S missing	3,647,993	$83,393,000	—	30 Jun 2021	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	— class O/S missing	1,157,572	$26,462,000	—	30 Jun 2021	13F
NORTHERN TRUST CORP	13F	Company	— class O/S missing	690,035	$15,773,000	—	30 Jun 2021	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	— class O/S missing	686,016	$15,682,000	—	30 Jun 2021	13F
GREAT LAKES ADVISORS, LLC	13F	Company	— class O/S missing	679,703	$15,538,000	—	30 Jun 2021	13F
Invesco Ltd.	13F	Company	— class O/S missing	598,498	$13,682,000	—	30 Jun 2021	13F
CITIGROUP INC	13F	Company	— class O/S missing	331,450	$7,577,000	—	30 Jun 2021	13F
MORGAN STANLEY	13F	Company	— class O/S missing	271,673	$6,211,000	—	30 Jun 2021	13F
Bank of New York Mellon Corp	13F	Company	— class O/S missing	261,166	$5,970,000	—	30 Jun 2021	13F
Nuveen Asset Management, LLC	13F	Company	— class O/S missing	234,818	$5,368,000	—	30 Jun 2021	13F
JANE STREET GROUP, LLC	13F	Company	— class O/S missing	205,450	$4,697,000	—	30 Jun 2021	13F
VOLORIDGE INVESTMENT MANAGEMENT, LLC	13F	Company	— class O/S missing	184,539	$4,219,000	—	30 Jun 2021	13F
FIRST TRUST ADVISORS LP	13F	Company	— class O/S missing	177,823	$4,065,000	—	30 Jun 2021	13F
Informed Momentum Co LLC	13F	Company	— class O/S missing	177,728	$4,063,000	—	30 Jun 2021	13F
Kelly Financial Services LLC	13F	Company	— class O/S missing	91,440	$4,000,000	—	30 Jun 2021	13F
Rafferty Asset Management, LLC	13F	Company	— class O/S missing	168,289	$3,847,000	—	30 Jun 2021	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	— class O/S missing	158,853	$3,632,000	—	30 Jun 2021	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	— class O/S missing	158,184	$3,616,000	—	30 Jun 2021	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	154,717	$3,536,000	—	30 Jun 2021	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	150,439	$3,439,000	—	30 Jun 2021	13F
Swiss National Bank	13F	Company	— class O/S missing	146,600	$3,351,000	—	30 Jun 2021	13F
GROUP ONE TRADING LLC	13F	Company	— class O/S missing	143,734	$3,286,000	—	30 Jun 2021	13F
Russell Investments Group, Ltd.	13F	Company	— class O/S missing	137,773	$3,148,000	—	30 Jun 2021	13F
Global IMC LLC	13F	Company	— class O/S missing	120,803	$2,762,000	—	30 Jun 2021	13F
D. E. Shaw & Co., Inc.	13F	Company	— class O/S missing	99,693	$2,279,000	—	30 Jun 2021	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	— class O/S missing	98,968	$2,262,000	—	30 Jun 2021	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	90,901	$2,078,000	—	30 Jun 2021	13F
STATE OF WISCONSIN INVESTMENT BOARD	13F	Company	— class O/S missing	90,700	$2,073,000	—	30 Jun 2021	13F
GOLDMAN SACHS GROUP INC	13F	Company	— class O/S missing	90,117	$2,060,000	—	30 Jun 2021	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	— class O/S missing	89,400	$2,044,000	—	30 Jun 2021	13F
Hikari Power Ltd	13F	Company	— class O/S missing	85,585	$1,956,000	—	30 Jun 2021	13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	13F	Company	— class O/S missing	85,577	$1,956,000	—	30 Jun 2021	13F
Virtu Financial LLC	13F	Company	— class O/S missing	81,011	$1,852,000	—	30 Jun 2021	13F
Caption Management, LLC	13F	Company	— class O/S missing	73,000	$1,669,000	—	30 Jun 2021	13F
SEI INVESTMENTS CO	13F	Company	— class O/S missing	69,645	$1,602,000	—	30 Jun 2021	13F
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	13F	Company	— class O/S missing	68,184	$1,558,687	—	30 Jun 2021	13F
AMERIPRISE FINANCIAL INC	13F	Company	— class O/S missing	62,160	$1,421,000	—	30 Jun 2021	13F
AllSquare Wealth Management LLC	13F	Company	— class O/S missing	62,085	$1,419,000	—	30 Jun 2021	13F
Walleye Trading LLC	13F	Company	— class O/S missing	61,141	$1,398,000	—	30 Jun 2021	13F
Vontobel Holding Ltd.	13F	Company	— class O/S missing	60,000	$1,372,000	—	30 Jun 2021	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	— class O/S missing	58,571	$1,339,000	—	30 Jun 2021	13F
RHUMBLINE ADVISERS	13F	Company	— class O/S missing	58,096	$1,328,000	—	30 Jun 2021	13F
NEW YORK STATE COMMON RETIREMENT FUND	13F	Company	— class O/S missing	53,674	$1,227,000	—	30 Jun 2021	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	41,769	$954,000	—	30 Jun 2021	13F
Squarepoint Ops LLC	13F	Company	— class O/S missing	40,619	$929,000	—	30 Jun 2021	13F
CREDIT SUISSE AG/	13F	Company	— class O/S missing	39,930	$913,000	—	30 Jun 2021	13F
Cubist Systematic Strategies, LLC	13F	Company	— class O/S missing	37,988	$868,000	—	30 Jun 2021	13F
FEDERATED HERMES, INC.	13F	Company	— class O/S missing	35,527	$812,000	—	30 Jun 2021	13F

Institutional Holders of ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL) as of Q3 2021

As of 30 Sep 2021, ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL) was held by 131 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 20,580,263 shares. The largest 10 holders included BlackRock Inc., STATE STREET CORP, VANGUARD GROUP INC, GEODE CAPITAL MANAGEMENT, LLC, NORTHERN TRUST CORP, CHARLES SCHWAB INVESTMENT MANAGEMENT INC, SUSQUEHANNA INTERNATIONAL GROUP, LLP, Pier Capital, LLC, MORGAN STANLEY, and Nuveen Asset Management, LLC. This page lists 132 institutional shareholders reporting positions in this security for the Q3 2021 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2021 vs Q2 2021 Across Filers

Q2 2021 holders

124

Q3 2021 holders

131

Holder diff

Investor	Q2 2021 Shares	Q3 2021 Shares	Share Diff	Share Chg %	Q2 2021 Value $	Q3 2021 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.