- Type / Class
- Equity / COM NEW
- Total 13F shares
- 13,916,000
- Share change
- +459,454
- Total reported value
- $36,043,597
- Put/Call ratio
- 563%
- Price per share
- $2.59
- Number of holders
- 59
- Value change
- +$1,117,491
- Number of buys
- 26
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 032797300?
CUSIP 032797300 identifies AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 032797300:
Top shareholders of AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Park West Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
3,250,000
|
$10,270,000 | — | 30 Sep 2019 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
2,885,995
|
$9,118,000 | — | 30 Sep 2019 | |
| VANGUARD GROUP INC |
13F
|
Company |
—
class O/S missing
|
2,439,480
|
$7,709,000 | — | 30 Sep 2019 | |
| STATE STREET CORP |
13F
|
Company |
—
class O/S missing
|
783,926
|
$2,477,000 | — | 30 Sep 2019 | |
| Knoll Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
724,205
|
$2,288,000 | — | 30 Sep 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
588,848
|
$1,860,000 | — | 30 Sep 2019 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
513,735
|
$1,623,000 | — | 30 Sep 2019 | |
| Hikari Power Ltd |
13F
|
Company |
—
class O/S missing
|
468,110
|
$1,479,000 | — | 30 Sep 2019 | |
| Squar Milner Financial Services LLC |
13F
|
Company |
—
class O/S missing
|
130,000
|
$592,000 | — | 30 Sep 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
157,041
|
$496,000 | — | 30 Sep 2019 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
133,782
|
$423,000 | — | 30 Sep 2019 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
—
class O/S missing
|
118,590
|
$375,000 | — | 30 Sep 2019 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
110,195
|
$348,000 | — | 30 Sep 2019 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
106,221
|
$336,000 | — | 30 Sep 2019 | |
| WINTON GROUP Ltd |
13F
|
Company |
—
class O/S missing
|
91,984
|
$291,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
75,792
|
$239,000 | — | 30 Sep 2019 | |
| SNS Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
70,000
|
$221,000 | — | 30 Sep 2019 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
66,095
|
$209,000 | — | 30 Sep 2019 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
63,891
|
$202,000 | — | 30 Sep 2019 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
—
class O/S missing
|
60,604
|
$191,000 | — | 30 Sep 2019 | |
| Virtu Financial LLC |
13F
|
Company |
—
class O/S missing
|
50,439
|
$159,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
43,127
|
$137,000 | — | 30 Sep 2019 | |
| AllSquare Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
40,424
|
$128,000 | — | 30 Sep 2019 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
35,364
|
$112,000 | — | 30 Sep 2019 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
—
class O/S missing
|
31,404
|
$99,000 | — | 30 Sep 2019 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
29,664
|
$99,000 | — | 30 Sep 2019 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
—
class O/S missing
|
28,475
|
$90,000 | — | 30 Sep 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
28,185
|
$89,000 | — | 30 Sep 2019 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
—
class O/S missing
|
27,800
|
$88,000 | — | 30 Sep 2019 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
27,107
|
$86,000 | — | 30 Sep 2019 | |
| Foster Victor Wealth Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
25,028
|
$76,000 | — | 30 Sep 2019 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
21,162
|
$67,000 | — | 30 Sep 2019 | |
| Kessler Investment Group, LLC |
13F
|
Company |
—
class O/S missing
|
20,721
|
$65,000 | — | 30 Sep 2019 | |
| Edge Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
20,000
|
$63,000 | — | 30 Sep 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
19,250
|
$61,000 | — | 30 Sep 2019 | |
| VOYA INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
18,534
|
$59,000 | — | 30 Sep 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
14,000
|
$46,000 | — | 30 Sep 2019 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
14,396
|
$44,000 | — | 30 Sep 2019 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
14,074
|
$44,000 | — | 30 Sep 2019 | |
| FormulaFolio Investments, LLC |
13F
|
Company |
—
class O/S missing
|
13,936
|
$44,000 | — | 30 Sep 2019 | |
| Squarepoint Ops LLC |
13F
|
Company |
—
class O/S missing
|
12,631
|
$40,000 | — | 30 Sep 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
8,986
|
$28,000 | — | 30 Sep 2019 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
7,168
|
$23,000 | — | 30 Sep 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
16,000
|
$19,000 | — | 30 Sep 2019 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
5,765
|
$18,000 | — | 30 Sep 2019 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
5,572
|
$17,608 | — | 30 Sep 2019 | |
| Ameritas Investment Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
3,787
|
$12,000 | — | 30 Sep 2019 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
3,124
|
$10,000 | — | 30 Sep 2019 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
3,000
|
$9,000 | — | 30 Sep 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
2,700
|
$8,000 | — | 30 Sep 2019 |
Institutional Holders of ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL) as of Q4 2019
As of 31 Dec 2019,
ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL) was held by
59 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
13,916,000 shares.
The largest 10 holders included
Park West Asset Management LLC, BlackRock Inc., VANGUARD GROUP INC, STATE STREET CORP, Knoll Capital Management, LP, GEODE CAPITAL MANAGEMENT, LLC, NORTHERN TRUST CORP, Hikari Power Ltd, SUSQUEHANNA INTERNATIONAL GROUP, LLP, and Bank of New York Mellon Corp.
This page lists
59
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
54
Q4 2019 holders
59
Holder diff
5
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.