What does CUSIP 032797300 represent in this 13F holders report?

CUSIP 032797300 is the security identifier for AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW used to aggregate holder disclosures.

How many institutions held AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW in Q1 2018?

53 institutional investors reported AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW for Q1 2018. Use the holders table for investor-level position and value details.

ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL)

CUSIP: 032797300

Q1 2018 13F Holders as of 31 Mar 2018

Type / Class: Equity / COM NEW
Total 13F shares: 10,279,544
Share change: +143,652
Total reported value: $28,366,015
Put/Call ratio: 413%
Price per share: $2.76
Number of holders: 53
Value change: +$325,912
Number of buys: 22
Number of sells: 23

Quarterly Holders Quick Answers

What is CUSIP 032797300?
CUSIP 032797300 identifies AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2018
Previous quarter: Q4 2017

Recent filing periods for CUSIP 032797300:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Park West Asset Management LLC	13F	Company	— class O/S missing	2,712,858	$8,735,000	—	31 Dec 2017	13F
BlackRock Finance, Inc.	13F	Company	— class O/S missing	1,810,072	$5,828,000	—	31 Dec 2017	13F
VANGUARD GROUP INC	13F	Company	— class O/S missing	1,734,075	$5,583,000	—	31 Dec 2017	13F
Knoll Capital Management, LLC	13F	Company	— class O/S missing	724,205	$2,332,000	—	31 Dec 2017	13F
STATE STREET CORP	13F	Company	— class O/S missing	624,639	$2,011,000	—	31 Dec 2017	13F
NORTHERN TRUST CORP	13F	Company	— class O/S missing	423,166	$1,363,000	—	31 Dec 2017	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	— class O/S missing	318,519	$1,025,000	—	31 Dec 2017	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	— class O/S missing	264,367	$851,000	—	31 Dec 2017	13F
Bank of New York Mellon Corp	13F	Company	— class O/S missing	177,937	$573,000	—	31 Dec 2017	13F
MORGAN STANLEY	13F	Company	— class O/S missing	101,214	$326,000	—	31 Dec 2017	13F
GROUP ONE TRADING LLC	13F	Company	— class O/S missing	93,683	$302,000	—	31 Dec 2017	13F
TIAA CREF INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	90,153	$290,000	—	31 Dec 2017	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	82,960	$266,000	—	31 Dec 2017	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	75,817	$244,000	—	31 Dec 2017	13F
SNS Financial Group, LLC	13F	Company	— class O/S missing	70,000	$225,000	—	31 Dec 2017	13F
TEACHERS ADVISORS, LLC	13F	Company	— class O/S missing	67,746	$218,000	—	31 Dec 2017	13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	13F	Company	— class O/S missing	58,818	$189,000	—	31 Dec 2017	13F
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	— class O/S missing	55,234	$178,000	—	31 Dec 2017	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	— class O/S missing	51,200	$165,000	—	31 Dec 2017	13F
Edge Wealth Management LLC	13F	Company	— class O/S missing	50,000	$162,000	—	31 Dec 2017	13F
CREDIT SUISSE AG/	13F	Company	— class O/S missing	47,191	$153,000	—	31 Dec 2017	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	— class O/S missing	44,895	$145,000	—	31 Dec 2017	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	34,568	$112,000	—	31 Dec 2017	13F
RHUMBLINE ADVISERS	13F	Company	— class O/S missing	33,547	$108,000	—	31 Dec 2017	13F
NEW YORK STATE COMMON RETIREMENT FUND	13F	Company	— class O/S missing	33,500	$108,000	—	31 Dec 2017	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	— class O/S missing	29,700	$96,000	—	31 Dec 2017	13F
STATE OF WISCONSIN INVESTMENT BOARD	13F	Company	— class O/S missing	29,000	$93,000	—	31 Dec 2017	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	— class O/S missing	25,135	$81,000	—	31 Dec 2017	13F
BARCLAYS PLC	13F	Company	— class O/S missing	22,107	$71,000	—	31 Dec 2017	13F
SG Americas Securities, LLC	13F	Company	— class O/S missing	21,389	$69,000	—	31 Dec 2017	13F
NORTHWEST INVESTMENT COUNSELORS, LLC	13F	Company	— class O/S missing	20,000	$64,000	—	31 Dec 2017	13F
SIMPLEX TRADING, LLC	13F	Company	— class O/S missing	19,497	$62,000	—	31 Dec 2017	13F
VOYA INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	18,220	$59,000	—	31 Dec 2017	13F
Squarepoint Ops LLC	13F	Company	— class O/S missing	17,054	$55,000	—	31 Dec 2017	13F
AllSquare Wealth Management LLC	13F	Company	— class O/S missing	16,330	$53,000	—	31 Dec 2017	13F
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM	13F	Company	— class O/S missing	16,336	$52,000	—	31 Dec 2017	13F
D. E. Shaw & Co., Inc.	13F	Company	— class O/S missing	16,140	$52,000	—	31 Dec 2017	13F
TWO SIGMA SECURITIES, LLC	13F	Company	— class O/S missing	10,478	$34,000	—	31 Dec 2017	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	10,475	$34,000	—	31 Dec 2017	13F
BURNEY CO/	13F	Company	— class O/S missing	10,000	$32,000	—	31 Dec 2017	13F
UBS Group AG	13F	Company	— class O/S missing	9,092	$29,000	—	31 Dec 2017	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	8,050	$26,000	—	31 Dec 2017	13F
BNP PARIBAS FINANCIAL MARKETS	13F	Company	— class O/S missing	7,788	$25,077	—	31 Dec 2017	13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE	13F	Company	— class O/S missing	6,327	$20,000	—	31 Dec 2017	13F
Legal & General Group Plc	13F	Company	— class O/S missing	5,773	$19,000	—	31 Dec 2017	13F
Parallax Volatility Advisers, L.P.	13F	Company	— class O/S missing	5,670	$18,000	—	31 Dec 2017	13F
Tower Research Capital LLC (TRC)	13F	Company	— class O/S missing	5,609	$18,000	—	31 Dec 2017	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	5,025	$17,000	—	31 Dec 2017	13F
CITIGROUP INC	13F	Company	— class O/S missing	4,750	$15,000	—	31 Dec 2017	13F
ADVANTAGE INVESTMENT MANAGEMENT, LLC	13F	Company	— class O/S missing	3,000	$10,000	—	31 Dec 2017	13F

Institutional Holders of ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL) as of Q1 2018

As of 31 Mar 2018, ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL) was held by 53 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 10,279,544 shares. The largest 10 holders included Park West Asset Management LLC, BlackRock Inc., VANGUARD GROUP INC, Knoll Capital Management, LP, STATE STREET CORP, NORTHERN TRUST CORP, GEODE CAPITAL MANAGEMENT, LLC, GROUP ONE TRADING, L.P., Bank of New York Mellon Corp, and TIAA CREF INVESTMENT MANAGEMENT LLC. This page lists 53 institutional shareholders reporting positions in this security for the Q1 2018 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2018 vs Q4 2017 Across Filers

Q4 2017 holders

Q1 2018 holders

Holder diff

-3

Investor	Q4 2017 Shares	Q1 2018 Shares	Share Diff	Share Chg %	Q4 2017 Value $	Q1 2018 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.