What does CUSIP 032797300 represent in this 13F holders report?

CUSIP 032797300 is the security identifier for AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW used to aggregate holder disclosures.

How many institutions held AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW in Q3 2017?

60 institutional investors reported AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW for Q3 2017. Use the holders table for investor-level position and value details.

ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL)

CUSIP: 032797300

Q3 2017 13F Holders as of 30 Sep 2017

Type / Class: Equity / COM NEW
Total 13F shares: 10,036,457
Share change: -226,617
Total reported value: $41,546,671
Put/Call ratio: 2342%
Price per share: $4.14
Number of holders: 60
Value change: -$980,609
Number of buys: 28
Number of sells: 16

Quarterly Holders Quick Answers

What is CUSIP 032797300?
CUSIP 032797300 identifies AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW in SEC institutional holdings data.

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Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2017
Previous quarter: Q2 2017

Recent filing periods for CUSIP 032797300:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Park West Asset Management LLC	13F	Company	— class O/S missing	3,302,827	$17,571,000	—	30 Jun 2017	13F
BlackRock Finance, Inc.	13F	Company	— class O/S missing	1,700,827	$9,048,000	—	30 Jun 2017	13F
VANGUARD GROUP INC	13F	Company	— class O/S missing	1,617,757	$8,606,000	—	30 Jun 2017	13F
Knoll Capital Management, LLC	13F	Company	— class O/S missing	724,205	$3,853,000	—	30 Jun 2017	13F
STATE STREET CORP	13F	Company	— class O/S missing	603,326	$3,210,000	—	30 Jun 2017	13F
NORTHERN TRUST CORP	13F	Company	— class O/S missing	429,073	$2,282,000	—	30 Jun 2017	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	— class O/S missing	299,482	$1,593,000	—	30 Jun 2017	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	— class O/S missing	265,031	$1,410,000	—	30 Jun 2017	13F
Bank of New York Mellon Corp	13F	Company	— class O/S missing	111,249	$593,000	—	30 Jun 2017	13F
TIAA CREF INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	96,976	$516,000	—	30 Jun 2017	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	91,752	$487,000	—	30 Jun 2017	13F
BANK OF MONTREAL /CAN/	13F	Company	— class O/S missing	77,000	$410,000	—	30 Jun 2017	13F
TEACHERS ADVISORS, LLC	13F	Company	— class O/S missing	67,746	$360,000	—	30 Jun 2017	13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	13F	Company	— class O/S missing	64,864	$345,000	—	30 Jun 2017	13F
Edge Wealth Management LLC	13F	Company	— class O/S missing	60,000	$331,000	—	30 Jun 2017	13F
MORGAN STANLEY	13F	Company	— class O/S missing	55,284	$294,000	—	30 Jun 2017	13F
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	— class O/S missing	53,522	$285,000	—	30 Jun 2017	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	— class O/S missing	51,200	$273,000	—	30 Jun 2017	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	— class O/S missing	45,269	$241,000	—	30 Jun 2017	13F
CREDIT SUISSE AG/	13F	Company	— class O/S missing	43,513	$231,000	—	30 Jun 2017	13F
RHUMBLINE ADVISERS	13F	Company	— class O/S missing	40,342	$215,000	—	30 Jun 2017	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	40,338	$215,000	—	30 Jun 2017	13F
Virtu KCG Holdings LLC	13F	Company	— class O/S missing	34,977	$186,000	—	30 Jun 2017	13F
NEW YORK STATE COMMON RETIREMENT FUND	13F	Company	— class O/S missing	33,500	$178,000	—	30 Jun 2017	13F
Marshall Wace North America L.P.	13F	Company	— class O/S missing	35,141	$176,000	—	30 Jun 2017	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	31,889	$169,000	—	30 Jun 2017	13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE	13F	Company	— class O/S missing	31,876	$169,000	—	30 Jun 2017	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	— class O/S missing	29,700	$158,000	—	30 Jun 2017	13F
STATE OF WISCONSIN INVESTMENT BOARD	13F	Company	— class O/S missing	29,000	$151,000	—	30 Jun 2017	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	— class O/S missing	22,708	$121,000	—	30 Jun 2017	13F
NORTHWEST INVESTMENT COUNSELORS, LLC	13F	Company	— class O/S missing	20,000	$106,000	—	30 Jun 2017	13F
Russell Investments Group, Ltd.	13F	Company	— class O/S missing	19,196	$102,000	—	30 Jun 2017	13F
Nationwide Fund Advisors	13F	Company	— class O/S missing	18,498	$98,000	—	30 Jun 2017	13F
VOYA INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	18,220	$97,000	—	30 Jun 2017	13F
GROUP ONE TRADING LLC	13F	Company	— class O/S missing	16,811	$89,000	—	30 Jun 2017	13F
Squarepoint Ops LLC	13F	Company	— class O/S missing	14,400	$77,000	—	30 Jun 2017	13F
TWO SIGMA SECURITIES, LLC	13F	Company	— class O/S missing	13,549	$72,000	—	30 Jun 2017	13F
Cutler Group LLC / CA	13F	Company	— class O/S missing	12,142	$64,000	—	30 Jun 2017	13F
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM	13F	Company	— class O/S missing	11,186	$58,000	—	30 Jun 2017	13F
STRS OHIO	13F	Company	— class O/S missing	9,600	$51,000	—	30 Jun 2017	13F
AllSquare Wealth Management LLC	13F	Company	— class O/S missing	8,890	$47,000	—	30 Jun 2017	13F
UBS Group AG	13F	Company	— class O/S missing	7,497	$40,000	—	30 Jun 2017	13F
Legal & General Group Plc	13F	Company	— class O/S missing	4,560	$24,000	—	30 Jun 2017	13F
CITIGROUP INC	13F	Company	— class O/S missing	4,074	$22,000	—	30 Jun 2017	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	4,025	$21,000	—	30 Jun 2017	13F
Acrospire Investment Management LLC	13F	Company	— class O/S missing	2,796	$15,000	—	30 Jun 2017	13F
Ameritas Investment Partners, Inc.	13F	Company	— class O/S missing	2,544	$14,000	—	30 Jun 2017	13F
BNP PARIBAS FINANCIAL MARKETS	13F	Company	— class O/S missing	2,376	$12,640	—	30 Jun 2017	13F
Creative Planning	13F	Company	— class O/S missing	2,280	$12,000	—	30 Jun 2017	13F
IHT Wealth Management, LLC	13F	Company	— class O/S missing	2,642	$10,000	—	30 Jun 2017	13F

Institutional Holders of ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL) as of Q3 2017

As of 30 Sep 2017, ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL) was held by 60 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 10,036,457 shares. The largest 10 holders included Park West Asset Management LLC, BlackRock Inc., VANGUARD GROUP INC, Knoll Capital Management, LP, STATE STREET CORP, NORTHERN TRUST CORP, GEODE CAPITAL MANAGEMENT, LLC, SUSQUEHANNA INTERNATIONAL GROUP, LLP, Bank of New York Mellon Corp, and TIAA CREF INVESTMENT MANAGEMENT LLC. This page lists 60 institutional shareholders reporting positions in this security for the Q3 2017 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2017 vs Q2 2017 Across Filers

Q2 2017 holders

Q3 2017 holders

Holder diff

Investor	Q2 2017 Shares	Q3 2017 Shares	Share Diff	Share Chg %	Q2 2017 Value $	Q3 2017 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.