What does CUSIP 029899101 represent in this 13F holders report?

CUSIP 029899101 is the security identifier for AWR - AMERICAN STATES WATER CO - Common Stock used to aggregate holder disclosures.

How many institutions held AWR - AMERICAN STATES WATER CO - Common Stock in Q1 2016?

212 institutional investors reported AWR - AMERICAN STATES WATER CO - Common Stock for Q1 2016. Use the holders table for investor-level position and value details.

AMERICAN STATES WATER CO - Common Stock (AWR)

CUSIP: 029899101

Q1 2016 13F Holders as of 31 Mar 2016

Type / Class: Equity / Common Stock
Shares outstanding: 38,243,460
Total 13F shares: 23,033,746
Share change: -242,336
Total reported value: $907,923,851
Put/Call ratio: 172%
Price per share: $39.36
Number of holders: 212
Value change: -$12,681,366
Number of buys: 94
Number of sells: 96

Quarterly Holders Quick Answers

What is CUSIP 029899101?
CUSIP 029899101 identifies AWR - AMERICAN STATES WATER CO - Common Stock in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2016
Previous quarter: Q4 2015

Recent filing periods for CUSIP 029899101:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of AWR - AMERICAN STATES WATER CO - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
VANGUARD GROUP INC	13F	Company	9%	3,445,746	$144,549,000	—	31 Dec 2015	13F
BlackRock Fund Advisors	13F	Company	6.1%	2,315,647	$97,141,000	—	31 Dec 2015	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	3.2%	1,236,381	$51,867,000	—	31 Dec 2015	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	2.5%	967,800	$40,599,000	—	31 Dec 2015	13F
JPMORGAN CHASE & CO	13F	Company	2.5%	963,275	$40,410,000	—	31 Dec 2015	13F
BlackRock Institutional Trust Company, N.A.	13F	Company	2.4%	927,588	$38,912,000	—	31 Dec 2015	13F
STATE STREET CORP	13F	Company	2.1%	800,033	$33,562,000	—	31 Dec 2015	13F
Copper Rock Capital Partners, LLC	13F	Company	2%	777,795	$32,629,000	—	31 Dec 2015	13F
Bank of New York Mellon Corp	13F	Company	1.9%	741,264	$31,097,000	—	31 Dec 2015	13F
NORTHERN TRUST CORP	13F	Company	1.4%	534,688	$22,430,000	—	31 Dec 2015	13F
Invesco Ltd.	13F	Company	1.3%	508,862	$21,347,000	—	31 Dec 2015	13F
Boston Trust Walden Corp	13F	Company	1.3%	508,833	$21,346,000	—	31 Dec 2015	13F
PICTET ASSET MANAGEMENT LTD	13F	Company	1.2%	461,222	$19,348,000	—	31 Dec 2015	13F
Copeland Capital Management, LLC	13F	Company	1.2%	460,644	$19,324,000	—	31 Dec 2015	13F
NORGES BANK	13F	Company	1.1%	403,588	$16,931,000	—	31 Dec 2015	13F
TEACHERS ADVISORS, LLC	13F	Company	1%	383,547	$16,090,000	—	31 Dec 2015	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.9%	345,506	$14,493,000	—	31 Dec 2015	13F
CREDIT SUISSE AG/	13F	Company	0.83%	316,297	$13,268,000	—	31 Dec 2015	13F
BAILLIE GIFFORD & CO	13F	Company	0.77%	294,228	$12,343,000	—	31 Dec 2015	13F
PRINCIPAL FINANCIAL GROUP INC	13F	Company	0.65%	246,880	$10,357,000	—	31 Dec 2015	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.64%	245,411	$10,295,000	—	31 Dec 2015	13F
Granite Investment Partners, LLC	13F	Company	0.58%	223,668	$9,383,000	—	31 Dec 2015	13F
ROYAL BANK OF CANADA	13F	Company	0.56%	215,871	$9,055,000	—	31 Dec 2015	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.51%	196,524	$8,245,000	—	31 Dec 2015	13F
RUSSELL FRANK CO/	13F	Company	0.49%	189,046	$8,140,000	—	31 Dec 2015	13F
TIAA CREF INVESTMENT MANAGEMENT LLC	13F	Company	0.49%	188,729	$7,917,000	—	31 Dec 2015	13F
PRUDENTIAL FINANCIAL INC	13F	Company	0.47%	178,612	$7,493,000	—	31 Dec 2015	13F
BlackRock Group LTD	13F	Company	0.43%	163,878	$6,874,000	—	31 Dec 2015	13F
BlackRock Investment Management, LLC	13F	Company	0.4%	154,155	$6,467,000	—	31 Dec 2015	13F
ZACKS INVESTMENT MANAGEMENT	13F	Company	0.37%	140,908	$5,911,000	—	31 Dec 2015	13F
THRIVENT FINANCIAL FOR LUTHERANS	13F	Company	0.35%	135,074	$5,667,000	—	31 Dec 2015	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.35%	133,739	$5,610,000	—	31 Dec 2015	13F
CHICAGO EQUITY PARTNERS LLC	13F	Company	0.33%	124,824	$5,236,000	—	31 Dec 2015	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	0.31%	117,272	$4,920,000	—	31 Dec 2015	13F
WBI INVESTMENTS, LLC	13F	Company	0.31%	117,047	$4,910,000	—	31 Dec 2015	13F
DEUTSCHE BANK AG\	13F	Company	0.3%	116,347	$4,878,000	—	31 Dec 2015	13F
Numeric Investors LLC	13F	Company	0.28%	106,986	$4,488,000	—	31 Dec 2015	13F
York State Teachers Retirement System New	13F	Individual	0.28%	105,418	$4,422,000	—	31 Dec 2015	13F
Legal & General Group Plc	13F	Company	0.27%	101,657	$4,268,000	—	31 Dec 2015	13F
FIRST TRUST ADVISORS LP	13F	Company	0.26%	99,472	$4,173,000	—	31 Dec 2015	13F
UBS Group AG	13F	Company	0.26%	98,776	$4,143,000	—	31 Dec 2015	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.26%	98,381	$4,126,000	—	31 Dec 2015	13F
KBC Group NV	13F	Company	0.25%	97,488	$4,090,000	—	31 Dec 2015	13F
SMITH HAYES Advisers, Inc	13F	Company	0.24%	92,518	$3,881,000	—	31 Dec 2015	13F
MORGAN STANLEY	13F	Company	0.24%	91,993	$3,858,000	—	31 Dec 2015	13F
QS Investors, LLC	13F	Company	0.24%	90,671	$3,804,000	—	31 Dec 2015	13F
SEGALL BRYANT & HAMILL, LLC	13F	Company	0.23%	89,661	$3,761,000	—	31 Dec 2015	13F
STRS OHIO	13F	Company	0.23%	87,900	$3,687,000	—	31 Dec 2015	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.22%	82,681	$3,469,000	—	31 Dec 2015	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.21%	81,006	$3,398,000	—	31 Dec 2015	13F

Institutional Holders of AMERICAN STATES WATER CO - Common Stock (AWR) as of Q1 2016

As of 31 Mar 2016, AMERICAN STATES WATER CO - Common Stock (AWR) was held by 212 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 23,033,746 shares. The largest 10 holders included VANGUARD GROUP INC, BlackRock Fund Advisors, DIMENSIONAL FUND ADVISORS LP, JPMORGAN CHASE & CO, BlackRock Institutional Trust Company, N.A., RENAISSANCE TECHNOLOGIES LLC, STATE STREET CORP, Invesco Ltd., Bank of New York Mellon Corp, and CREDIT SUISSE AG/. This page lists 212 institutional shareholders reporting positions in this security for the Q1 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2016 vs Q4 2015 Across Filers

Q4 2015 holders

211

Q1 2016 holders

212

Holder diff

Investor	Q4 2015 Shares	Q1 2016 Shares	Share Diff	Share Chg %	Q4 2015 Value $	Q1 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.