Security key
029899101
AMERICAN STATES WATER CO - Common Stock (AWR)
CUSIP: 029899101
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 39,100,095
- Total 13F shares
- 23,256,314
- Share change
- -524,624
- Total reported value
- $975,785,213
- Put/Call ratio
- 127%
- Price per share
- $41.95
- Number of holders
- 211
- Value change
- -$21,914,971
- Number of buys
- 88
- Number of sells
- 80
Report period
Q4 2015
Institutions
211
Top holders
10
AWR full security history
Newer quarter: Q1 2016
Previous quarter: Q3 2015
AMERICAN STATES WATER CO SEC filings
AMERICAN STATES WATER CO company facts
Broader feeds
Reporting periods
Holder history for CUSIP 029899101
Recent filing periods:
Top shareholders of AWR - AMERICAN STATES WATER CO - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC |
13F
|
Company |
9.6%
|
3,738,177
|
$154,761,000 | — | 30 Sep 2015 | |
| BlackRock Fund Advisors |
13F
|
Company |
5.6%
|
2,205,721
|
$91,317,000 | — | 30 Sep 2015 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
3.1%
|
1,197,754
|
$49,587,000 | — | 30 Sep 2015 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
2.5%
|
964,900
|
$39,947,000 | — | 30 Sep 2015 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
2.4%
|
939,262
|
$38,885,000 | — | 30 Sep 2015 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
2.3%
|
910,059
|
$37,676,000 | — | 30 Sep 2015 | |
| Copper Rock Capital Partners, LLC |
13F
|
Company |
2.1%
|
820,179
|
$33,955,000 | — | 30 Sep 2015 | |
| Bank of New York Mellon Corp |
13F
|
Company |
2.1%
|
802,737
|
$33,234,000 | — | 30 Sep 2015 | |
| STATE STREET CORP |
13F
|
Company |
2%
|
794,533
|
$32,892,000 | — | 30 Sep 2015 | |
| Boston Trust Walden Corp |
13F
|
Company |
1.7%
|
650,029
|
$26,911,000 | — | 30 Sep 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1.4%
|
558,687
|
$23,128,000 | — | 30 Sep 2015 | |
| Invesco Ltd. |
13F
|
Company |
1.3%
|
493,566
|
$20,434,000 | — | 30 Sep 2015 | |
| PICTET ASSET MANAGEMENT LTD |
13F
|
Company |
1.2%
|
461,427
|
$19,103,000 | — | 30 Sep 2015 | |
| Copeland Capital Management, LLC |
13F
|
Company |
1.1%
|
442,837
|
$18,333,000 | — | 30 Sep 2015 | |
| NORGES BANK |
13F
|
Company |
1%
|
403,588
|
$16,709,000 | — | 30 Sep 2015 | |
| GLENMEDE TRUST CO NA |
13F
|
Company |
0.98%
|
382,064
|
$15,817,000 | — | 30 Sep 2015 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
0.97%
|
380,947
|
$15,771,000 | — | 30 Sep 2015 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.89%
|
346,955
|
$14,363,000 | — | 30 Sep 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.64%
|
251,845
|
$10,426,000 | — | 30 Sep 2015 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.62%
|
241,804
|
$10,010,000 | — | 30 Sep 2015 | |
| Granite Investment Partners, LLC |
13F
|
Company |
0.57%
|
221,924
|
$9,188,000 | — | 30 Sep 2015 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.56%
|
218,064
|
$9,028,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.55%
|
215,113
|
$8,906,000 | — | 30 Sep 2015 | |
| BAILLIE GIFFORD & CO |
13F
|
Company |
0.54%
|
212,968
|
$8,817,000 | — | 30 Sep 2015 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.5%
|
196,572
|
$8,139,000 | — | 30 Sep 2015 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.49%
|
191,597
|
$7,932,000 | — | 30 Sep 2015 | |
| RUSSELL FRANK CO/ |
13F
|
Company |
0.47%
|
183,536
|
$7,598,000 | — | 30 Sep 2015 | |
| PRUDENTIAL FINANCIAL INC |
13F
|
Company |
0.42%
|
165,012
|
$6,831,000 | — | 30 Sep 2015 | |
| BlackRock Group LTD |
13F
|
Company |
0.42%
|
163,623
|
$6,774,000 | — | 30 Sep 2015 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.39%
|
153,551
|
$6,357,000 | — | 30 Sep 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.37%
|
146,624
|
$6,070,000 | — | 30 Sep 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.37%
|
144,916
|
$5,998,000 | — | 30 Sep 2015 | |
| ZACKS INVESTMENT MANAGEMENT |
13F
|
Company |
0.35%
|
136,493
|
$5,651,000 | — | 30 Sep 2015 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
0.35%
|
135,306
|
$5,602,000 | — | 30 Sep 2015 | |
| THB ASSET MANAGEMENT |
13F
|
Company |
0.29%
|
115,000
|
$4,761,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
0.29%
|
113,413
|
$4,696,000 | — | 30 Sep 2015 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.29%
|
112,768
|
$4,669,000 | — | 30 Sep 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.29%
|
112,685
|
$4,666,000 | — | 30 Sep 2015 | |
| CHICAGO EQUITY PARTNERS LLC |
13F
|
Company |
0.27%
|
106,031
|
$4,390,000 | — | 30 Sep 2015 | |
| York State Teachers Retirement System New |
13F
|
Individual |
0.27%
|
105,518
|
$4,368,000 | — | 30 Sep 2015 | |
| Legal & General Group Plc |
13F
|
Company |
0.26%
|
102,643
|
$4,249,000 | — | 30 Sep 2015 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.25%
|
99,456
|
$4,117,000 | — | 30 Sep 2015 | |
| QS Investors, LLC |
13F
|
Company |
0.24%
|
94,939
|
$3,930,000 | — | 30 Sep 2015 | |
| SMITH HAYES Advisers, Inc |
13F
|
Company |
0.24%
|
93,732
|
$3,881,000 | — | 30 Sep 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.24%
|
92,735
|
$3,839,000 | — | 30 Sep 2015 | |
| STRS OHIO |
13F
|
Company |
0.23%
|
90,000
|
$3,726,000 | — | 30 Sep 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.23%
|
89,878
|
$3,721,000 | — | 30 Sep 2015 | |
| SEGALL BRYANT & HAMILL, LLC |
13F
|
Company |
0.22%
|
87,266
|
$3,613,000 | — | 30 Sep 2015 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.2%
|
79,705
|
$3,300,000 | — | 30 Sep 2015 | |
| Numeric Investors LLC |
13F
|
Company |
0.2%
|
77,686
|
$3,216,000 | — | 30 Sep 2015 |
Institutional Holders of AMERICAN STATES WATER CO - Common Stock (AWR) as of Q4 2015
As of 31 Dec 2015,
AMERICAN STATES WATER CO - Common Stock (AWR) was held by
211 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
23,256,314 shares.
The largest 10 holders included
VANGUARD GROUP INC, BlackRock Fund Advisors, DIMENSIONAL FUND ADVISORS LP, RENAISSANCE TECHNOLOGIES LLC, JPMORGAN CHASE & CO, BlackRock Institutional Trust Company, N.A., STATE STREET CORP, Copper Rock Capital Partners, LLC, Bank of New York Mellon Corp, and NORTHERN TRUST CORP.
This page lists
211
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
206
Q4 2015 holders
211
Holder diff
5
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.