Security key
02155X106
ALTERITY THERAPEUTICS LTD - SPONSORED ADR (ATHE)
CUSIP: 02155X106
Q4 2022 13F Holders as of 31 Dec 2022
- Security type / class
- Equity / SPONSORED ADR
- Total 13F shares
- 661,303
- Total 13F value
- $230,547
- Share change
- -15,580
- SEC-reported price per share
- $0.35
- Number of holders
- 11
- Value change
- -$15,702
- Number of buys
- 5
- Number of sells
- 4
Report period
Q4 2022
Institutions
11
Top holders
10
ATHE full security history
Ownership snapshot
Full 13F holder table
ALTERITY THERAPEUTICS LTD SEC filings
ALTERITY THERAPEUTICS LTD company facts
Broader feeds
Ownership snapshot
Top reported holders of ATHE - ALTERITY THERAPEUTICS LTD - SPONSORED ADR (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
MORGAN STANLEY
Disclosed value leader
MORGAN STANLEY
Comparable rows
0/7
Latest evidence
30 Sep 2022
13F
Highest disclosed value: $241,000
7 rows are not safely comparable across share classes.
Showing 1-6 of 7 holder rows.
Quick read
MORGAN STANLEY has the largest disclosed position value at $241K.
0 of 7 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens MORGAN STANLEY's linked filing trail.
Disclosed position value
Top 5
MORGAN STANLEY
$241K
ENVESTNET ASSET MANAGEMENT INC
$35K
TWO SIGMA SECURITIES, LLC
$10K
MILLENNIUM MANAGEMENT LLC
$6K
GEODE CAPITAL MANAGEMENT, LLC
$5K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 7 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
Company
|
—
denominator unverified
|
$241,000
546,964 shares
|
— | 30 Sep 2022 |
| ENVESTNET ASSET MANAGEMENT INC |
13F
Company
|
—
denominator unverified
|
$35,000
78,065 shares
|
— | 30 Sep 2022 |
| TWO SIGMA SECURITIES, LLC |
13F
Company
|
—
denominator unverified
|
$10,000
23,190 shares
|
— | 30 Sep 2022 |
| MILLENNIUM MANAGEMENT LLC |
13F
Company
|
—
denominator unverified
|
$6,000
13,205 shares
|
— | 30 Sep 2022 |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
Company
|
—
denominator unverified
|
$5,000
12,128 shares
|
— | 30 Sep 2022 |
| Providence Capital Advisors, LLC |
13F
Company
|
—
denominator unverified
|
$1,000
2,000 shares
|
— | 30 Sep 2022 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2022
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
11
Shares
661,303
Rows available
11
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
7
Q4 2022 holders
11
Holder diff
4
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 value | Q4 2022 value | Value change | Value Chg % |
|---|